Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax... Manager specializing in Mutual Funds within the Tax... Services and Business Tax department, the candidate will be responsible for delivering tax compliance and consulting services to Investment Management clients. This involves...
Title: Tax Senior - Mutual Funds Job Responsibilities: As a Tax... Senior in the Mutual Funds sector, you will... work within an engagement team to provide tax compliance and consulting services to Investment Management clients. Your responsibilities will include: - Identifying complex tax...
Title Asset & Wealth Management Regulated Investment Company (RIC) - Senior Manager Job Responsibilities - Manage and lead large-scale projects to achieve successful outcomes. - Innovate and refine processes to enhance efficiency and effectiveness. - Maintain exceptional standards of operational...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Associate General Counsel The candidate will provide support for company's Irish mutual funds, which are sold... in Europe, Asia and Latin America. Will communicate daily with colleagues in Europe and Asia. Provide sound, practical legal advice, orally and in writing, to other company departments on a timely basis. Prepare and review documents relating to the registration of the Irish funds in European and Asian... jurisdictions. Draft and negotiate contracts with fund service pro... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Chief Counsel II - Investment Advisers and Investment Companies Duties: Will report to Chief Counsel, Broker-Dealer. Will be responsible for all legal and regulatory matters arising from the investment management and mutual fund businesses of company's... registered investment advisers throughout the United States, including company's capital advisers and company's investments. Will be expected to handle all matters arising out of the assigned businesses and to supervise and ma... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Lead Legal Analyst - Mutual Fund Distribution Duties: Under... the supervision and direction of Managing Legal Counsel, will assist with matters relating to regulations and policies impacting the company and the Price Funds. Keeping apprised of legal,... legislative and regulatory developments in applicable areas; analyzing their implications to the company; and assisting business units with compliance and drafting and review of policies and procedures. Also work with business uni... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
PRIMARY PURPOSE OF THE POSITION This position reports to Managing Legal Counsel responsible for Operations and Third Party Distribution of Price Funds. Under the supervision of... the Managing Legal Counsel, Lead Legal Analyst – USIS will handle legal matters primarily impacting the Price Funds’ transfer agent, T. Rowe... Price Services, Inc. (TRPS). This position will assist the Managing Legal Counsel on regulatory matters impacting TRPS a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel – Mutual Funds The candidate will... draft and review SEC registration statements for the firm, including preparing initial registration statements for new funds and post-effective amendments for... existing funds. Will collaborate with investment... staff to create registration statements for new fund launches and respond to comments from the SEC in connection with these filings. Annually update each firm’s summary prospectus, statutory prospectus, and SAI to ensur... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
SVP, Compliance Director - Funds The candidate will be... for implementation of the mutual fund compliance program to... ensure its regulatory and fiduciary obligations are met. Serve as the Chief Compliance Officer (“CCOâ€) of company Mutual Funds and the company... Advantage... Funds (the “Fundsâ€). Reports to... the Board of Trustees of the Funds’ and to the company Chief Compliance Officer. Ensure development, enforcement, administration and ongoing maintenance of t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Analyst Location: Baltimore, MD Industry: Finance & Investment Company: Premier Independent Investment Management Firm View company name when you join Doostang Job Description PRIMARY PURPOSE OF THE POSITION Maintain registration of Price Funds with the Securities &... Exchange Commission under the Investment Company Act of 1940 and the Securities Act of 1933. This responsibility is critical in order for TRP to offer and sell shares of the Price Funds to e... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Broker - Dealer Senior Counsel The candidate will have primary responsibility and authority over various legal, regulatory, and compliance matters related to the brokerage and fund distribution projects. Should have Law degree from an accredited School of Law and member in good standing of a State Bar. Should be Series 7 and 24 licensed (additional licenses a plus). Must be a senior attorney with 10+ years of industry experience in a mutual fund complex, broker-dealer, regul...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel Mutual Funds The candidate will draft... and review SEC registration statements for the firm, including preparing initial registration statements for new funds and post-effective amendments for... existing funds. Will collaborate with investment... staff to create registration statements for new fund launches and respond to comments from the SEC in connection with these filings. Annually update each firms summary prospectus, statutory prospectus, and SAI to... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here