Title: Associate General Counsel Job Responsibilities: The Associate General Counsel will be tasked with providing legal guidance and support to the Wealth Management Division of the company's Consumer Bank. The role requires advising senior management and other stakeholders on a wide range...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance Analyst The candidate will provide high-level assistance with legal and compliance requirements. Will work on synthesizing and documenting changing regulations and assisting with Training and Audits to ensure compliant operations of the Division's legal entities, which include an SEC Registered Investment Adviser, Registered Investment Company, Broker/Dealer and company's Trust and Investment department. Assist with the annual supervisory and compliance pro... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Capital Markets Associate Candidate will have 3-6 years of experience representing issuers and/or underwriters in capital markets transactions, including initial public offerings, follow-on public offerings, registered direct offerings, ATM offerings, PIPE transactions and/or SPAC offerings. Candidates should have experience listing securities on NASDAQ/NYSE and/or OTCQB/QX; working with the SEC, FINRA and NASDAQ/NYSE, preparing ’33... and /34 Act filings, representing issuers... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Analyst Duties: Provide high-level assistance with legal and compliance requirements. Ensure the myriad of changing and existing regulations are met. Work on synthesizing and documenting changing regulations and assisting with Training and Audits to ensure compliant operations of the Division’s legal entities, which include an SEC Registered Investment Adviser (Weston Financial Group, Inc.), Registered Investment Company (New Century Portfolios), Broker... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Paralegal The candidate will be working for a local law firm specializing in Personal Injury, Social Security Disability and VA Disability. Responsibilities include but are not limited to maintaining contact with clients on a consistent basis, ordering and obtaining medical records, drafting pre-hearing memos while accurately analyzing and summarizing medical records, and basic administrative responsibilities such as telephone calls, drafting emails, sending mail... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Analyst The candidate will assist with the annual supervisory and compliance program review and testing for compliance with Investment Advisers Act 206(4)-7, FINRA Rule 3110, 3120, 3130,... Anti-Money Laundering Program, and FDIC Regulations governing Trust Departments. Developing new testing procedures as needed and preparing Annual Compliance / Supervisory Reports for Management. Conduct various internal audits, mock SEC/FINRA/FDIC audits and prepare final inspecti... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Officer, Wealth Management The candidate will provide high-level assistance with legal and compliance requirements. The position is critical to ensure that the division’s policies and procedures accurately reflects requirements set forth in existing regulations and is adaptable to meet the needs of an ever-changing regulatory industry. The Compliance Officer will work on synthesizing and documenting changing regulations and assisting with training and audits to en... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
office of our client seeks mid-level litigation attorney with relevant experience. The candidate should preferably have Rhode Island Bar admission.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Litigation Paralegal The candidate will prepare litigation documents, including discovery, motion and trial documents. Will organize and maintain case materials using traditional and electronic document management systems. Conduct research and gather information using general and legal research tools. Should have Bachelor's degree and paralegal certificate or appropriate job related experience. Must have 3+ years of experience working as a litigation paralegal. Wor... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
underwriters in capital markets transactions, including initial public offerings, follow-on public offerings, registered direct offerings, ATM offerings, PIPE transactions and/or SPAC offerings. The candidate should have experience listing securities on NASDAQ/NYSE and/or OTCQB/QX; working with the SEC, FINRA, and N... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here