Job Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or assist... all aspects of mock regulatory examinations and compliance program... reviews, which includes... with varying complexity and coordinate and consolidate the work of colleagues during these reviews. - Provide regulatory consulting services t...
BDC (Business Development Company) Compliance Officer Job Responsibilities: - Lead or... all aspects of mock regulatory examinations and compliance program... reviews, including preparing... document requests, reviewing documents, conducting interviews, and drafting reports. Oversee and review the work of project team members. - Perform...
company's business regarding FINRA regulatory and broker dealer compliance... issues. - Manage communication and... interaction with the company's clients, service providers, and others regarding contract terms and conditions and other relevant information. - Stay informed...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Fleet and Equipment Specialist, GS-2150-09/09 Duties: The candidate administers transportation fleet and equipment program operations. Performs transportation program studies, reviews, and evaluations to ensure program regulatory compliance. Provides advice and... guidance on a variety of transportation program issues, such as maintenance, safety, fuel efficiency, and fleet size. Collects, verifies, and adjusts information expressed numerically and/or graphically and prepares g... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Attorney The candidate will join the legal group of a mutual fund and exchange-traded fund services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement... amendments, exchange listing app... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Manager - Residential Mortgage... Default Management The candidate partners with leaders in Mortgage Servicing, particularly default management, and manages a team of two compliance professionals to ensure compliance... with federal and state... banking laws and regulations. Develops and enforces compliance policies and procedures. Acts... as the primary compliance consultant/resource for Mortgage Servicing... business lines. Participates in, and ensures compliance with t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Navigation Bar Department: Department Of Agriculture Agency: Forest Service Sub Agency: FOREST SERVICE Job Announcement Number: ADS10-R6-18-00079DP Job Title: Realty Specialist Salary Range: 33, - 64, USD /year Series & Grade: GS-1170-07/11 Promotion Potential: 11 Open Period: Friday, October 23, 2009 to Monday, November 23, 2009 Position Information: Full Time Permanent - No time limit Duty Locations: 1 vacancy - Throughout Oregon, OR Who May Be... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Job Title: Facility Operations Specialist Department: Department Of Agriculture Agency: Forest Service Sub Agency: Forest Service Job Announcement Number: 10-0612-09430DP (MB) Salary Range: $47, - $61, /year Series & Grade: GS-1640-09/09 Promotion Potential: 09 Open Period: Friday, August 06, 2010 to Thursday, September 02, 2010 Position Information: Full Time Permanent - No time limit Duty Locations: 1 vacancy - Throughout Oregon, OR Who May Be Co... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director of International AML The candidate will report directly to the BSA/OFAC Officer. Will lead the Office of Foreign Asset Control (OFAC) Compliance Program, Foreign Corrupt Practices... Act (FCPA) anti-corruption programs and other activities related to economic and trade sanctions risk mitigation efforts for domestic and international sanctions while managing international business lines (Elavon, RPS and CPS). Responsible for refining the program's metrics to draw accura... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director of AML Compliance The candidate will develop,... the Bank Secrecy Act Compliance Program for domestic lines... of business. Work with internal and external auditors and regulatory examiners by providing full... cooperation and timely delivery of requested documentation and information. Accountable to the Chief AML Officer for compliance with the Bank Secrecy... Act, USA Patriot Act, Anti-Money Laundering, OFAC regulations and implementing associated regula... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Business Line Risk Manager - AML / OFAC The candidate will develop, direct, maintain and oversee assigned business line AML / BSA / ATF / OFAC program. This program also includes the CIP, CDD, EDD and the high risk customer management programs. Will ensure these programs are effective and minimize compliance, legal, operational and reputational... risks. Promote a strong culture of AML / BSA / ATF / OFAC controls. Manage, monitor, and coordinate AML/BSA projects and acti... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Senior Business Line Risk Manager - AML / OFAC The candidate will develop, direct, maintain and oversee assigned business line AML / BSA / ATF / OFAC program. This program also includes the CIP... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior AML Project Manager/ Business Monitoring Manager (Community Banking and Branch Delivery) The candidate will partner with leaders in their assigned Line of Business, Risk/Compliance/Audit (RCA) Consultants, and other RCA Managers to, depending on the function, oversee the successful creation, implementation, and maintenance of an effective risk management framework. Lead projects and/or activities that ensure compliance with applicable federal, state... and local laws and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here