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Senior Compliance Specialist position in Small Business Lending is a full-time role that offers a competitive salary and benefits package. This position is responsible for providing regulatory compliance support to small business partners and ensuring compliance with federal, state, agency,...
©2019 **MEMBERS ONLY**SIGN UP NOW***. All rights reserved. **MEMBERS ONLY**SIGN UP NOW***... is a registered trademark... of the Financial Industry Regulatory Authority, Inc. The Sr Vice President of Corporate Financing and Advertising Regulation is responsible for setting the strategic direction of the organization's corporate financing...
law firm based in Dallas, TX, is seeking an experienced FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The ideal candidate should possess a deep understanding of US federal securities laws and have a proven...
large international New York law firm founded in 1934 has established a full-service presence. Clients include large corporations and individuals as well as small and medium-sized businesses. The firm represents a wide range of industrial, financial and commercial enterprises, both...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
to Friday, 9:00 am - 5:00 pm with one-hour lunch break - Perform legal research, gather and analyze documents, and assist with arbitration/trial scheduling and preparation - Prepare and file state registration documents, SEC documents with the SEC and FINRA - Manage...
Investigations Unit - Any FINRA Location Full-Time Position... Job Requisition ID: R-007744 Posted Today Organization: FINRA Department: Special Investigations... Unit Salary Information:...
Counsel - Enforcement - FINRA H2: Represent FINRA in... Securities Cases Organization: FINRA Department: Office of Hearing... Officers (OHO) Job Title: Senior Litigation Counsel Experience: Minimum 10 years of litigation experience Salary Information: - California: Minimum Salary $146,200, Maximum...
Salary Information Organization: FINRA Job Title: Principal Counsel,... salary based on experience and qualifications. H1: Principal Counsel, Enforcement - Join FINRA's Legal Team H2: Seeking Experienced... Legal Professionals for Principal Counsel Role FINRA is currently hiring for the position of Prin...