Title: Chief Compliance Officer Job Responsibilities: - Compliance Program Development and Oversight: The Chief Compliance Officer (CCO) is responsible for designing, implementing, and maintaining a comprehensive written compliance program for the Wilmington Funds Family. This includes developing policies and procedures reasonably designed...
Title: Associate General Counsel, Commercial & Fund Secondaries Job Responsibilities: - Draft and negotiate complex commercial agreements, including technology contracts and fund-related transactions. - Partner with business leaders across regions to structure transactions, manage legal risk, and support product innovation. -...
Title: Of Counsel - Investment Management - Financial Institutions Job... Counsel position within the Investment Management - Financial Institutions... Provide expert legal counsel on investment adviser regulatory matters, leveraging... over seven years of experience in the field. - Advise top-tier investment manageme...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Attorney The candidate duties may include: Responsible for assisting Investment Advisers and Mutual Funds;... Research under the Investment Adviser Act of 1940;... Research under the Investment Company Act of 1940;... Drafting memoranda to clients relating to Advisers Act and Investment Company Act of 1940... legal requirements;Drafting memoranda to clients of the Advisers; Assessing Advisers' and Funds'... legal status; Other duties relating to Investment and Financial Industry Companies....... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Lead Regulatory Administrator The candidate will assist fund clients with the preparation of board minutes, the preparation and maintenance of registration statements, and related filings. Registration statements (including a prospectus) are the legal documents that disclose the strategy, risk, fee, and operational details of a fund to investors, as required by federal securities laws, including primarily the Investment Company Act of 1940... and Securities Act of 1933, and reg...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney The candidate will perform duties include : Responsible for assisting Investment Advisers and Mutual Funds;... Research under the Investment Adviser Act of 1940;... Research under the Investment Company Act of 1940;... Review contracts and agreements with clients and service providers; Drafting memoranda to clients; Assisting in the review of marketing materials; Other duties relating to Investment and Financial Industry Companies.... Must have . from Accredited Law School.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney The candidate will be responsible for assisting Investment Advisers and Mutual Funds;... Research under the Investment Adviser Act of 1940;... Research under the Investment Company Act of 1940;... Review contracts and agreements with clients and service providers; Drafting memoranda to clients; Assisting in the review of marketing materials; Other duties relating to Investment and Financial Industry Companies....... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Attorney The candidate will be responsible for assisting Investment Advisers and Mutual Funds;... Research under the Investment Adviser Act of 1940;... Research under the Investment Company Act of 1940;... Drafting memoranda to clients relating to Advisers Act and Investment Company Act of 1940... legal requirements; Drafting memoranda to clients of the Advisers; Assessing Advisers' and Funds'... legal status; Other duties relating to Investment and Financial Industry Companies....... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Attorney The candidate will be conducting Conference Calls with clients to determine factual information; Review factual information from client in light of legal requirements and write memoranda thereon; Review contracts for clients, and draft memoranda to summarize issues; Conduct Conference calls with clients to explain legal requirements; Research under the Investment Adviser Act of 1940;... Research under the Investment Company Act of 1940;... Drafting memoranda to ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Midlevel Associate The candidate will be a part of an exciting global Asset Management and Investment Funds practice, work with... a diverse range of premier global clients. Must have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and... independent board members on matters arising under . federal securities laws, particularly the... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Senior Associate/Counsel The candidate should have 6-12 years of experience with open-end (mutual) funds, closed-end funds and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and... independent board members on matters arising under . federal securities laws, particularly the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... the Securities Act of 1933, the Securities... Exchange Act of 19... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Registered Funds Mid-level Associate The candidate should preferably have 3-5 years of experience with open-end (mutual) funds, closed-end funds, and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and... independent board members on matters arising under US federal securities laws, particularly the Investment Company Act of 1940,... the Investment Advisers Act of 1940,... the Securities Act of 1933, the Securities... Exchange Act o... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here