Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and support interactions with internal and external parties. - Engage in...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers, setting a multi-year strategic plan and managing priorities to align with Member...
Title: Tax Senior - Banking & Capital Markets Job Responsibilities: As a Tax Senior in the Financial Services arm of the Business Tax Services group at the company, the employee will have a range of responsibilities centered around providing federal tax...
Title: Tax Manager - Banking & Capital Markets Job Responsibilities: As a Tax Manager within the Financial Services arm of the Business Tax Services group at the company, you will be responsible for providing federal tax consulting and compliance services to clients...
Title: Bilingual Office Operations Manager (English-Spanish) Job Responsibilities: Office Management & Operations: - Oversee daily office logistics, including package assembly, opening/closing procedures, and maintenance. - Maintain an organized, clean, and welcoming workspace for both clients and staff. - Manage office inventory, supplies, and vendor relationships...
Title: Tax Manager - Mutual Funds Job Responsibilities: As a Tax Manager specializing in mutual funds, you will leverage your expertise in accounting and taxation to deliver comprehensive tax compliance and consulting services to clients in the Investment Management sector. Your...
Title: Counsel-Commercial Insurance Job Responsibilities: As a Counsel-Commercial Insurance, you will be instrumental in supporting the Middle Market business by providing expert legal guidance on insurance and contractual matters. Your primary responsibilities will include: - Counseling the Commercial Insurance Middle Market business on...
Title: Associate General Counsel – Individual Retirement & Life Job Responsibilities: As an Associate General Counsel at the company, you will provide legal support and guidance for the Individual Retirement and domestic Life Insurance business. This role encompasses a variety of responsibilities,...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a significant role in the StratIntel mission within the organization’s Member Supervision department. Their primary responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties. - Conduct risk monitoring activities for...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagements (OSE) is tasked with supporting the External Strategic Engagements leadership team in fulfilling their responsibilities. This role involves representing the team as...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting the direct manager in interactions with internal and external...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, focusing on both existing and emerging risks. - Report to a Risk Monitoring Director, supporting them in identifying risks and interacting with both internal...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a pivotal role within the StratIntel team of the organization, which is part of the Member Supervision department. The primary responsibilities of this position include: - Leading complex analytical projects to identify...
Title: Staff Counsel III Job Responsibilities: - Independently represents the Insured in court, presenting witnesses and evidence on litigated claims. - Analyzes complex legal and factual issues, conducts extensive legal research, and develops defense strategies on behalf of the...
Title Senior Legal Counsel Job Responsibilities The Senior Legal Counsel will be part of the Workplace Investing (WI) legal team at the company, where they will play a pivotal role in advising the defined contribution plan recordkeeping, administration, trust, and institutional...
Title: Global Technology Legal Senior Counsel Job Responsibilities: - Structure, draft, and negotiate agreements with third parties for technology products and services, including intellectual property licenses, SaaS, software, hardware, maintenance, reseller, professional services, market data, index license, platform, and cloud services contracts. -...
Title: Counsel, Retail Job Responsibilities: - Support the day-to-day legal aspects of the asset management business, focusing on mutual funds, interval funds, and retail SMA (wrap program) business. - Review and negotiate firm-level vendor contracts across various business functions, ensuring alignment with legal,...
Title: Associate, HONORS Program Job Responsibilities: The Associate in the HONORS Program at the organization plays a crucial role in contributing to the Enforcement’s investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level position involves...
Change Management Officer - Vice President Level Job Description: - Work with the Regulatory Change Management Team as a Subject Matter Expert to identify and oversee the implementation of new or changes to existing laws, rules, regulations or...
deals related to sales, marketing, live events, content, corporate... providers), and other media-related transactions. This role requires a significant emphasis on hands-on drafting. - Advise marketing, sales, live events, brand,... and commerce teams from the initial stages of product or...
Title: Counsel, Financial Lines Job Responsibilities: The Counsel, Financial Lines position is responsible for supporting the Financial Lines underwriting business in North America. The primary duties include advising business clients on management and/or professional liability policies and coverage for financial institutions and...
Title: TLM, Salesforce Engineering Job Responsibilities: Technical Leadership - Lead the development and maintenance of custom Salesforce solutions using technologies like Apex, Lightning Web Components (LWC), Aura Components, Visualforce, and external system integrations. - Design and implement secure coding practices ensuring compliance with Salesforce...
Title: Tax Manager - DART (Depreciation Analysis and Reporting Tool) Job Responsibilities: As a Tax Manager in the FTS-DART group, the primary responsibilities include providing tax consulting and compliance services to a diverse client base across various industry sectors. The role entails...
Senior - Strategic Partnership Solutions The candidate will work with large-scaled operating partnership tax clients on matters that mean the most to them. Diversify industry experience by working on a plethora of various industries including private equity, healthcare, tech, financial...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is an advanced expert-level professional role within the **Members Only** program of the organization. This position is integral to supporting the mission of investor protection and market integrity by engaging in...
Manager - National Federal Tax Services - Strategic Partnership Solutions The candidate will work with large-scaled operating partnership tax clients on matters that mean the most to them. Diversify industry experience by working on a plethora of various industries including...
Title: Regional Policy Wording Lead - Specialty Lines Job Responsibilities: The Regional Policy Wording Lead - Specialty Lines plays a vital role in delivering superior insurance products central to the company's reputation as a leading global insurance organization. The primary responsibilities include: -...
Title: Equity Derivatives Contract Negotiator Job Responsibilities: - Negotiate a diverse array of trading agreements such as ISDA Master Agreements, Master Confirmation Agreements (MCAs), bespoke equity confirmations, Futures & OTC Clearing agreements, Cleared Derivative Execution Agreements (CDEAs), MSFTAs, Collateral Control Agreements (CCAs),...
Title: Vice President, Associate General Counsel Job Responsibilities: - Provide legal, regulatory, and strategic advice and counsel to the company’s Digital Asset Management team on all aspects of the company’s cryptocurrency and blockchain products and services business. - Advise the Digital Asset Management...
Title: Corporate Counsel Job Responsibilities: - Provide legal advice and support on regulatory matters impacting the insurance industry, including surplus lines, licensing, product filings, and regulatory inquiries. - Advise senior management and business teams on the implications of changes in...
Title: Corporate Counsel Job Responsibilities: - Provide legal advice and support on regulatory matters impacting the insurance industry, including surplus lines, licensing, product filings, and regulatory inquiries. - Advise senior management and business teams on the implications of changes in state and federal...
Title: Tax Senior Manager - Financial Services Organization - Private Client Services Job Responsibilities: The primary responsibilities of the Tax Senior Manager in the Financial Services Organization's Private Client Services include: - Reviewing complex individual tax returns and providing income tax planning and advice...
trust and estate accountings. - Perform complex calculations and reconstruction as required. - Research state-specific principal and income acts when necessary. - Manage client relationships and work towards retaining client goodwill. - Actively participate in business development through sales calls, client presentations, marketing...
Title Visa and Immigration - Strategic Visa and Immigration Consultant (Manager) Job Responsibilities - Provide strategic counsel on foreign national visa options to specific business lines, guiding them on complex immigration matters. - Administer the company's immigration policy by offering...
Governance, Risk, and Compliance Officer Duties: The candidate will be responsible for developing and implementing the US Firm's data governance strategy with regard to alignment and compliance with relevant laws and regulations. Role involves creating and maintaining strong relationships with...
Title: Director, Product Management, GTM, Segment, Market Research – Legal Markets Group (AI) Job Responsibilities: The Director, Product Management, GTM, Segment, Market Research is tasked with leading customer-centric strategic planning for all Go-To-Market (GTM), Market Research, and Segment Management activities. The role...
Title: Capital Markets Group Paralegal Job Responsibilities: As a Capital Markets Group Paralegal at the law firm, you will be instrumental in providing quality legal services to clients. Your role will encompass a range of tasks that require precision, attention to detail,...
of initiatives aimed at supporting revenue generation, marketing, and visibility for several... practice and industry groups, including Bankruptcy & Financial Restructuring, Corporate, Labor & Employment, Life Sciences, Real Estate, Tax, and Technology. Your primary responsibilities will include: - Supporting and,...
Job Title: Lead Marketing Technology Specialist Job Responsibilities: - Act... as the day-to-day administrator of the Foundation, the firm's experience database, ensuring the implementation of global changes and proper maintenance of the database. - Ensure the firm leverages Foundation's functionality to its full...
Litigation Business Development Managers and other team members to support various business development and marketing initiatives for practice groups... within the Litigation Department. Key responsibilities include: - Proposal and Pitch Support: Assisting Business Development Managers in preparing sophisticated and persuasive pi...
driving business growth and expanding client relationships within the law firm. Reporting to the Chief Growth Officer, the BD Manager collaborates with practice group leaders, department chairs, and the Marketing Communications team to define... and execute strategic business growth objective...
OverviewA law firm seeks a mid to senior-level Corporate and Securities Associate to join their team in New York. The ideal candidate will have significant experience advising companies on various capital market transactions, including Initial Public Offerings (IPOs), secondary offerings,...