Job Title: Private Client Advisor II Job Responsibilities: - Lead the... client management process (CMP) to identify new business development opportunities and deepen client relationships. - Source new clients in alignment with the company's established risk appetite. - Deliver meaningful interactions and a branded...
Title: Senior Associate, Licensing Acquisition Job Responsibilities: - Possess working knowledge of state regulatory, exam, and licensing processes, which may include conducting additional research as needed and reviewing work conducted by Associates. - Participate in state money transmission license acquisition, including preparation of...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Staff - Paralegal (Investment Funds) The candidate will... under general supervision of assigned attorneys administrative practice management and following prescribed department, office and firm procedures. Will be assigned to work primarily on specific cases/transactions, provide general assistance to a project team of attorneys, and/or to support attorneys whose practice involves specific areas of law. May also monitor regulations, legal developments and compliance procedures... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel Responsibilities: Act as Corporate Secretary for client fund complex. Assist with required regulatory filings for public and private funds. Participate in and prepare reporting in connection with monthly and quarterly in-person and telephonic retail fund complex board meetings. Support the compliance functions of the client broker / dealers (BDs) and retail registered investment advisors (RIAs). Drive... legal side of special projects (., fund conversions,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Counsel The candidate will act as Corporate Secretary for the client fund complex. Assist with required regulatory filings for public and private funds. Participate in and prepare to report in connection with monthly and quarterly in-person and telephonic retail fund complex board meetings. Support the compliance functions of the client-broker / dealers (BDs) and retail registered investment advisors (RIAs). Drive... legal side of special projects (., fund conversi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
In-house Counsel The candidate will work in one or more of the following areas depending on expertise, areas of interest and the firm's areas of need: Fund formation and fund marketing (both exempt and registered funds); Regulatory and Compliance... ('33 Act, '34 Act, both '40 Acts); Financing/lending transactions, including CLOs; and Investments (public and private equities, bonds, loans, ISDA/derivatives). Should have a . degree from a top tier school. Should also hav... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
In-house Counsel The candidate will work in one or more of the following areas depending on expertise, areas of interest and the firm's areas of need: fund formation and fund marketing (both exempt and registered funds); Regulatory and Compliance... ('33 Act, '34 Act, both '40 Acts); financing/lending transactions, including CLOs; and investments (public and private equities, bonds, loans, ISDA/derivatives). Should have a . degree from a top tier school. A . or ./... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Management Attorney The candidate... provides legal services to the company and its affiliates with a primary focus on the investment management functions registered investment... companies and registered... investment... advisers and their... respective... operations. Will primarily focus on legal matters involving the Investment Company Act of 1940... and the Investment Advisers Act of 1940... and related areas of activity. Provide legal advice related to Investment Company and advisor... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel - Private Equity (Real Estate and Private Equity) The candidate will structure and negotiate private equity and real estate investment opportunities (including commingled funds,... co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and... charitable foundations. Will negotiate distribution agreements, engagement letters, side letters and confidentiali... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
IV The candidate will provide senior level legal support to the business units within company. Will play a key role in reviewing and assessing the legal and strategic framework within which these products are offered to clients. Will also coordinate with other attorneys on the team on the day-to-day legal support for the distribution and offering products. Report to the Managing Counsel for the WIM Investments Center of Excellence. Must have 8+ years of experience as... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Summary Company is looking for a Vice President, Counsel - Compliance to coordinate compliance-related due diligence for potential investments and provide oversight and feedback to operating companies and other investments on compliance topics. The successful candidate should have a law degree or commensurate educational / professional experience, 5+ years of compliance or legal practice experience, knowledge and experience of investment due diligence, excellent communicat...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Corporate Paralegal The candidate will be responsible for corporate governance and regulatory documentation for ten (10)+ entities, including a state savings bank, its holding company and a registered investment advisor. This positions... involves high level visibility to the stakeholders of the companies and has entensive exposure to sensitive information, necessitating considerable use of tact, diplomacy, discretion and judgment. The work is generally critical or confidential... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here