Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Summer 2025 Graduate/Legal Intern position at FINRA offers students in their second year of law school the opportunity to gain valuable experience in the securities industry. The organization is seeking a well-qualified individual to join their Statutory Disqualification Department and...
Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
Associate Principal Risk Monitoring Analyst will work with a team to conduct risk monitoring activities and ongoing risk assessments of FINRA members. This is a mid-level position that reports to a Risk Monitoring Director and supports them in identifying existing...
Title Counsel Job Responsibilities The Counsel at the organization is tasked with advising on a broad spectrum of legal matters that intersect with the organization's standards and related business operations, both domestically and internationally. Key responsibilities include: - Provide legal and policy support to...
Director, OCLO Operations - Job Summary: The Associate Director of the Offices of Chief Legal Officer (OCLO) Operations is responsible for leading cross-functional initiatives and special projects within OCLO, supporting organizational excellence, and facilitating strategic planning processes. This role...
you need an accommodation for the application process, please email us at . Please note that this email address is only for inquiries regarding application accommodations. In addition to salary, FINRA provides a comprehensive benefits package. Candidates can expect...
Friendly Job Title: Principal Investigator, NCP - FINRA H1: Join FINRA as a Principal Investigator, NCP H2: Investigate Financial Fraud as a Principal Investigator with FINRA Bold Headline: FINRA is Seeking Experienced Investigators for their National Cause...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Title: Director, MS Operations, Procedures and Standards Job Responsibilities: - Provide strategic leadership and guidance in establishing procedures and standards across the program. - Advise and collaborate with various groups conducting reviews of the program, including the SEC, Internal Audit, and Quality Assurance. -...
Principal Investigator, NCP - IRG - All Locations Overview: The Associate Principal Investigator, NCP - IRG, is responsible for intake and assessment of regulatory intelligence received by **MEMBERS ONLY**SIGN UP NOW***. This includes analyzing information received from a variety of sources and making recommendations for...
Program Administrator, OGC Regulation - Washington, DC/Rockville, MD Apply Now! The Senior Program Administrator will provide high-level administrative and programmatic support to employees and senior executives within the Office of General Counsel (OGC) Regulatory Policy, Capital Markets, and Appellate offices. This role...
The organization is seeking a Vice President, Enforcement Legal to lead their attorney teams in high-impact investigations and disciplinary actions. This role requires a minimum of 10 years of complex litigation experience, preferably involving securities laws, and a minimum...
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Associate Director, Regulatory Policy Legal Support Experience: Minimum of 8 years in a relevant field Location: Washington, DC or Rockville, MD Time Type: Full time Job Description: The Associate...
Analyst, Risk Monitoring - Capital Markets - All FINRA Locations - Conduct risk monitoring activities and ongoing risk assessments of FINRA members - Collaborate with internal departments to analyze and communicate regulatory intelligence - Mentor and coach junior level risk monitoring staff - Serve...
Friendly Job Title: Principal Analyst, Risk Monitoring - All FINRA Locations H1 Heading: Join Our Team as a Principal Analyst, Risk Monitoring H2 Heading: Conduct Risk Monitoring and Assessments for FINRA's Highest Impact Firms Organization: **MEMBERS ONLY**SIGN UP NOW***...
Title: Senior Principal Intelligence Specialist, FIU Job Responsibilities: The Senior Principal Intelligence Specialist operates within the Financial Intelligence Unit (FIU) of the organization’s National Cause and Financial Crimes Detection Program (NCFC), focusing on strategic and tactical intelligence to identify emerging risks and...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Counsel - Transactional, Real Estate and Corporate Finance Location: Los Angeles, CA Salary Range: $150, - $195, Experience: Minimum 4 years **MEMBERS ONLY**SIGN UP NOW***., a leading solar energy company, is seeking a Corporate Counsel to join its in-house legal team....
Principal Investigator, NCP - IRG - All FINRA Locations: - Job Title: Senior Principal Investigator, NCP - IRG - Organization: FINRA - Department: Initial Review Group (IRG) - Experience: Substantial experience in the securities/financial industry with increasing levels of...
frieldly job title: Associate Principal Investigator, NCP - IRG - All FINRA Locations (Open) H1: Join FINRA as an Associate Principal Investigator H2: Investigate Regulatory Intelligence at FINRA's IRG Department Organization: FINRA Department: Initial Review Group (IRG) Job Title:...
Title: Corporate Actions Analyst, Transparency Services Salary Range: $61,300-$130,400 per year Location: Rockville, MD Organization: FINRA Job Type: Full-time H1: Join FINRA as a Corporate Actions Analyst in Rockville, MD! H2: Exciting opportunity with competitive salary and benefits!...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer Job Title: Principal Investigator, NCP - All FINRA Locations Experience: Advanced knowledge of relevant **MEMBERS ONLY**SIGN UP NOW***...
Assistant General Counsel at Orano - Bethesda, MD H2: Join the Legal and Compliance Team at a Leading International Player in the Nuclear Industry Summary: The Assistant General Counsel role at Orano is a unique opportunity for a...
Executive Assistant Position at Award-Winning Immigration and Human Rights Law Firm in Bethesda, MD H1: Join Grossman Young & Hammond as a Temporary Executive Assistant H2: Exciting Opportunity at Internationally Recognized Law Firm Are you a highly...
Legal Secretary – Litigation and Employment **MEMBERS ONLY**SIGN UP NOW***. is looking for an experienced legal assistant to join their litigation and employment team. The successful candidate must have at least five years of legal experience in a law firm or corporate...
$152,000—$209,000 USD Experience: 5+ years in employment law, prior in-house experience preferred Responsibilities: - Monitor company compliance with employment laws and regulations for global workforce - Review, update, and maintain employment policies, procedures, handbooks, and agreements - Advise on...
President, Underwriting The candidate will support the implementation of Transactional Risk strategies by contributing to business development and growth through cultivating relationships with all key stakeholders and making informed underwriting decisions to enhance the profitability of the portfolio. Generate new...
Attorney, Revenue and Marketing: Join Our Global Team... H1: Attorney, Revenue and Marketing: Join Our Global Team... for Revenue, Sales, and Marketing Matters H2: Responsibilities... and negotiating various revenue-related agreements for global business lines... - Providing legal advice and...
Friendly Job Title: Strategic Partnerships Senior Counsel H1: GEICO Seeks Senior Counsel for Strategic Partnerships H2: Join Our Legal Team to Support Commercial Transactions and Insurance Distribution Bold Headlines: - Experienced Legal Professional Wanted for Strategic Partnerships at GEICO - Support Novel and Cutting-Edge Ways...
Manager, Senior Counsel - Capital Markets Legal The Capital One Legal Department is seeking an attorney for its Capital Markets Legal team to provide business, transactional and regulatory counsel support for Treasury functions including collateral and asset liability management...
Capital Markets Legal Counsel - Full Time Location: McLean, VA Job Requisition ID: R210332 Overview: Capital One is a leading financial institution with a mission to help our customers succeed by bringing innovation, simplicity, and humanity...
and commercial contracts, including agreements related to technology licensing,... professional services, and distribution (OEM, Reseller, Referral, Systems Integrator, Technology Partner, and Teaming agreements). - Handle non-disclosure/confidentiality agreements,... requests for proposals, and... solicitations. - Collaborate with legal teams and cross-fun...
Staff Assistant - McLean, Virginia: Join a Top Defense Litigation Law Firm with Competitive Salary and Benefits **MEMBERS ONLY**SIGN UP NOW***., a leading defense litigation law firm with over 1,250 attorneys in 44 offices across the United States, is seeking a...
Firm Seeking Immigration Assistant in Tysons, VA or Dallas, TX Salary Range: $47,700 - $50,700 (adjusted based on experience and location) Overview: Join our team at the law firm of **MEMBERS ONLY**SIGN UP NOW***. (BAL) and make a positive...
Case Coordinator at a Law Firm Salary: Expected salary range between $43,300 and $46,000, actual pay will be adjusted based on experience, location, and other job-related factors Hiring Company: BAL (**MEMBERS ONLY**SIGN UP NOW***.) Job Category: Legal Support...
of Legal Operations and Project Management - Salary: $140,000 Department: Legal Operations Location: Hybrid/Remote Fisher Phillips, a premier international labor and employment law firm, is seeking an experienced Manager of Legal Operations and Project Management to assist with the...
Title: Director, Assistant General Counsel – Transactions Experience: At least 6 years of experience in a law firm, government, in-house legal department, or a combination, with a focus on private and public mergers and acquisitions, portfolio and other asset sales...
Date: 12/02/2024 Salary: Competitive Job Title: Labor Relations Counsel Experience: 5 years Organization: Air Line Pilots Association, International (ALPA) Department: Labor Relations Location: Tysons (McLean), Virginia Travel: 10-35%, sporadically 50-75% ALPA is seeking an experienced Labor Relations Counsel to...
Title: Associate General Counsel - General Corporate Salary: $224,000 - $336,000 annually Experience: At least 10 years of legal experience dealing with sophisticated technology and commercial contracts Location: McLean, VA Category: Legal Company: **MEMBERS ONLY**SIGN UP NOW***. Department: Legal GCD Position...
Application Pixalate is looking for a Corporate Counsel with at least 4 years of professional legal experience and a legal education to join their team in McLean, VA. This full-time role will require the candidate to be on-site at...
the tax implications relating to their business objectives, recommending alternate courses of action, as well as identifying different methods of complying with tax regulations. In this role, the STS SALT Manager will be charged with marketing, networking and business developme......
**MEMBERS ONLY**SIGN UP NOW***. is seeking a Managing Director-International Tax in Washington, DC H2: Join our team at **MEMBERS ONLY**SIGN UP NOW***. and make an impact as a Managing Director-International Tax Bold Headline: Experienced Managing Director-International Tax Opportunity at **MEMBERS ONLY**SIGN UP NOW***. **MEMBERS ONLY**SIGN UP NOW***. is a highly...
is seeking a Managing Director to join their Washington National Tax (WNT) organization in McLean, VA or Washington, DC. This role requires a minimum of ten years of experience in an audit, tax, and/or advisory firm, professional services firm, or...
Title: Associate AttorneyJob Overview: A law firm in Bethesda, MD, seeks a dedicated and experienced Associate Attorney to join their litigation team. The ideal candidate will conduct legal research, draft legal documents, represent clients in court proceedings, and maintain client...