Title: SVP, Associate General Counsel, Chief Privacy Officer Job Responsibilities: The SVP, Associate General Counsel, Chief Privacy Officer at the company is responsible for leading a team of dedicated privacy attorneys and professionals. This role involves providing guidance on substantive...
Title: Senior Associate, Licensing Acquisition Job Responsibilities: - Possess a working knowledge of state regulatory, exam, and licensing processes, which may include conducting additional research as necessary and reviewing work conducted by Associates. - Participate in state money transmission license acquisition, including...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Vice President, Head Alternative Strategist Req # 3250073-9414 Location US-MD-Rockville Apply for this job: To apply for this job: Apply online More information about this job: Responsibilities: Fortigent, LLC, based in Rockville, Maryland is a rapidly growing and innovative business-to-business provider of outsourced wealth management services to advisors targeting high net worth investors and families. With approximately $50 billion in platform asset... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President, Broker-Dealer Counsel Duties: Provide general legal support and counsel to a fast-paced Broker-Dealer and Registered Investment Adviser. Perform legal... work focused on SEC and FINRA regulatory matters, independent advisor business, company governance and... a variety of contract negotiations and privacy responsibilities. Providing legal advice and support in connection with the running of a broker-dealer and registered investment adviser. Providing legal... advice a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Director Duties: Provide senior management with effective advice on issues of enterprise business strategy and decisions. Responsible for all aspects of the compliance program, including registration of Foundation's Community Investment Note in applicable states,... and compliance policies and procedures that apply to Foundation as well as its wholly owned for-profit subsidiary, Community Investment Partners. Managing and/or sourcing... both paid and pro bono legal counsel... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Gen Coun&Asst Sec The candidate's essential functions: Provide legal advice on federal securities laws and regulations and state laws applicable to the Company mutual funds and Company operating companies; Monitor changes in federal and state laws, rules and regulations applicable to the Company mutual funds and Company operating companies; work closely with the CCO-Advisor/Broker-Dealer and CCO-Funds to promptly develop or revise policies, practices and procedu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager, Senior Counsel - Commercial Bank The candidate will be the primary business counsel for the company, a commercial broker/dealer, on day to day matters and on major initiatives as this business continues to grow, providing research and interaction with both internal and external counsel and internal business and compliance partners. This position requires deep experience with and insight into FINRA rules to be able to provide nimble and sound legal advice. Wor... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate General Counsel Responsibilities: Draft, review and/or comment on private fund documents, investment management agreements, loan documents,... confidentiality agreements and other contracts. Support and manage securities compliance and regulatory matters including blue sky registrations for sales of the Community Investment Note, and agent registrations.... Oversee charity and fundraising compliance and filings. Advise on nonprofit corporate governance and growth opportu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate General Counsel Responsibilities: Draft, review and/or comment on private fund documents, investment management agreements, loan documents,... confidentiality agreements and other contracts. Support and manage securities compliance and regulatory matters including blue sky registrations for sales of the Community Investment Note, and agent registrations.... Oversee charity and fundraising compliance and filings. Advise on nonprofit corporate governance and growth opportu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel - Private Bank (Real Estate and Private Equity) The candidate will provide primary legal support for the Private Equity and Real Estate business within the Private Bank. Will structure and negotiate private equity and real estate investment opportunities (including commingled funds,... co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and... charitab... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel - Private Bank (Real Estate and Private Equity) The candidate will provide primary legal support for the Private Equity and Real Estate business within the Private Bank. Will structure and negotiate private equity and real estate investment opportunities (including commingled funds,... co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and... charitab... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Compliance Officer The candidate will be responsible for operating and enhancing a compliance program for a self-clearing broker dealer which services on-line self directed clients, provides a custody platform for servicing clients of registered investment advisors, is a... clearing broker for independent introducing broker dealers, and maintains alternative trading platforms for peer-to-peer lending sites. In addition the position will advise on and create compliance pro... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here