Title: Counsel, Discovery & Litigation Job Responsibilities: - Handle the docket of information requests received by the organization, including third-party subpoenas issued in arbitration proceedings, and civil and criminal litigation cases. - Exercise legal judgment under limited supervision to respond to information...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support concerning the life cycle of new regulatory initiatives. - Advise the Board of Governors and organization advisory committees on complex regulatory initiatives and rule changes. - Brief and communicate complex...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support throughout the life cycle of new regulatory initiatives. - Serve as a subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and advisory committees...
Title: Paralegal, Litigation Job Responsibilities: The Paralegal in the Litigation group within the department of the Chief Legal Officer is tasked with assisting in the response to information requests received by the organization, its officers, and its employees. This includes handling third-party...
Title: Associate, HONORS Program-1 Job Responsibilities: The role of an Associate in the HONORS Program involves significant contributions to the Enforcement department's investigations and decisions regarding potential disciplinary actions against individuals and firms within the financial industry. This position offers entry-level associates...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - The Principal Analyst, Risk Monitoring is responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - This senior-level position supports the Risk Monitoring Director in...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagement (OSE) within the department of Member Supervision is tasked with supporting the leadership team in various high-visibility external engagements and publications. The...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with internal and external parties. - Perform risk monitoring...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and in interactions with internal and...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is integral to the mission of StratIntel within the organization's Member Supervision department. The primary responsibilities include leading complex analytical projects to identify emerging market risks with minimal supervision, developing sophisticated frameworks...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. Develop strategic plans aligned with Member Supervision goals...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is responsible for executing functions in support of the Strategic Intelligence & Analytics (StratIntel) mission within the organization’s Member Supervision department. This includes: - Partnering across the organization and externally on...
Job Title: Counsel - Securities and Corporate/Employment Job Responsibilities:... in planning and executing the Annual Meeting of Stockholders. - Work with senior leadership and investor relations on disclosure matters and compliance with... NYSE, SEC, and corporate law requirements, including Regula...
Counsel - Governance and Disclosure Job Responsibilities: The Associate... member of the Governance, Disclosure and Benefits team within... Providing legal advice on securities laws and requirements, such... reporting requirements, Regulation FD, and insider trading laws. - Drafting and reviewing disclosure...
Title: AI Security Engineer, Manager Job Responsibilities: As an AI Security Engineer, Manager, you will play a pivotal role in ensuring the security and integrity of advanced AI models, data, and infrastructure within the company. Your primary responsibilities will include: - Implementing defenses...
personnel from the legal industry. We not only have the best **Members Only** positions, but we also have the most. Paralegal The candidate will assist with the preparation of patent application requisite documents including transmittal forms, assignments, information disclosure sta...
Title: Vice President, Chief Privacy Officer Job Responsibilities: Strategic Leadership - Develop and execute the organization's privacy vision, strategy, and roadmap. - Lead and mentor a team of privacy professionals and attorneys. - Partner with executive leadership to integrate privacy considerations into business strategy. - Serve...
Title: Corporate Counsel - Public Sector Job Responsibilities: - Draft, review, analyze, and negotiate public sector and commercial contracts, including agreements related to technology licensing for both on-premise software and SaaS/cloud-based services. - Handle professional services agreements and direct and indirect distribution contracts...
Title: Corporate Counsel – Export/Import Job Responsibilities: The Corporate Counsel – Export/Import at the company is tasked with providing legal counsel and driving strategy on a wide variety of . Customs and Import Compliance matters. The role involves offering effective legal counsel...
Title: Sr. Lead Counsel, Corporate Job Responsibilities: - Securities Law & Disclosure: -... Provide expert advice on securities law compliance, including 1933... Act and 1934 Act filings such as Forms 10-K, 10-Q, 8-K, report. - Support corporate disclosure and review of earnings......
Title: Attorney-Adviser Job Responsibilities: The Attorney-Adviser position at the Department of Justice (DOJ), within the Drug Enforcement Administration (DEA), Office of Administrative Law Judges (OALJ), involves several key responsibilities. The incumbent is expected to perform legal analysis, research, and writing as an...
Title: Immigration Judge Job Responsibilities: Immigration Judges serve within the Executive Office for Immigration Review (EOIR), specifically under the Office of the Chief Immigration Judge. They are responsible for presiding over formal, quasi-judicial hearings related to immigration matters. Their duties include: - Conducting...
Title: Health System Specialist** **Department:** **Members Only**, Military Treatment Facilities under DHA, Walter Reed National Military Medical Center, Department of Surgery **Job Responsibilities:** - **Budget Management:** Monitor and assist in preparing the annual budget, ensuring that requests for funds and expenditures are...
Mid- to Senior-level Corporate Securities Associate The candidate will... a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including representing public and private companies in connection with general corporate and securities laws matters, securitie...
legal practice, specifically focusing on the real estate sector. The key responsibilities include: - Engaging in public company practice, which involves handling equity and debt capital markets transactions, both registered and unregistered. - Advising listed companies on various matters, including disclosure, corporat...
Job Title: Counsel, Securities and Governance Job Responsibilities: The Counsel,... Securities and Governance role is... a unique opportunity to join a high-performing and collaborative team within the legal department of the company. The candidate will work on securities disclosure, transactional matters, and......
Heading Corporate Securities Associate - **Members Only** ... is hiring a Corporate Securities Associate with at least... three to five years of significant transactional experience to join their sophisticated and highly collaborative corporate practice. This position is based in either...
is an equal opportunity employer. Employment decisions at Fenwick are based on merit, qualifications, and abilities. It is our policy that each employee and applicant for employment shall be treated fairly and without discrimination on the basis of race, religion,...
them on compliance with securities laws, managing public and... private offerings, and navigating complex capital markets transactions. Serve as a strategic advisor to clients, often working closely with corporate executives, investment bankers, and regulators. Provide day-to-day legal and compliance advice...
Title: Counsel, Discovery & Litigation Job Responsibilities: - Handle the docket of information requests received by the organization, including third-party subpoenas issued in arbitration proceedings, and civil and criminal litigation cases. - Exercise legal judgment under limited supervision to respond to information requests,...
Title: Assistant Special Counsel, Office of Hearing Officers Job Responsibilities: The Assistant Special Counsel in the Office of Hearing Officers is a senior-level legal position responsible for providing effective legal support to Hearing Officers in connection with the adjudication of disciplinary proceedings....
Associate - Corporate - Securities Regulation & Corporate Governance... Lateral Associate in the Securities Regulation & Corporate Governance... on various aspects of securities regulation and corporate governance.... Key responsibilities include: - compliance with Exchange Act disclosure requirements. - Advising on......
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support throughout the entire lifecycle of adopting new regulatory initiatives. - Serve as a subject matter expert in one or more areas of legal expertise, providing guidance under general supervision. -...
Title: Associate General Counsel, Capital Markets Job Responsibilities: 1. **Regulatory Guidance and Advisory**: - Direct and manage the full lifecycle of adopting new regulatory requirements. - Advise the Board of Governors and senior management on complex and sensitive regulatory initiatives and rule...
Litigation & Trial - Securities and M&A Litigation Job... Department, focusing primarily on securities and M&A litigation. The... include: - Handling high-profile securities litigation, including securities class... direct listing litigation, SPAC-related securities litigation, books and records... demands, and audit &...
Job Title: Staff Director Securities/Corporate Law Job Responsibilities: - Implement the... highest corporate governance standards and structure. - Responsible for proxy statement and related executive compensation and corporate governance disclosures. - Provide legal support for all SEC filings and reporting activities. - Offer legal support...
duties that focus on securities and capital markets. Key... responsibilities include: - Preparing Exchange Act filings, which involve drafting and managing documents such as Forms 10-K, 10-Q, 8-K, and proxy statements. - Representing issuers and underwriters in equity and/or debt offerings, ensuring...
Division, Security and Emergency Planning Staff, Litigation Security Group. The primary responsibility of this position is to function as a Classified Information Security Officer (CISO) to prevent unauthorized disclosure of classified information in... litigation in accordance with the Classified Information...
We not only have the best **Members Only** positions, but we also have the most. Law Firm's Corporate, M&A and Securities Practice Law Firm is... a leader in corporate and securities law, providing services to... publicly traded companies, private busine...
Title: National Security and Trade Specialist Job Responsibilities: The National Security and Trade Specialist at the law firm is responsible for supporting attorneys in various facets of the firm's national security and trade practice. This role primarily focuses on international...
Title: Director, Data Security Counsel Job Responsibilities: - Provide expert legal advice, research, and track global data security legislation, evolving regulations, and enforcement, translating them into clear, concise, and actionable guidance. - Collaborate with members of the Legal team, Trust team, and other...
Title: Government Regulation Associate — . Trade and National Security Job Responsibilities: The Government Regulation Associate will be responsible for handling . international trade and national security matters. Key responsibilities include: - Advising on economic sanctions, export controls, import and...
on the real estate sector. The ideal candidate will have experience with public company practice, including equity and debt capital markets transactions, and advising listed companies on disclosure, corporate governance, and securities law in equity... and debt capital m...