and support the global investment adviser compliance program, ensuring... regulatory compliance for the company's separate accounts and alternatives/private funds businesses, including ERISA plan compliance. - Manage and lead the team responsible for core investment adviser compliance functions such... as ERISA compl...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
with 3-5 years of experience in hedge and/or private equity funds. The candidate should preferably have law firm, in-house or regulatory agency experience. Knowledge of the 1940 Act exceptions and experience in... investment adviser and/or commodities work... is a plus.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
with 3-7 years of experience in hedge and/or private equity funds. The candidate should preferably have law firm, in-house or regulatory agency experience. Knowledge of the 1940 Act exceptions and experience in... investment adviser and/or commodities work... is a plus.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Director - Investment Advisory The candidate will... provide investment advisory compliance coverage for... company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser regulations, Group's fiduciary... policy, and other relevant Group policies.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Midlevel Associate The candidate will be a part of an exciting global Asset Management and Investment Funds practice, work with... a diverse range of premier global clients. Must have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and... independent board members on matters arising under . federal securities laws, particularly the... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Senior Associate/Counsel The candidate should have 6-12 years of experience with open-end (mutual) funds, closed-end funds and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and... independent board members on matters arising under . federal securities laws, particularly the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... the Securities Act of 1933, the Securities... Exchange Act of 19... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Mid-level Associate The candidate should preferably have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and... independent board members on matters arising under US federal securities laws, particularly the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... the Securities Act of 1933, the Securities... Exchange Act o... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Funds Regulatory Associate The... candidate must have 3-7 years of experience advising private fund advisers and other investment advisory firms on regulatory... matters. Expertise in all aspects of the Investment Advisers Act of 1940... is essential. Should have broader experience with other regulatory requirements applicable to registered investment advisers and private funds,... including the Investment Company Act of 1940....... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Funds Regulatory Lawyer The... candidate must have 3-7 years of experience advising private fund advisers and other investment advisory firms on regulatory... matters. Expertise in all aspects of the Investment Advisers Act of 1940... is essential. Should preferably also have broader experience with other regulatory requirements applicable to registered investment advisers and private funds,... including the Investment Company Act of 1940....... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
an AmLaw firm seeks investment funds regulatory associate attorney... fund advisers and other investment advisory firms on regulatory... all aspects of the Investment Advisers Act of 1940.... requirements applicable to registered investment advisers and private funds,... including the Investment Company Act of 1940....... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investment Funds Regulatory The candidate... must have 3-7+ years of experience advising private fund advisers and other investment advisory firms on regulatory... matters. Expertise in all aspects of the Investment Advisers Act of 1940... is essential. Must have broader experience with other regulatory requirements applicable to registered investment advisers and private funds,... including the Investment Company Act of 1940.... Must have strong writing... and analytical skills and top acade... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here