Title: Counsel, Retail Job Responsibilities: - Support the day-to-day legal aspects of the asset management business, focusing on mutual funds, interval funds, and retail SMA (wrap program) business. - Review and negotiate firm-level vendor contracts across various business functions, ensuring alignment with legal,...
Title: Equity Derivatives Contract Negotiator Job Responsibilities: - Negotiate a diverse array of trading agreements such as ISDA Master Agreements, Master Confirmation Agreements (MCAs), bespoke equity confirmations, Futures & OTC Clearing agreements, Cleared Derivative Execution Agreements (CDEAs), MSFTAs, Collateral Control Agreements (CCAs),...
Job Title: Counsel, Financial Lines Job Responsibilities: The Counsel, Financial... Lines position is responsible... for supporting the Financial Lines underwriting business in... policies and coverage for financial institutions and private/not-for-profit organizations.... Key responsibilities are: - Communicating effectively with business partners, underwriting, claims profe...
and blockchain products and services business. - Advise the Digital... Asset Management team on the development and ongoing operations of asset management products and services involving digital assets and... blockchain technology. - Offer guidance to bu...
Title: Global Technology Legal Senior Counsel Job Responsibilities: - Structure, draft, and negotiate agreements with third for technology products and services, including intellectual property licenses,... hardware, maintenance, reseller, professional services, market data, index license,... platform, and cloud services contracts. - Manage end-to-end negotiations......
and digitalization of the tax profession in the area of international tax transparency for the financial industry. Your responsibilities will... include: - Providing advisory services to financial institutions on FATCA, CRS,... Chapter 3 and Chapter 61 of the Internal...
Change Management Officer - Vice President Level Job Description: - Work with the Regulatory Change Management Team as a Subject Matter Expert to identify and oversee the implementation of new or changes to existing laws, rules, regulations or...
Title: AML Project Delivery Senior Analyst Job Responsibilities: - Work collaboratively within a team environment to support client service delivery, particularly with the AML and sanctions team. - Perform case investigations and assess potential AML and sanctions risks during these investigations. - Make recommended...
Title: Corporate Counsel Job Responsibilities: - Provide legal advice and support on regulatory matters impacting the insurance industry, including surplus lines, licensing, product filings, and regulatory inquiries. - Advise senior management and business teams on the implications of changes in...
Title: Corporate Counsel Job Responsibilities: - Provide legal advice and support on regulatory matters impacting the insurance industry, including surplus lines, licensing, product filings, and regulatory inquiries. - Advise senior management and business teams on the implications of changes in state and federal...
Title: In-House Corporate Tax Counsel Job Responsibilities: The In-House Corporate Tax Counsel is responsible for providing expert legal advice and guidance on corporate tax matters, encompassing federal, state, and international tax law. Key responsibilities include: - Analyzing and interpreting complex tax laws and...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties. - Conduct risk monitoring activities for...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting the direct manager in interactions with internal and external...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, focusing on both existing and emerging risks. - Report to a Risk Monitoring Director, supporting them in identifying risks and interacting with both internal...
the company, focusing on financial crime compliance. You will... engage in managing and supporting client service delivery in collaboration with the Anti-Money Laundering (AML) and sanctions team. Your responsibilities will include: - Managing a small team of investigators. - Conducting case investigations...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and support interactions with internal and external parties. - Engage in...
Title: Claim Director - Westchester Casualty Job Responsibilities: The Westchester Casualty Claims Director is tasked with managing high exposure and high severity claims, ensuring exceptional customer service and maintaining high-quality claim files. This role is an individual contributor position with several critical...
team to deliver client services effectively. Your responsibilities will... include: - Managing a small team of investigators. - Conducting case investigations and performing Quality Control (QC) of these investigations, requests for information, and case escalations. - Assessing potential AML and sanctions risks as...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the strategic direction and execution of the Examinations Program for the Firm Group, ensuring alignment with organizational goals and regulatory standards. - Develop and implement a multi-year strategic...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers, setting a multi-year strategic plan and managing priorities to align with Member...
within the Business Tax Services Insurance group, you will... tax consulting and compliance services to a diverse client... base in various industry sectors, particularly within the insurance industry. The role involves: - Maintaining and developing strong client relationships on various federal...
Manager - Renewable Energy Duties: The candidate will advise clients on tax issues related to renewable energy clients and projects. Monitor current and proposed tax legislation and regulations related to renewable energy and sustainability, as well as implement client outreach...
Title Senior Legal Counsel Job Responsibilities The Senior Legal Counsel will be part of the Workplace Investing (WI) legal team at the company, where they will play a pivotal role in advising the defined contribution plan recordkeeping, administration, trust, and institutional...
Title: Counsel-Commercial Insurance Job Responsibilities: As a Counsel-Commercial Insurance, you will be instrumental in supporting the Middle Market business by providing expert legal guidance on insurance and contractual matters. Your primary responsibilities will include: - Counseling the Commercial Insurance Middle Market business on...
and engagement teams deliver services to clients while complying... with regulations. Working closely with Partners, Principals, Managing Directors (PPMDs) and Senior Managers both within ICN and within the company's services lines. Performing research and... analysis, drafting conclusions and communications, and...
Job Title: Financial Services - Customer Tax... Tax Manager in the Financial Services Office at company... practice. The role involves working in a collaborative environment on complex information reporting and withholding engagements across various financial services sectors. Responsibilities include: -... Inte...
Job Title: Financial Services - Customer Tax... Senior position in the Financial Services Office at the... company involves working within the Business Tax Advisory practice, focusing on US Tax - Information Reporting & Withholding. The role includes interfacing daily with...
Manage and deliver high-quality services and work products that... exceed client expectations, ensuring timely and accurate delivery by coordinating daily with local ACR teams. - Maintain professionalism through a positive and cooperative attitude, safeguarding the confidential and proprietary nature of client...
Title Visa and Immigration - Strategic Visa and Immigration Consultant (Manager) Job Responsibilities - Provide strategic counsel on foreign national visa options to specific business lines, guiding them on complex immigration matters. - Administer the company's immigration policy by offering...
Title: Senior Office Administrator (New York) Job Responsibilities: The Senior Office Administrator is tasked with partnering with the local Office Managing Partner(s) to oversee the day-to-day operations of the New York office at a global Am Law 50 firm. The responsibilities include...
Title: Director of Pricing & Profitability Job Responsibilities: The Director of Pricing and Profitability at the law firm is responsible for leading the firm's strategic initiatives related to pricing, client value, and profitability. The role involves developing and implementing pricing strategies that...
Enablement and Adoption - Finance Job Responsibilities: The Advisor: Practice Enablement... and Adoption - Finance is responsible for extending... Innovation mission into the Finance practice. This role ensures... that technology investments are maximized, innovations are adopted, and both lawyers and clients benefit...
firm is seeking an Associate Attorney to join their team, specializing in representing professionals from the financial services industry. The responsibilities... of the Associate Attorney will include handling employment, regulatory, and business matters, as well as employment litigation and se...
Title: Lead Counsel - Master Securities Forward Transaction Agreement (MSFTA) Negotiation Job Responsibilities: The Lead Counsel II is a senior-level position tasked with providing legal guidance and thought leadership to the business. The primary responsibility is to offer legal coverage...
Title: FVP Associate General Counsel Job Responsibilities: The FVP Associate General Counsel at Company acts as a strategic advisor and legal leader, collaborating closely with the General Counsel to oversee the Bank's legal affairs and manage complex legal projects. Key responsibilities include: -...
Title: Senior Counsel and Director, Strategy & Partnerships Job Responsibilities: - Provide expert legal counsel for structuring and negotiating private investment platforms, including direct responsibility for GP stakes and the establishment of rated feeder fund structures. - Advise on and...
Title: Head Legal Counsel Job Responsibilities: The Head Legal Counsel (HLC) is tasked with leading the legal team at Company. Reporting directly to the Global Head of Regulatory Strategy and Advisory, Legal, the HLC will manage legal affairs across all jurisdictions where...
Title: Senior Securities Counsel Job Responsibilities: - Draft, review, and negotiate contracts related to the company's ETF and mutual fund distribution business. - Research and provide legal advice to business regarding FINRA regulatory and broker dealer compliance issues. - Manage communication and interaction with...
Title: Associate (Senior) Job Responsibilities: The Associate (Senior) position at the law firm involves a variety of responsibilities focused on analyzing and assisting partners in identifying regulatory issues and formulating bespoke hedging structures. The role includes: - Advising and representing bank and corporate...
Title: Cross Currency Payments Attorney - Vice President, Assistant General Counsel Job Responsibilities: As a Cross Currency Payments Attorney - Vice President, Assistant General Counsel, you will be part of the company Payments Legal team, providing strategic legal support for the...
Job Title: Financial Services Transactional Associate Attorney... primary responsibilities for the Financial Services Transactional Associate Attorney... include working on cutting-edge financial services and fintech transactions... within the law firm’s Financial Services group. The associate... will represent banks, fintech companies, merchants,...
for advising both registered and private funds, as well as institutional investors. Key responsibilities include: - Assisting with fund formation, governance, regulatory compliance, and disputes. - Serving as fund and independent counsel. - Delivering comprehensive legal services to a diverse client... base, incl...
Title: Fund Formation/Investment Management Associate (Mid-to-Senior-Level) Job Responsibilities: The Fund Formation/Investment Management Associate will be responsible for a variety of duties that involve the structuring and forming of private investment funds. Key responsibilities include: - Structuring and forming private investment funds. - Negotiating with...
negotiate contracts for a variety of advisory, brokerage, technology, and operational services within Pershing. - Provide general... legal support to broker-dealer, registered investment adviser, and technology affiliate as needed. - Advise on new product development and regulatory risk management decisions. - Provide busin...
Title: Capital Markets Associate Job Responsibilities: - Manage a broad range of federal and state consumer and commercial credit regulatory issues. - Conduct research on various consumer and commercial credit regulatory issues at both federal and state levels. - Work on legal memoranda analyzing...
Title: Sr Director, Legal Counsel Job Responsibilities: - Develop and articulate a clear, compelling vision and strategy for the legal team, aligning with the company's long-term goals. - Provide key inputs as an industry leader and expert, staying ahead of legal trends and...
Job Title: Consumer Financial Services Associate – Midlevel Job... associate in the Consumer Financial Services & Fintech Regulatory... clients in the consumer financial services sector. Your responsibilities... will include, but are not limited to: - Regulatory Analysis & Compliance: - Advising...
Title: Payments Attorney Job Responsibilities: - Provide legal advice on the operation and development of payment systems, including check, ACH, wire, and instant payments. - Draft and provide guidance on payment system rules and rule interpretations. - Research, interpret, and advise on applicable federal...
Title: Sr. Director, Fund Compliance Job Responsibilities: Regulatory Compliance and Oversight: - Develop, implement, and maintain the compliance framework for the company's real estate investment funds to ensure adherence to . securities laws, AIFMD, and other applicable global regulations. - Monitor regulatory developments and...
to payment products and services. The candidate will be... expected to collaborate with cross-functional teams, including engineering, product management, and business operations, to ensure compliance with applicable laws and regulations. This role involves advising on a wide range of legal...