understanding of financial planning, including retirement and estate planning Experience with and understanding of tax and legal issues that can impact client’s wealth planning goals Ability to work in a team-based environment and collaborate with others to achieve...
complex capital markets transactions. Serve as a strategic advisor to clients, often working closely with corporate executives, investment bankers, and regulators. Provide... day-to-day legal and compliance advice to broker-dealers, RIAs, and private funds. Act as underwriters counsel on public...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
are looking for a Managing Director, Transaction Advisory Services (M&A) Tax-State & Local to join our team. This position is ideal for someone who is looking for a fast-paced environment and variety in their job. ## Responsibilities * Advising clients on enhancing state and local tax opportunities and managing state and local tax risk associated with mergers and acquisitions, including post-acquisition actions * Analyzing state and local tax risks of target companies... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
WM Regional Manager Investment/Fiduciary Services Duties: Responsible... for the performance of the fiduciary Wealth Management line of business within a 51 county region in Eastern North Carolina. retention, economic stewardship and risk management. In addition, is responsible for growing and retaining; relationships by integrating investment knowledge, fiduciary knowledge, application... of wealth planning, business; development and community visibility. As part of this respon... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Public Finance Origination Officer - Junior Banker The candidate will collaborate with Heads of Public Finance and Municipal Sales and Trading to establish strategy and logical tactics for the generation of business. Assist in originating and overseeing successful execution of new issues with investment banking preferably have... Bachelors degree,in Finance, Accounting or Economics or comparable education and related training required. 3+ years of securities indu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Junior Compliance Officer - Research The candidate will monitor communications between Equity Research personnel and Investment Banking Department personnel. Will... speak to management and legal and compliance colleagues in firm’s and overseas offices, as well as outside counsel. Be responsible for answering compliance and risk related questions from research analysts, investment bankers and other personnel... across the firm as they relate to the sharing of material non-public... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant Duties: Will conduct conflicts checks in order to evaluate potential conflicts arising in the context of securities offerings; coordinate with and obtain similar information from other departments at company. Compile and incorporate researched conflicts data into FINRA Questionnaires related to various capital markets transactions. Review, process and approve shelf registration Form 415s and 144As (internal forms for purposes of company's transaction manageme... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Regional Manager Investment/Fiduciary Services Duties: Responsible for... the performance of the fiduciary Wealth Management line of business within a 51 county region in Eastern North Carolina. Retention, economic stewardship and risk management. In addition, is responsible for growing and retaining; relationships by integrating investment knowledge, fiduciary knowledge, application... of wealth planning, business; development and community visibility. As part of this responsibil... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Junior Compliance Officer Duties: Responsible for answering compliance and risk related questions from research analysts, investment bankers and other personnel... across the firm as they relate to the sharing of material non-public information, granting or denying approval for communications with analysts and facilitating compliance with firm policies. Developing and drafting of compliance policies and procedures for the Research Department, fact gathering to assist in interna... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Wealth Advisor (SAFE) 2 Duties: Responsible for identifying prospective clients with investable assets of $3MM+ and bringing them to The Private Bank (TPB). Manages the relationships of high net worth (HNW) and ultra-high net worth (UHNW) clients of The Private Bank in coordination with Private Bankers, Fiduciary Advisory Specialists, Investment Strategists, Financial Advisors, Wealth... Planners, Insurance Specialists and other professionals across read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Research Compliance Junior Officer # 111695 United States-NC-Raleigh Full-time Corporate Functions Job ID 111695 Credit Suisse is a leading global wealth manager with strong investment banking and asset management... capabilities. Founded in 1856, Credit Suisse has expanded to be a global force employing over 45,000 people in 50 countries. With new leadership, a new strategy and a streamlined global organization, we are set for growth. We partner across businesses, divisi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Fiduciary Advance Specialist The candidate grows and retains WM relationships by integrating fiduciary knowledge, wealth planning, investment knowledge (asset allocation, multiple... asset class usage, risk management), and business development skills. Delivers advisory based services to clients w/ highly complex WM needs in collaboration w/ Wealth Advisors (WA), Investment Strategists, Trust and Fiduciary... Specialists, Wealth Planning Strategists, Wealth Planners, Privat... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here