Title: Regulatory Investigations, Strategy & Enforcement Associate - Multi Office Job Responsibilities: The Regulatory Investigations, Strategy & Enforcement Associate will be responsible for: - Working with State Attorneys General, which includes responding to civil investigative demands (CIDs). - Coordinating and...
and IT audits. Review and analyze RFPs for legal, lobbying, or consulting services. Prepare... comments and redraft contractual provisions for RFP submissions. Review and update RFP issues checklist and template of prepared responses. Track and monitor due dates to e...
OverviewA law firm seeks a Regulatory Investigations Associate in Stamford, CT. The ideal candidate will have 3 to 6 years of experience with State Attorneys General, including handling civil investigative demands and multistate investigations. This role involves advising clients on...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance Officer Duties: Build and implement company compliance strategy. Develops, initiates, maintains, and revises policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. Manages day-to-day operation of the Program. Develops and periodically reviews and updates Standards of Conduct to ensure continuing currency and relevance in providing guidance to management an... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Senior Analyst The candidate will gain a deeper understanding of the state regulatory environment for public accounting firms. Will prepare state regulatory filings, maintain related files, and coordinate related tasks across multiple enabling areas. Collaborate with State Regulatory leadership and manage a variety of activities within the state regulatory arena with the objective of maintaining firm licenses to practice public accounting in good standing. B... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regulatory Analyst The candidate will assist in the advancement of key State Regulatory initiatives and programs that are critical to the US firm. As an analyst in State Regulatory, will gain a deeper understanding of the state regulatory environment in which the company operates and will be provided opportunities to build relationships with professionals across the various businesses and enabling areas within the US firm. Play a critical role in helping to deliver reg... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Relations, Director Duties: Responsible for helping the Regulatory Relations team proactively manage all CIB Americas regulatory examinations, meetings, communications, inquiries, requests and visits; CIB Americas regulatory upstream risk; response and remediation for all CIB Americas regulatory issues; and management reporting for regulatory matters. Working with Head and Deputy Head of Regulatory Relations to manage all aspects of regulatory examinations of the... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Relations, Director Duties: Responsible for helping the Regulatory Relations team proactively manage all regulatory examinations, meetings, communications, inquiries, requests and visits; regulatory upstream risk; response and remediation for all regulatory issues; and management reporting for regulatory matters. Working with Head and Deputy Head of Regulatory Relations to manage all aspects of regulatory examinations of the bank branches and the broker-dealer,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Team Leader Duties: Oversee and administer compliance activities for insurance company investment organization in coordination with the corporate compliance framework. Drive all activities related to investment ratings from the National Association of Insurance Commissioners (NAIC) Securities Valuation Office; monitor and influence new SVO initiatives. Oversee monitoring to ensure compliance with insurance regulatory and internal investment limits and guidelines... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Manager- USST and Sanctions Governance Responsibilities: Manage Cease and Desist action closure and communication with audit partners and regulators in regard to sanctions activities. Act as POC for administrative subpoenas received from OFAC and ensure responses are timely (30 days) and contain complete information as well as supporting documentation to verify the information provided in the response. Manage RBS' voluntary self disclosure process to disclose... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Reporting Analyst RESPONSIBILITIES: Assessing and analysing global holdings in issuers regulated in the assigned jurisdictions and/or reporting rules in order to comply with legal and regulatory requirements of the various jurisdictions and reporting rules covered. Be required to juggle a variety of demands and be able to effectively liaise with staff outside the team, such as Equity traders, in-house Legal Counsels and IT specialists as well as work effectively... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Regulatory Relations, Director Duties: Responsible for helping the Regulatory Relations team proactively manage all regulatory examinations, meetings, communications, inquiries, requests and vi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Regulatory Relations, Director Duties: Responsible for helping the Regulatory Relations team proactively manage all CIB Americas regulatory examinations, meetings, communications, inquiries, re... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here