Boggs as a Corporate Securities Associate H2: Work with... to senior level Corporate Securities Associate with at least... experience in public company securities and governance. The position... is available in any of the firm's US offices. The chosen candidate will...
the Financial Services & Securities Enforcement Department at a... in a variety of legal matters. This includes handling cases related to securities, lender liability, regulatory issues,... loan workouts, foreclosures, class actions, and credit card-related matters. The attorney will also b...
the context of a publicly traded technology company. The role is strategic and cross-functional, requiring a strong legal foundation, familiarity with the tech industry, and expertise in business and compliance operations. Key responsibilities include: - Public Company Compliance & Securities Law...
Title: Capital Markets/Matter Management Paralegal - (Hybrid Schedule) Job Responsibilities: Capital Markets Paralegal Responsibilities: - Assist attorneys with public and private capital market offerings, including IPOs, follow-on offerings, private placements, and debt issuances. - Draft and manage offering documents, subscription agreements, indentures, and closing...
both public and private securities offerings, including both debt... and equity transactions. - Advise clients on Exchange Act reporting, SEC compliance, and disclosures. - Provide guidance on corporate governance matters. - Engage in drafting and negotiation of relevant legal documents. - Work collaboratively with...
proxy statements. - Represent issuers and underwriters in equity and/or debt offerings. - Counsel public companies on disclosure, corporate governance, and SEC... and stock exchange reporting and compliance matters. - Additional responsibilities may include involvement in general corporate and transactional matters. Education and Experie...
Title: AI Security Engineer, Manager Job Responsibilities: As an AI Security Engineer, Manager, you will play a critical role in safeguarding advanced AI models, data, and infrastructure. Your responsibilities will encompass: - Implementing defenses against AI-specific attacks such as adversarial attacks, prompt injection,...
Security Engineer, Lead The candidate will safeguard the company's advanced AI models, data, and infrastructure. Work closely with Data Scientists, Data Engineers, and MLOps/DevOps teams. Implement defences against AI-specific attacks (adversarial, prompt injection, data leakage). Conduct AI-focused security assessments, penetration...
Title: Associate Legal Counsel Job Responsibilities: The Associate Legal Counsel for the Acute Care business unit within the global medical division is tasked with a wide range of legal and compliance responsibilities. The primary duties include: - Providing a solutions-oriented approach to complex...
Title: Transactional Research Solution Consultant Job Responsibilities: - Cultivate and maintain excellent client-facing relationships with Intelligize subscribers. - Maintain regular contact with a medium-large book of business to ensure adoption, retention, and overall client satisfaction. - Conduct general and targeted product reviews and perform...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Title: Senior Manager, Corporate Counsel, Privacy Job Responsibilities: Global, Cross-Organizational Advising - Support and advise on the company's global data protection program in accordance with relevant laws and regulations. This includes best practices, mitigation of privacy risk, and compliance with . and...
Title: Regulatory Attorney Job Responsibilities: The Regulatory Attorney at the company is responsible for providing legal and regulatory support to the Wealth Management business, focusing on retail equities, options, and futures trading. Key responsibilities include: - Providing legal and regulatory advice to the...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members. - Report to a Risk Monitoring Director and support in identifying existing and emerging risks. - Interact with internal and external parties for effective risk...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: - Support the External Strategic Engagements leadership team in all aspects of the group's responsibilities, representing the team where appropriate. - Lead the development of high visibility and high impact publications, speaker preparation...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks while interacting with internal and external parties. - Conduct risk monitoring...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director by identifying existing and emerging risks and interacting with...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as a strategic leader for the Firm Grouping, responsible for setting a multi-year strategic plan and managing priorities aligned with Member Supervision goals and vision. - Collaborate closely...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead and oversee the operations of the Capital Markets, Fixed Income Specialist, and Compliance teams, which include over 120 examiners and managers. - Set multi-year strategic plans and manage priorities...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist plays a crucial role in supporting the mission of Strategic Intelligence & Analytics (StratIntel) within the organization’s Member Supervision department. This position involves the collection, analysis, processing, and dissemination of...
Title: Associate, HONORS Program Job Responsibilities: Associates in the Honors Program at the organization contribute significantly to the Enforcement department's investigations and decisions regarding disciplinary actions against individuals and organizations within the financial industry. The role is designed to provide entry-level associates...
Title: Assistant General Counsel, Intellectual Property for Patents Job Responsibilities: The Assistant General Counsel, Intellectual Property for Patents is responsible for providing patent-related advice and legal support to all business areas within the company, with a specific focus on the company's Missiles...
will have 3-5 years of experience in capital markets, focusing on financial public companies in public and private securities offerings, including both debt... and clients on Exchange Act reporting, SEC compliance, and guidance on corporate governance ...