Job Title: Corporate Securities Attorney Job Responsibilities: - Advise public... debt offerings under the Securities Act of 1933. - Manage... and provide guidance on initial public offerings, follow-on offerings, and Rule 144A private placements. - Ensure compliance with SEC disclosure obligations. - Navigate stock exchange...
firm seeks a Corporate Securities Attorney in Miami, FL.... debt offerings under the Securities Act of 1933, including... initial public offerings, follow-on offerings, and Rule 144A private public companies on equity and debt underwriters on initial and follow-on...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Registered Funds Midlevel Associate The candidate will be a part of an exciting global Asset Management and Investment Funds practice, work with a diverse range of premier global clients. Must have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Senior Associate/Counsel The candidate should have 6-12 years of experience with open-end (mutual) funds, closed-end funds and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... Securities... Exchange Act of 19...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mid-Level Associates to Counsel-Level (Securities) The candidate will have... in-depth experience of 4-6 years. Public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934).... Registration and listing of securities, debt obligations and knowledge... of NASDAQ & NYSE Rules. Reporting on Forms 10-K, 10-Q and 8-K. Proxy statements for annual and special shareholder meetings. Section 16 Reporting (Forms 3, 4 and 5). Compliance with Rule 144. Directo... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Law Firm is Seeking Experienced Securities Attorneys Law Firm... is seeking experienced securities attorneys to join their... expanding group. This is an opportunity to join a sophisticated and entrepreneurial practice in a collegial and supportive environment. The ideal candidates will have: - 4-6 years of experience in securities law - In-depth... knowledge of public company rules and regulations (Securities Act of 1933, the... Securities Exchange Act of 1934)... - Registra... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Financial Services Regulatory Associate The candidate must have 2-4 years of regulatory experience in the financial services area. Should have experience with matters involving at least one of the following areas: Investment Company Act of 1940 and regulations... promulgated thereunder; Investment Advisors Act of 1940 and regulations... promulgated thereunder; Securities Act of 1933 and... state... securities laws and regulations promulgated... thereunder and Securities Exchange Act of 193...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mid-level Registered Funds Associate The candidate should have strong academic credentials. Should preferably have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and independent board members on matters arising under US Federal Securities Laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... A... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Senior Associate / Counsel The candidate should preferably have 6-12 years of experience with open-end (mutual) funds, closed-end funds and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... Securities... Excha... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Alternative Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with... compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Lead Regulatory Administrator The candidate will assist fund clients with the preparation of board minutes, the preparation and maintenance of registration statements, and related filings. Registration statements (including a prospectus) are the legal documents that disclose the strategy, risk, fee, and operational details of a fund to investors, as required by federal securities laws, including primarily the... Investment Company Act of 1940 and Securities Act of 1933, and... reg... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
(ETFs) and experience representing investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the Investment... Company Act of 1940, the Investment... Advisers Act of 1940, the Securities... Act of 1933, the... S...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here