VP, Corporate Counsel, Asset-Based Finance - Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time...
Title: GPB Wealth Management Investment Solutions Attorney - Vice... and support to the investment solutions business team, with... primary focus on managed investment solutions. - Address SEC regulatory... and bank regulatory issues impacting investment advisers. - Assist with regulatory... inquiries, examinations, and...
team. Will provide legal advice to internal business clients on investment advisory, investment company, and... regulatory issues in developing new strategies and supporting existing strategies. Provide legal support to key internal partners, including product development, sales team, compliance, and m...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance Officer The candidate will be responsible for: Providing focused leadership, guidance and demonstrated knowledge in handling a structured compliance program. Providing challenge and a control to the business’ compliance risk-taking and risk assessments. Creating and maintaining policies, standards and procedures. Administering and improving the current compliance policies, procedures and processes as needed; Completing periodic internal evaluations of the co... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Analyst The candidate will execute on the advisers’ compliance programs and day-to-day monitoring activities associated therewith. Will keep abreast of changes in the regulatory environment and assess compliance policies and procedures to ensure they cover all applicable rules, laws, and regulations. Continuously assess the control environment and recommend and/or implement enhanced controls where appropriate. Act as a contact to... associates for compliance... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Compliance Analyst The candidate will execute on the advisers’ compliance programs and day-to-day monitoring activities associated therewith. Will keep abreast of changes in the regulatory environment and assess compliance policies and procedures to ensure they cover all applicable rules, laws, and regulations. Continuously assess the control environment and recommend and/or implement enhanced controls where appropriate. Act as a contact to... associates for compliance... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel - Private Funds The candidate will provide legal support to the MetLife third party institutional investment management platform, which includes... multiple private funds and separately managed accounts in various asset classes for both domestic and international institutional clients. Responsibilities will also include legal support for review of marketing materials, new product structuring, private fund formation, and drafting and negotiation of legal documents... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel - Private Funds Duties: Provide legal support to the third party institutional investment management platform, which includes... multiple private funds and separately managed accounts in various asset classes for both domestic and international institutional clients. Responsibilities will also include legal support for review of marketing materials, new product structuring, private fund formation, and drafting and negotiation of legal documents with respect to su... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel The candidate will provide legal support to the company’s third party institutional investment management platform, which includes... multiple private funds and separately managed accounts in various asset classes for both domestic and international institutional clients. Responsibilities will also include legal support for review of marketing materials, new product structuring, private fund formation, and drafting and negotiation of legal documents... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President, Compliance Real Estate Americas The candidate will assist the Real Estate Global Head of Compliance with matters such as new product development, risk governance committees, compliance metrics; and, act in the support of... matters involving the non-Americas businesses where necessary. The development and continued fostering of relationships with all levels of Real Estate management, particularly those in the Americas, to ensure that appropriate regulatory proce... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate General Counsel Candidate will provide legal advice and support for the MainStay Group of Funds, a family of open-end and closed-end funds with over $100 billion in assets under management. Structure and organize registered investment companies. Draft and review... registration statements (prospectuses and Statements of Additional Information), board materials and proxy statements for open-end funds, closed-end funds and registered funds of hedge funds. Review and upd... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
and Senior Level Regulatory Counsel The candidate should have 5+ years of experience to join securities law firm. Responsibilities will include coming up with innovative solutions to complex challenges, deliver strategic guidance to help clients achieve business objectives, counsel clients in preparation for, and response to, regulatory examinations and requests for securities regulators, perform research and draft memoranda, and to expand, develop and innovate their... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here