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AVP, Claims Compliance and Regulatory The candidate will develop,... implement, and oversee compliance programs to mitigate risks... adhere to legal and regulatory standards. Monitor regulatory changes,... audits claims for compliance, and works closely with... mentor a team of compliance professionals, fostering a culture......
Information: The salary for this position is between 70,000 and 90,000 per year, depending on experience and qualifications. Job Title: Assistant General Counsel Experience Information: The ideal candidate should have a law degree with 3-7 years of relevant...
Corporate Counsel The candidate will support claims, underwriting, and other disciplines within the company. Assist with litigation strategy and legal analysis in all lines of insurance including general liability, construction defect, auto, UM/UIM, professional liability, directors and officers, first party...
Principal, Regulatory Compliance The candidate will... the successful coordinate of regulatory reviews, exams and visits.... Specifically. Reviewing regulatory exam requests. Working with... for exams. Develop status updates on exams. Monitoring and tracking for compliance to any examiner concerns... requiring a...
Regulatory Compliance - Lead The... a small team of compliance professionals that are globally... dispersed. Delivery of the client due diligence program roadmap. Development of client due diligence procedures, including regular review and updates as necessary. Management of client audits...
of experience in electric regulatory matters. The ideal candidate... Gas or other energy industry backgrounds, as well as state or federal regulatory experience, will also be... considered. Superior writing ability, maturity, and good communication skills are essential, along with membershi...
Financial Services Compliance and Regulatory Associate The candidate must... working on compliance and regulatory matters. Should ideally have... experience working with and counseling registered investment advisors and broker-dealers on regulatory and compliance-related issues, including... issues sets include: statutory and regulatory...
Financial Services Compliance And Regulatory Associate Attorney with at... experience in compliance and regulatory matters. The ideal candidate... will be crucial in advising registered investment advisors and broker-dealers on issues related to the Investment Advisers Act of 1940 and the...
the Tax Controversy and Regulatory Services team at PwC,... you will have the opportunity to help clients navigate the constantly changing tax landscape in the United States. This role will require tax strategies and ensure compliance with federal, state, and......
Knight as a Broker-Dealer Regulatory Attorney H2: Immediate Opportunity... for Experienced Attorney with Securities Brokerage Industry Knowledge Are you an experienced attorney with a strong understanding of the securities brokerage industry? Do you have prior industry experience or experience...