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to Senior-level Financial Services Compliance and Regulatory Associate The candidate must have 4+ years of with and counseling registered investment advisors and broker-dealers on... including issues concerning the Investment Advisers Act of 1940... and the Investment Company Act of 1940.......
compliance and regulatory matters. The ideal candidate will play a crucial role in advising registered investment advisors and broker-dealers on... various regulatory and compliance issues, demonstrating expertise in the Investment Advisers Act of 1940... and the Investment Company Act of...
experience in compliance and regulatory matters. The ideal candidate will be crucial in advising and counseling registered investment advisors and broker-dealers on... various regulatory and compliance issues, demonstrating expertise in the Investment Advisers Act of 1940... and the Investment Company...
law firm is seeking a qualified Corporate Associate Attorney to join their team in Los Angeles, CA. The ideal candidate should possess significant experience and expertise in various areas of corporate law, particularly in real estate joint ventures, securities offerings,...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Corporate (Private investment funds) Associate Candidate will... work on a broad range of interesting, complex and often high-profile transactions with a diverse clientele that includes well-known private fund sponsors and prominent investors (including family offices). Must have: Outstanding achievement, including...
Associate - Join Our Expanding Team in Century City H1: Corporate Associate Opportunity in Century City with Law Firm H2: Seeking Experienced Associate with Real Estate and Securities Experience Law firm in Century City is looking for...
firm seeks a Mid-Level Investment Funds Associate Attorney for... its Los Angeles office. The ideal candidate will possess a solid background in domestic and international private equity, real estate, venture capital, and hedge funds. The role requires strong analytical and...
highly sophisticated real estate joint ventures and complex real estate limited liability company and partnership agreements. ... ## Qualifications and Skills The ideal candidate for this role will possess the following qualifications and skills: - Excellent writing, inter...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...