organizations. Lead clients through key compliance initiatives, such as anti-money laundering (AML), sanctions, and Know... Your Customer (KYC) programs, while identifying opportunities for improving efficiency and reducing risk. Leverage innovative technologies, including data analytics and AI, to design smarter compli...
in Regulatory/Bank Secrecy Act/Anti-Money Laundering Compliance in Washington, .... - Regulatory/Bank Secrecy Act/Anti-Money Laundering Compliance Experience: At... advising companies on . Bank Secrecy Act/Anti-Money Laundering Compliance Benefits: Health... care, retirement benefits, paid time off, parental leave, life insur...
and Compliance Lawyer Apply locations New York Raleigh Washington, . time type Full time posted on Posted Today job requisition id R-05467 Overview of the Function The Firm...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
high-powered, long-established firm offers great opportunities for top-notch candidates seeking rapid growth and high volume in intellectual property and dozens of other challenging practices. We really have a lot of good things to say about this firm because the firm...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
performing all duties associated with new business intake risk management, including overseeing the critical risk management function related to the onboarding of new clients and new matters to the firm, including vetting potential conflicts, financial, reputational, and anti-money laundering iss...
Associate, Blockchain Investigator Duties: The candidate will be accountable for using investigative and analytical techniques to formulate an understanding of blockchain transactions and using the results to support clients as they navigate retrospective and proactive digital asset investigations. Queries large...
New York, New York, United States Washington, District of Columbia, United States Position Summary Anti Money Laundering (AML) Senior Consultant... The Opportunity Do you have a passion for investigating and combating money l...
Principal Risk Monitoring Analyst - Any FINRA Location Salary Information: - Based on location and individual factors such as skill set, experience, and education - Salary ranges from $79,500 to $170,900 for various locations including CA, CO, HI, MN, VT, IL, Jersey City,...
Principal Analyst, Risk Monitoring - All FINRA Locations Job Title: Associate Principal Analyst, Risk Monitoring Organization: FINRA Department: Surveillance Experience: Minimum of four years of experience in the securities/financial services industry Location: Woodbridge, NJ, Jericho,...
Title: Director, Operations, Procedures and Standards Experience: Significant securities, compliance or financial regulatory experience Salary Information: - CA: Minimum Salary $150,600, Maximum Salary $305,000 - CO/HI/MN/VT*: Minimum Salary $131,100, Maximum Salary $254,000 - IL*: Minimum Salary $144,000, Maximum Salary $279,500...
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations Overview: FINRA, the Financial Industry Regulatory Authority, is currently seeking qualified candidates for the position of Principal Analyst, Risk Monitoring in the Capital Markets department. This is a...
**MEMBERS ONLY**SIGN UP NOW***. is seeking an Associate General Counsel with a deep understanding of legal and regulatory matters in the financial services industry, particularly in relation to . Bank Secrecy Act (BSA)/Anti Money Laundering (AML) laws, Office... of Foreign Asse...
MS Operations, Procedures and Standards - All FINRA Locations FINRA is currently seeking a Director for their Member Supervision Operations, Procedures and Standards team. This individual will report directly to the Vice President and will be responsible for providing...
FINRA is a not-for-profit organization dedicated to investor protection and market integrity. It regulates one critical part of the securities industry – brokerage firms doing business with the public in the United States. FINRA, overseen by the SEC, writes...
Crime Consulting Manager The candidate will drive end-to-end delivery of advisory projects focused on financial crime risk management, including anti-money laundering (AML), counter-terrorist financing (CTF),... sanctions compliance, anti-bribery and corruption (ABC), and fraud prevention across financial institutions and FinTechs. Develop...
Analyst, Risk Monitoring - All FINRA Locations Location: Multiple locations including New York, NY; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Boston, MA; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Chicago, IL; San Francisco, CA; Rockville, MD;...
Senior AML Compliance Counsel - Join Our Team at **MEMBERS ONLY**SIGN UP NOW***.! Location: [LA/NY/DC/San Jose] Employment Type: Regular Job Code: A188501 Responsibilities: About the Team: - The Global Legal Compliance team provides key support for all of ByteDance's and...
Senior AML Compliance Counsel - Join Our Team at **MEMBERS ONLY**SIGN UP NOW***.! Job Title: Global Senior AML Compliance Counsel Experience: Minimum of 5 years combined legal and compliance in-house experience with a multi-national company Location: Los Angeles (other possible...
General Counsel, Special Investigations - Join **MEMBERS ONLY**SIGN UP NOW***.'s Legal Team in Washington, DC or New York, NY **MEMBERS ONLY**SIGN UP NOW***., a leading technology company, is seeking an experienced attorney to join our team as an Associate General Counsel in charge of special investigations. This...
Friendly Job Title: Associate General Counsel, Special Investigations H1: Join **MEMBERS ONLY**SIGN UP NOW***. as an Associate General Counsel, Special Investigations H2: Conduct Internal Investigations and Enhance Compliance Controls with **MEMBERS ONLY**SIGN UP NOW***. **MEMBERS ONLY**SIGN UP NOW***. is currently seeking a highly skilled and experienced Associate General Counsel to join their...
Secrecy Act (BSA), Anti-Money Laundering (AML), and Office of... Foreign Assets Control (OFAC)/sanctions across all three lines of defense. Help Financial Crimes leaders in the financial services industry with analytical and technology-related tasks. - Provide support for financial services or financial...
you have a disability and require assistance or accommodation during the application process, please contact the Human Resources Department at ....
Associate, Blockchain Investigator Duties: The candidate will be accountable for using investigative and analytical techniques to formulate an understanding of blockchain transactions and using the results to support clients as they navigate retrospective and proactive digital asset investigations. Queries large...
Secrecy Act (BSA), Anti-Money Laundering (AML), and Office of... Foreign Assets Control (OFAC)/sanctions matters across all three lines of defense. - Support Financial Crimes leaders in the financial services industry with analytical and technology-related tasks. - Provide support for financial services or...
Title: Director, Regulatory Compliance Risk - Enterprise Services Job Responsibilities: The Director, Regulatory Compliance Risk - Enterprise Services is a pivotal role within the company’s Enterprise Services Division, focusing on compliance risk management. This position supports the second line compliance function for...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
information: - Minimum 12 years of legal experience in a role related to Ethics and Compliance and key risk areas, preferably supporting a global ethics and compliance program - Experience leading investigations into allegations of misconduct related to ethics and...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
performing all duties associated with new business intake risk management, including overseeing the critical risk management function related to the onboarding of new clients and new matters to the firm, including vetting potential conflicts, financial, reputational, and anti-money laundering iss...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Associate Principal Risk Monitoring Analyst will work with a team to conduct risk monitoring activities and ongoing risk assessments of FINRA members. This is a mid-level position that reports to a Risk Monitoring Director and supports them in identifying existing...
Operations, Procedures and Standards - Full-time position with competitive salary and comprehensive benefits package - Reporting directly to Vice President, Member Supervision Operations, Procedures and Standards - Responsible for providing strategic leadership and guidance in establishing procedures and standards...
is an Equal Opportunity and Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any other...
Title: Director, MS Operations, Procedures and Standards Job Responsibilities: - Provide strategic leadership and guidance in establishing procedures and standards across the program. - Advise and collaborate with various groups conducting reviews of the program, including the SEC, Internal Audit, and Quality Assurance. -...
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations - Conduct risk monitoring activities and ongoing risk assessments of FINRA members - Collaborate with internal departments to analyze and communicate regulatory intelligence - Mentor and coach junior level risk monitoring staff - Serve...
Friendly Job Title: Principal Analyst, Risk Monitoring - All FINRA Locations H1 Heading: Join Our Team as a Principal Analyst, Risk Monitoring H2 Heading: Conduct Risk Monitoring and Assessments for FINRA's Highest Impact Firms Organization: **MEMBERS ONLY**SIGN UP NOW***...
Title:Lateral Regulatory/Bank Secrecy Act/Anti-Money Laundering Compliance Associate AttorneyJob Overview:... robust background in . Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) compliance. The firm... offers an opportunity to work alongside experienced professionals in a dynamic legal environment, handling complex regu...