Job Title: Tax Manager, Registered Investment Companies (RICs) Job Responsibilities: The... Tax Manager for Registered Investment Companies (RICs) at... the company will play a critical role in managing tax planning and compliance for RICs, guiding clients through complex transactions, and leading teams...
Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the Fidelity Digital Asset Management team regarding all aspects of the company's cryptocurrency and blockchain products and services business. - Advise on the development and...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
## Investment Management Associate Attorney -... Junior to Mid-Level Law firm is seeking a junior to mid-level Investment Management Associate with 2-4... years of experience to join their team in either their Boston, Denver, New York, or Washington, DC offices. The ideal candidate will have experience registering funds on Form N-1A and/or Form N-2, drafting board materials and minutes for registered investment companies, representing investment... advisers,... underwriters and servic... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel Duties: Reports to, and under the direction and supervision of, will be responsible for global investment and trading matters. Responsible... for legal matters relating to fixed income, derivative and equity trading for global advisory business, including evaluating global regulatory developments (ex. Dodd-Frank, CFTC, EMIR) and reviewing and negotiating transaction related documentation including swaps clearing and execution agreements, ISDA Master Agreements,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer, Investment Management The candidate supervises... and provides compliance advice and assistance related to a registered investment company and registered... investment... advisers. Coordinates compliance... projects... and day-to-day oversight of compliance matters related to mutual funds and registered investment advisers, coordinating with... legal... department and other compliance colleagues. Apply law, interpretation, application and judgment to particular compliance sit... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel Compliance The candidate supervises and provides compliance advice and assistance related to a registered investment company and registered... investment advisers. Coordinates compliance... projects and day-to-day oversight of compliance matters related to mutual funds and registered investment advisers, coordinating with... legal department and other compliance colleagues. Apply law, interpretation, application and judgment to particular compliance situatio... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Analyst - Regulatory Affairs The candidate will support the network of company's broker/dealers and registered investment advisers with regulatory... and customer complaint matters. Will receive, investigate and respond to customer complaints and other allegations of potentially inappropriate activities by the company's associated registered representatives and Investment Advisor... Representatives, and coordinate responses to inquiries received from various regulatory... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mutual Fund Attorney The candidate will advise senior management and key business group clients on legal issues arising out of the ongoing operations of the firm and related service providers and help ensure these activities are conducted in compliance with all applicable laws and regulations. Analyze issues and provide guidance to ensure compliance with all applicable rules and regulations affecting these entities. Work effectively with business groups, cross-functio... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer The candidate will develop, administer and monitor the overall compliance programs for company and the Mutual Fund Complex (Funds) with respect to the status as a Registered Investment Adviser and Registered... Investment Companies respectively. Will... ensure that the firm’s and Funds activities satisfy all pertinent SEC and related regulatory requirements. Develop firm policies and procedures. Work with regulatory agencies and internal and external legal... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Temporary Attorney Adviser, SK 13-14 Duties: The candidate will be conducting examinations in one of the Division of Examination's programs within a regional office or headquarters, with an emphasis on the review of registered investment companies, investment advisers,... broker-dealers, and clearing agencies, (collectively registrants); and/or understanding registrants' preparedness for specific threats and market events. Planning and conducting examinations; analyzing transac... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Temporary Attorney Adviser, SK 13-14 Duties: The candidate will be conducting examinations in one of the Division of Examination's programs within a regional office or headquarters, with an emphasis on the review of registered investment companies, investment advisers,... broker-dealers, and clearing agencies, (collectively registrants); and/or understanding registrants' preparedness for specific threats and market events. Planning and conducting examinations; analyzing transac... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
a junior to mid-level investment management associate attorney with... in the following areas: experience registering funds on Form N-1A and/or Form N-2 required; drafting board materials and minutes for registered investment companies; representing investment... advisers,... underwriters and service providers... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here