committee processes, policies, and documentation. - Support preparation and review of SEC filings (., 10-K, 10-Q,... 8-K, proxy statements) and ensure compliance with public company disclosure obligations. - Monitor and interpret evolving securities laws and regulations, advising internal stakeholders accordingly. Mergers & Acq...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Counsel III The candidate will be a member of the Law Department Securities Section that is responsible for advising the Board of Directors and senior management on public company matters, including executive compensation, corporate governance, finance and other capital matters, SEC filings and other public... disclosures, and certain Sarbanes-Oxley and Dodd-Frank compliance requirements. Primary responsibilities include: advising on the design, implementation and ongoing admin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel III The candidate will be a member of the Law Department Securities Section that is responsible for advising the Board of Directors and senior management on public company matters, including executive compensation, corporate governance, finance and other capital matters, SEC filings and other public... disclosures, and certain Sarbanes-Oxley and Dodd-Frank compliance requirements. Primary responsibilities include: advising on the design, implementation and ongoing admin... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel 4 The candidate will be responsible for advising the Board of Directors and senior management on public company matters, including executive compensation, corporate governance, finance and other capital matters, SEC filings and other public... disclosures, and certain Sarbanes-Oxley and Dodd-Frank compliance requirements. Primary responsibilities of this position are expected to include advising on the design, implementation and ongoing administration of equity compensa... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel III (Securities) The candidate will be responsible for assisting on general securities and corporate law matters, including corporate governance, capital actions and issuances, SEC filings and other public... disclosures, SEC registration statements, and certain... Sarbanes-Oxley and Dodd-Frank compliance requirements. In addition to general securities and corporate law matters, responsibilities will include supporting corporate governance initiatives and public company co... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Manager III The candidate will manage a large staff of compliance registration professionals that support approximately 29,000 registered team members. Oversee accurate registration filings with all Federal and... State regulators including the SEC, FINRA, State Securities Departments,... State Mortgage Licensing Departments, and the National Futures Association. Responsible for establishing relationships with key partners, both internal and external, to further the awa... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager The candidate will oversee Registration functions for the three Broker Dealers associated with company Advisors. Reports to the Director of Registration and Employee Activities. Responsibilities include the development and execution of a robust registration compliance program supporting all business lines in Wealth Brokerage and Retirement. Manage a large staff of compliance registration professionals that support approximately 29,000 registered team mem... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
/ Securities Paralegal The candidate will assist with securities law matters and general corporate activities. Will assist with documentation and closing for frequent stock offerings. Assist with the securities and other reporting obligations of a New York Stock Exchange listed company. Assist with preparation for Board meetings and minutes. Maintain subsidiaries including preparing annual meeting minutes, resolutions and officer records. Interface with all levels... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal II The candidate will support the Law Department groups that advises parent company Board of Directors and senior management on public company matters, including executive compensation, corporate finance, SEC filings and other public... disclosures, corporate governance and director independence matters, and certain Sarbanes-Oxley and Dodd-Frank compliance requirements. Primary responsibilities of the position are expected to include support for parent company proxy s... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
III The candidate will be responsible for providing legal support in connection with a variety of capital markets activities including equity origination, debt origination, public finance and securities trading and sales activities. Review and research corporate, affiliate and executive relationships and securities holdings. Review and negotiate engagement letters, confidentiality/non-disclosure agreements, joinder agreements and conflict waivers related to financi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
II The candidate will join and support a team of attorneys and paralegals responsible for providing legal support in connection with a variety of capital markets activities including equity origination, debt origination, public finance and securities trading and sales activities. Will review and research corporate, affiliate and executive relationships and securities holdings. Review and negotiate engagement letters, confidentiality/non-disclosure agreements, joind... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here