Title: Sr Compliance Counsel Job Responsibilities: - Conduct internal investigations and support risk assessment and monitoring efforts. - Develop and promote compliance risk assessment and monitoring efforts, including performing risk assessments for existing and new business lines and products. - Develop compliance monitoring tools...
Attorney Job Title: Conflicts Attorney Job Responsibilities: The Conflicts Attorney will work within the Conflicts Department under the Office of General Counsel at a law firm. The primary responsibility is to review conflict check reports and identify, advise, analyze, and resolve potential conflicts...