coverage for the . Funds Management business. - Oversee the... creation and management of mutual funds and exchange-traded funds. -... Advise... on regulatory developments and their implementation. - Provide legal support to the company Funds’ Boards of Trustees. - Collaborate with internal teams on...
Title Asset & Wealth Management - Renewable Energy Tax Senior Manager Job Responsibilities - Work as part of a team to solve complex business issues from strategy to execution. - Encourage team participation and invite opinions from all members, ensuring...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
1940 Act Attorney The candidate will join the legal group of a mutual fund and exchange-traded fund... services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing app... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities Act of 1933 and Securities and Exchange Act of 1934. Prepare drafts of regulatory documents for various mutual funds, exchange-traded funds and... closed-end funds for filing with the... . Securities and Exchange Commission (SEC), including... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal/Compliance Specialist The candidate will be responsible for assisting the Chief Legal Officer and the Chief Compliance Officer (CCO) in all legal and compliance matters and coordinating all regulatory affairs throughout the firm. Will be responsible for planning, coordination, and distribution of Board materials for Funds Board meetings. Coordinate filing... mutual fund documents and financial... statements with the SEC’s EDGAR system. Coordinate updating and filing of... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel/Chief Compliance Officer The candidate will reports to the Chief Legal Officer and is responsible for legal and compliance matters as they relate to firm, its affiliated registered investment advisors (RIAs) and broker-dealer, as well as the firm Funds. Will provide day-to-day legal... and regulatory support to firm and its RIA and broker-dealer affiliates, as well as to the firm Funds. Interact closely and advise... Chief Legal Officer and other senior b... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant / Funding Coordinator The candidate will support clients and ensure that the plan that the legal team put in place provides the greatest benefit. Will assist clients in getting the assets of their choosing transferred into their trust. This often entails meeting with clients, calling clients, calling financial institutions, reviewing and analyzing financial statements and completing change forms on behalf of clients. Banking or finance experience is preferred... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Attorney The candidate will join the legal group of a mutual fund and exchange-traded fund... services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to... ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration statement amendments, exchange listing app... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Documentation Specialist III The candidate will support the company's mutual funds and their registration... with the SEC. Will be responsible for the independent preparation and review of various legal agreements for the funds. Draft and advise on... mutual fund offering documentation. This... will include both the creation of new funds and the maintenance of... existing funds.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Documentation Specialist The candidate will support the company's mutual funds and their registration... with the SEC. Will be responsible for the independent preparation and review of various legal agreements for the funds. Draft and advise on... mutual fund offering documentation. This... will include both the creation of new funds and the maintenance of... existing funds.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Funds Management - Contract Administrator... - Broker Dealer Business Management The candidate builds and maintains relationships and has regular interaction with senior management, sales relationship managers and business people in the Mutual Fund and Managed Accounts... businesses, and legal and compliance personnel within the lines of business supported by the company. Oversee the standard contract process; ownership of the non-standard/negotiated contracts; information resourc... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Funds Management - Contract Administrator... - Broker Dealer Business Management The candidate builds and maintains relationships and has regular interaction with senior management, sales relationship managers and business people in the Mutual Fund and Managed Accounts... businesses, and legal and compliance personnel within the lines of business supported by the company. Oversee the standard contract process; ownership of the non-standard/negotiated contracts; information resourc... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here