Title: VP, Wealth Management Advisory Attorney Job Responsibilities: - Provide day-to-day legal support for Company's Wealth Management's investment advisory business. - Offer legal analysis and advice regarding applicable rules, regulations, and legal risks related to fiduciary standards of care, trading, best execution, trade...
Title: Alternative Investment & Private Markets Attorney Job Responsibilities: The Alternative Investment & Private Markets Attorney will join Company’s Wealth Management Legal and Compliance Division as a Vice President. The primary responsibilities include providing legal coverage for the Alternative Investments and...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance Officer Capital Markets Group, AML Officer, firm Investments The candidate will report directly to firm Investments Chief Compliance Officer, Global Investments. Will cultivate and promote relationships with key business partners and foster and promote a culture of compliance – the provision of outstanding service to business partners is paramount to be successful in this role. Plan, facilitate and execute all necessary policies and procedures, testing and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
General Counsel - Private Bank (Real Estate and Private Equity) The candidate will provide primary legal support for the Private Equity and Real Estate business within the Private Bank. Will structure and negotiate private equity and real estate investment opportunities (including commingled funds, co-investments, and separately managed accounts) for global client base of high-net worth individuals, trusts, personal investment companies, family offices and charitab... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Branch Review Examiner The candidate will conduct pre-exam preparation for branch exam. Will interview financial advisors, managers and sales support personnel regarding office procedures and advisor activity. Review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Prepare and present report findings of office visits. Remain familiar with current FINRA, SEC and state regulatory... issues, a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Attorney The candidate will be working closely with clients throughout the litigation process to resolve complex legal issues while providing the highest quality of services. Must have an interest in private practice litigation, excellent legal and academic credentials as well as superb research, writing and document management skills; superior verbal/interpersonal communication skills with members of the entire trial team and clients; and an interest in... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel The candidate will assist with day-to-day legal operations of the parent company and affiliates, including its broker-dealer subsidiary and drive related legal strategies for both. Educate and provide counsel to ICR’s executive team and partnership on compliance, risk management, legal issues and corporate governance. Draft and revise client, vendor and employee contracts, negotiating changes where applicable. Advise the broker-dealer subsidiary on complian... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Advisor (SAFE) II The candidate will be responsible for identifying prospective clients with investable assets of at least $3MM or more and bringing them to The Private Bank (TPB) within company Wealth Management (WM). Manages the relationships of high net worth (HNW) and ultra-high net worth (UHNW) clients of The Private Bank in coordination with Private Bankers, Fiduciary Advisory Specialists, Investment Strategists, Financial Advisors, Wealth Planners, Insurance Sp... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
office of our client seeks attorney with 2-4 years of experience of representing clients in complex and high exposure litigation. The candidate will be handling cases in state and federal trial and appellate courts. CT Licensing is required. NY Licensing... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel Responsibilities: Assist with day-to-day legal operations of the parent company and affiliates, including its broker-dealer subsidiary and drive related legal strategies for both. Educate and provide counsel to ICR’s executive team and partnership on compliance, risk management, legal issues and corporate governance. Draft and revise client, vendor and employee contracts, negotiating changes where applicable. Advise the broker-dealer subsidiary on com... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Branch Review Examiner The candidate will conduct pre-exam preparation for branch exam. Will interview financial advisors, managers and sales support personnel regarding office procedures and advisor activity. Review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Prepare and present report findings of office visits. Remain familiar with current FINRA, SEC and state regulatory... issues, a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Number: 1073747 Job Title: Managing Director, Estate Planning Attorney/ CFP Job Type: Full-time Location: Westport, CT Hours: Full Time, Perm Post Date: Oct 31 2012 Salary: $190K-$200K Required Skills: - Bachelors degree in finance or related discipline. - JD, MBA and/ or CFP certification a preference - 15 + years progressive experience in estate planning, investment advisory, and financial planning - Possess natural passion and strong client focus - Desire t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here