with sanctions regulations set forth by the United States, particularly those by the Office of Foreign Assets Control (OFAC) and other agencies. This... role involves maintaining an effective sanctions compliance program across the company and implementing integrated compliance systems an...
Title: Government Investigations Specialist Job Responsibilities: The Government Investigations Specialist is an integral part of the Government Investigations team within the Law Division at **Members Only**. The position entails significant responsibilities that include: - Responding to complex and high-risk third-party government subpoenas on behalf...
Title: Global Financial Crimes Manager - Economic Sanctions Job Responsibilities: The primary responsibility of the Global Financial Crimes Manager - Economic Sanctions is to execute substantive economic sanctions compliance and operational risk practices. This role involves working directly or through...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Senior Compliance Associate The candidate will be overseeing company’s domestic OFAC Compliance Program, including oversight... of business groups performing OFAC checks, responding to escalated... OFAC “hits,†providing ongoing guidance... to business and IT partners on OFAC-related risks, and providing periodic... training on OFAC compliance. Coordinating, preparing, and... filing the Annual Blocked Property Report required by OFAC. Performing OFAC Compliance Program... oversight test... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Associate Duties: Overseeing company’s domestic OFAC Compliance Program, including oversight... of business groups performing OFAC checks, responding to escalated... OFAC “hits,†providing ongoing guidance... to business and IT partners on OFAC-related risks, and providing periodic... training on OFAC compliance. Coordinating, preparing, and... filing the Annual Blocked Property Report required by OFAC. Performing OFAC Compliance Program... oversight testing and docume... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Manager : 1000011077 US-NC-Charlotte, US-MA-Boston, US-New Jersey Description Applies knowledge and expertise of AML programs, industry practices within the business group. Independently conducts assigned responsibilities within the context of the business unit compliance program. May manage other associates. Will be part of the GWIM AML Risk Management unit of Global AML. Supports GWIM businesses with advice and counsel regarding compliance with applicable AML law... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
- Senior Risk Manager - Atlanta, GA - Denver, CO - Charlotte, NC **Members Only** Corporation and First Data Corporation have entered into a joint venture relationship to create Banc of America Merchant Services, LLC. Banc of America Merchant Services, LLC (BAMS) is searching for a Senior Risk Manager. The purpose of this role is the progress development, implementation and maintenance of BAMS' regulatory compliance program... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Officer Duties: Will manage written supervisory Procedures and AML procedures manuals. Review of daily communications, advertisements/correspondence, Web site content, and marketing and educational presentations and file them as necessary with FINRA. Research and respond to customer complaints as required by FINRA 3070-Complaints and Disclosure. Create and manage Continuing Education and Firm Element Requirements for all Licensed Reps. Schedule and manage broker t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel, Regulatory The candidate would embody the mission, vision and values of company by maintaining the highest ethical standards which are the foundation for reputation and tradition. Will support the operations of company’s retail bank, TIAA Direct. TIAA Direct is primarily an online bank. A . and current Bar membership is required. Consumer banking experience at a law firm, regulatory organization or financial institution is required, 5 years are preferred... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Compliance Officer II Duties: Assist the BSA/AML officers with the creation and maintenance of a comprehensive AML and OFAC compliance program including enhancement... of related processes and controls; particularly focused on policy, risk assessments, testing and monitoring. Support interactions with senior business leaders across the company to review key process maps, identify emerging AML compliance risks, control gaps, root causes, and develop risk mitigation str... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel, eBanking And Deposits The candidate would embody the mission, vision and values of company by maintaining the highest ethical standards which are the foundation for reputation and tradition. Will support the operations of company’s retail bank, company Direct. . and current bar membership is required. Consumer banking experience at a law firm, regulatory organization or financial institution is required, 5+ years is preferred. Experience with... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel, Regulatory The candidate would embody the mission, vision and values of company by maintaining the highest ethical standards which are the foundation for reputation and tradition. Will support the operations of company’s retail bank, Direct. . and current Bar membership is required. Experience with brokerage, pension and other types of financial products complementary to banking, is a plus. Should have meaningful experience in banking through the interne... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director, Compliance Officer II The candidate will be providing daily oversight of the FSB BSA/AML and OFAC compliance programs. Will be... ensuring the compliance programs are compliant with all applicable laws, rules, regulations and interpretive guidance and in accordance with the Enterprise AML Program and its related policies. Making sure that the FSB BSA/AML and OFAC compliance programs are risk-based... and commensurate with the enterprise risk directives. Proactively and p... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here