General Counsel Job Responsibilities The Assistant General Counsel acts as a subject matter expert and provides business leaders with legal advice on issues impacting the company’s non-depositary limited purpose trust company. This role involves ensuring that business activities, policies, practices, and transactions...
issues impacting the company's discretionary and non-discretionary registered investment advisory offerings. Ensures that business activities, policies, practices, and transactions comply with relevant laws and regulations. - Drafts and negotiates legal documents such as regulatory filings, contracts, agreements, and... correspondence of...
responsible for leveraging their industry knowledge and expertise to... assist clients in understanding the tax implications and accounting matters affecting their business objectives, with a focus on unclaimed property compliance and consulting. The role involves a unique blend of tax...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Analyst The candidate will interact with the entire Risk Management Department including Business Intake Conflicts, Calendar/Court Services, and Information Governance personnel. Complete special projects as assigned. Audit Letters: prepare formal responses to audit inquiry letters from clients, including entering, tracking, and assigning letters; retrieving and maintaining all relevant historical information; survey and compile responses from attorneys; telephone... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
– Salary is commensurate with experience. ## Tax Manager at **Members Only** is a premier full-service law firm, offering complex litigation, regulatory and transactional work on... behalf of clients in important and growing industry sectors around the world.... We pride ourselves on our diverse and inclusive culture of collegiality and collaboration, and our commitment to our clients. We are now looking for a Tax Manager to join our team in the Dallas... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Wealth Advisor (SAFE) II The candidate will be responsible for identifying prospective clients with investable assets of at least $3MM or more and bringing them to The Private Bank (TPB) within company Wealth Management (WM). Manages the relationships of high net worth (HNW) and ultra-high net worth (UHNW) clients of The Private Bank in coordination with Private Bankers, Fiduciary Advisory Specialists, Investment Strategists, Financial Advisors, Wealth Planners, Insurance... Sp... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Public Finance Origination Officer - Senior Banker The candidate will serve as a Debt Capital Markets Public Finance expert by collaborating with the Municipal Banking industry groups to establish strategy... and prospecting tactics for debt capital markets transactions. Work with Investment Banking professionals to win mandates. Iwll collaborate with Head of Public Finance and Municipal Sales and Trading to establish strategy and logical tactics for the generation of business.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Consultant IV The candidate will be responsible for overseeing and assessing adherence to assigned laws, rules, regulations and regulatory guidance including, but not... limited to, developing, revising, and implementing policies and procedures to ensure compliance across the company, ensuring appropriate reporting, ensuring proper escalation and resolution of identified issues. Regulatory Proponents provide credible challenge... to LOB regulatory compliance risk manage... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will responsible for ensuring that the Bank achieves optimum compliance with all loan related banking and consumer protection laws. Will work with all departments to ensure that the needs of the organization are met in their corporate and regulatory oversight responsibilities. Performs legal... analysis for the Bank’s loan program, with emphasis on interpretation and application of federal and state statutes and regulations applicable to the Bank’s program... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
**Members Only**)... seeks a well-qualified Extern for the fall semester. The purpose is to obtain an understanding of **Members Only** interrelates with the securities industry. This is an introductory-level... position in which incumbents are training for assigned roles, training to learn job related skills and working unde... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
## Counsel, Enforcement (Any FINRA Location) **Job Overview** The Enforcement Counsel position is a full-time role at FINRA (Financial Industry Regulatory Authority) with... a job requisition ID of R-006724. The purpose of this role is to assess and advocate in enforcement matters, and to ensure fair and effective outcomes. **Responsibilities** - Execute an effective risk-based legal strategy to assess the record fairly - Collaborate with investigative staff to plan... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
II Duties: Use knowledge of legal concepts and procedure to manage litigation. Primary point of contact with outside counsel representing **Members Only** that have an interest in the litigation. May conduct public data or court research, prepare or assemble documents, and draft correspondence. Maintain electronic records and files, monitor case/project schedules and filing deadlines, and prepare perti... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Analyst/Paralegal-Legal & Compliance The candidate will assist with all aspects of a compliance program centered on regulatory requirements instituted by the... SEC, the Financial Industry Regulatory Authority, and... the Commodities... Futures Trading Commission. Assist with the Compliance Department’s monitoring and testing program, which would include identifying potential areas of deficient internal controls, violations of company policies and procedures and non-comp... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here