statements. - Represent issuers and underwriters in equity and/or debt offerings. - Counsel public companies on disclosure, corporate governance, and SEC... and stock exchange reporting and compliance matters. - Additional responsibilities may include engaging in general corporate and transactional matters. Education and Experience Info...
Title: Supervisory Immigration Judge (Assistant Chief Immigration Judge) Job Responsibilities: As the Assistant Chief Immigration Judge, the incumbent plays a vital role in the management and coordination of Immigration Judge activities across the United States, working closely with the Chief Immigration Judge,...
of duties related to securities and capital markets. Specifically,... the candidate will handle the preparation of Exchange Act filings, including but not limited to Forms 10-K, 10-Q, 8-K, and proxy statements. The associate will represent issuers and underwriters in both...
Title: Associate, HONORS Program Job Responsibilities: **Members Only** Enforcement Associates, Honors Program make meaningful contributions to Enforcement’s investigations and decisions about whether to bring disciplinary actions against individuals and firms in the financial industry. Honors Associates gain substantive hands-on legal experience that develops...
Title: Transactional Research Solution Consultant Job Responsibilities: The Transactional Research Solution Consultant is a critical part of the Sales Operations Team at the company, primarily tasked with fostering and maintaining robust client relationships with the company's subscribers. This post-sales role focuses on...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and facilitate interactions with internal and...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst within the Office of Strategic Engagement (OSE) team is tasked with supporting the External Strategic Engagements leadership team. This includes representing the team where appropriate and leading the...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and assist in interactions with internal and external parties. -...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a key role within the StratIntel division of the organization's Member Supervision department. This position is responsible for delivering proactive intelligence that supports investor protection and market integrity. The specialist is...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the strategic direction and execution of the Examinations Program for the Firm Group, ensuring effectiveness, efficiency, and alignment with Member Supervision goals and vision. - Set multi-year strategic...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead operations and execution for Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. - Set multi-year strategic plans aligning with Member Supervision goals and...
Title: General Counsel Job Responsibilities: The General Counsel acts as the principal legal advisor for the company, playing a strategic role in ensuring legal compliance and guiding the company through complex legal landscapes. Key responsibilities include: Corporate Governance & Executive...
Mid- to Senior-level Corporate Securities Associate The candidate will... a variety of assignments and receive valuable hands-on experience across a diverse range of disciplines, including representing public and private companies in connection with general corporate and securities laws matters, securitie...
Job Title: Corporate Securities Attorney Job Responsibilities: - Advise public... companies and underwriters on equity and debt offerings under the Securities Act of 1933. - Manage... and provide guidance on initial public offerings, follow-on Ensure compliance with SEC disclosure obligations. - Navigate stock exchange......
of tasks centered around securities and capital markets. Key... such as Forms 10-K, 10-Q, 8-K, and proxy statements. - Representing issuers and underwriters in equity and/or debt offerings. - Counseling public companies on disclosure, corporate governance, and SEC... and stock exchange rep...
Title: Appellate Immigration Judge Department: Department of Justice, Executive Office for Immigration Review Job Responsibilities: - Serve in formal, quasi-judicial proceedings to review determinations made by immigration judges in removal and related proceedings. - Review determinations of certain officers of the . Department of...
Title: Assistant General Counsel Job Responsibilities: The Assistant General Counsel serves as a Troop Legal Advisor to a Troop within the Florida Highway Patrol and provides legal advice and training to members of the Florida Highway Patrol (FHP). The role involves: - Prosecution...
Associate to join its Securities and Capital Markets Group... in Fort Lauderdale, FL. The role involves advising public company clients on compliance with federal securities laws, SEC regulations, and... corporate governance matters. The ideal candidate has 2-5 years of experience...