the company's ETF and mutual fund distribution business. -... Research and provide legal advice to the company’s business concerning FINRA regulatory and broker-dealer compliance issues. - Manage communication and interaction with clients, service providers, and others regarding contract terms, conditions,...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
on investment management matters for various product offerings including Mutual Funds, ETFs, Collective Funds,... Private Funds, Separately Managed... Accounts, Institutional Separate Accounts, and Local Government Investment Pools. This includes support with investment management agreements, Form ADV disclosures, and portfolio transa...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Administrator 2-Fin The candidate will have global responsibility for: Becoming an expert on the entire company Marketing Cloud bid management process and systems. This includes becoming an expert in creation all bid package deliverables (BPW, eSaaS Pricing Tool, RAW, SOW/Exhibits, etc) and systems (iPD, Q, DAS, etc); Providing guidance on how to structure contract documentation (Fixed Price vs Time and Material vs Other) to meet contracting standards and policies.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
The candidate will prepare and submit loan closing packages, ensuring compliance with appropriate regulations, insurance and guarantee functions as applicable. Typically ensure appropriate liquidity is available to complete the loan transactions. Microsoft office and SoftPro experience a plus. Paralegal or customer service experience preferred. Escrow experience a plus. Auditing and funding preferred. Should preferably have 3+ years experience.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Loan Closer The candidate will prepare and submit loan closing packages, ensuring compliance with appropriate regulations, insurance and guarantee functions as applicable. Typically ensure appropriate liquidity is available to complete the loan transactions. Microsoft office and SoftPro experience a plus. Paralegal or customer service experience preferred.. Escrow experience a plus. uditing and funding preferred. 2 years experience is required.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Asset Management and Investment Funds Attorney Specialist The candidate... will assist clients with all aspects of their registered investment company businesses, including reviewing and updating registration statements and shareholder reports, commenting on disclosure matters, and advising on SEC staff guidance regarding the same. Should preferably have proficiency and direct prior experience working with Form N-1A, including preparing and reviewing mutual fund registration st... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Mid-level Registered Funds Associate The candidate should... have strong academic credentials. Should preferably have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or... exchange-traded... funds (ETFs) and experience representing... investment companies, investment advisers, and independent board members on matters arising under US Federal Securities Laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities A... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Senior Associate / Counsel... The candidate should preferably have 6-12 years of experience with open-end (mutual) funds, closed-end funds and/or... exchange-traded... funds (ETFs) and experience representing... investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Excha... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Midlevel Associate The candidate... will be a part of an exciting global Asset Management and Investment Funds practice, work with a... diverse range of premier global clients. Must have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or... exchange-traded... funds (ETFs) and experience representing... investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Attorney Specialist The candidate... with reviewing and updating mutual fund registration statements and... shareholder reports, commenting on disclosure matters, and the review and preparation of mutual fund board materials. Will... work with partners and associates on the largest mutual fund client relationships and... candidates with a long-term commitment to the position are encouraged to apply. Should preferably have proficiency and direct pr... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Attorney Specialist The candidate... will support attorneys with reviewing and updating mutual fund registration statements and... shareholder reports, commenting on disclosure matters, and the review and preparation of mutual fund board materials. Should... have 5 years of experience with proficiency and direct prior experience working with Form N-1A, including reviewing mutual fund registration statements, prospectus... supplements, shareholder reports, and similar. M... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Senior Associate/Counsel The candidate... should have 6-12 years of experience with open-end (mutual) funds, closed-end funds and/or... exchange-traded... funds (ETFs) and experience representing... investment companies, investment advisers, and independent board members on matters arising under . federal securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 19... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here