H1: Securities and Capital Markets Mid-Level... Advance Your Career in Securities and Capital Markets Law... years of experience in securities and capital markets law... - Opportunity to work in Rochester, Buffalo, or Albany office of law firm - Must have...
Job Title: Attorney - Securities Job Responsibilities: - Represent issuers and... and private offerings of securities. - Advise publicly traded companies... on compliance with the Securities Exchange Act of 1934. -... Ensure adherence to exchange listing standards and corporate governance requirements. - Collaborate effectively within...
to join its growing Securities and Capital Markets practice... in the Rochester office. The ideal candidate will have a strong background in and private offerings of securities, as well as advising... on compliance with federal securities regulations, corporate governance, and......
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance Officer - Fixed Income The candidate will support the NAM Credit, Capital Markets, Global Structured Finance,... Derivatives Solutions Group, Strategic Risk Solutions, and LatAm Hub product areas. Will provide day-to-day Compliance advice relating to trading, suitability, new products, sales practices and guidance on fixed income regulatory rules/laws. Provide guidance on rules and regulations relating to trading, sales practices, information barriers, trade reportin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Consulting Leader The candidate will build-out and expand the company’s Consulting service line in the Litigation Services group under company’s Professional Services organization. The VP will leverage deep consulting, business and technology acumen to establish new client relationships and build on existing client partnerships across corporate legal departments and law firms. The Consultant will work with clients to identify their pain points, develop and deliver... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Capital Markets Counsel Duties: Evaluate... potential corporate financing transactions from a legal perspective, including: Acquisition financings, bond offerings, receivables purchase and servicing transactions, warehouse facilities, equipment financing and syndication and securitization transactions. Guide the business team from deal inception to execution and maintenance. Provide general advice on investment matters, debt compliance and other corporate matters. Draft, edit a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Consulting Leader The candidate will build-out and expand the company’s Consulting service line in the Litigation Services group under company’s Professional Services organization. The VP will leverage deep consulting, business and technology acumen to establish new client relationships and build on existing client partnerships across corporate legal departments and law firms. The Consultant will work with clients to identify their pain points, develop and deliver... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel- Municipal Securities The candidate will provide... transactional and regulatory advice and documentary assistance to bankers, traders and salespeople in the company’s Municipal Securities Division (MSD). Provide advice... on matters arising from municipal securities offerings, secondary market trading... of municipal securities, reinvest products, derivatives, tender... option bond programs and loans. Will be expected to be familiar with, or learn, applicabl... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Analyst - Research Clearance and Control Group The candidate will review investment research authored by company's equity and fixed income research analysts and make a determination if the research can be approved pursuant to applicable US and foreign securities laws, including, where appropriate,... suggesting edits to the research so it can be approved. The research to be reviewed includes fixed income and equity call notes, reports and marketing handouts on... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer - Fixed Income The candidate will support the NAM Credit, Capital Markets, Global Structured Finance,... Derivatives Solutions Group, Strategic Risk Solutions, and LatAm Hub product areas. Will provide day-to-day Compliance advice relating to trading, suitability, new products, sales practices and guidance on fixed income regulatory rules/laws. Provide guidance on rules and regulations relating to trading, sales practices, information barriers, trade reportin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior In-house Corporate Counsel The candidate should have 5-10 years of M&A experience. Should have experience with Asian markets and have had handled... international deals from start to finish. Large law firm experience is required.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
President of Legislative & Regulatory Affairs for Retirement Products « RETURN Location Practice Areas Government Description Vice President of Legislative and Regulatory Affairs for Retirement Products BarkerGilmore has been engaged by one of the leading financial companies in the US with a specialization in Retirement Products to identify an executive to lead legislative and regulatory strategy development and implementation. This is a unique opportunity t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
President of Legislative & Regulatory Affairs for Retirement Products « RETURN Location Practice Areas Government Description Vice President of Legislative and Regulatory Affairs for Retirement Products BarkerGilmore has been engaged by one of the leading financial companies in the US with a specialization in Retirement Products to identify an executive to lead legislative and regulatory strategy development and implementation. This is a unique opportunity t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here