and provide legal advice to the company's business regarding FINRA regulatory and broker dealer... compliance issues. - Manage communication and interaction with the company's clients, service providers, and others regarding contract terms and conditions and other relevant information. - Stay informed...
Title: Consultant/Wealth Management Compliance Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, which includes preparing document requests, reviewing documents, conducting interviews, and drafting reports. - Perform a broad scope of work during reviews of...
Title: BDC (Business Development Company) Compliance Officer Job Responsibilities: - Lead or assist in all aspects of mock regulatory examinations and compliance program reviews, including preparing document requests, reviewing documents, conducting interviews, and drafting reports. Oversee and review the work of project...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
County Counsel The candidate will be responsible for all legal matters involving the Board of Commissioners, the County Administrator and all County departments, boards, commission and committees. Attorneys within the County Counsel's Office provide legal advice and representation related to all aspects of the County's operations including labor and employment, land use, public meetings and records, real property taxation, airport operations and litigation. Under t... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant County Counsel (County Counsel) The candidate will be responsible for all legal matters involving the Board of Commissioners, the County Administrator and all County departments, boards, commission and committees. Attorneys within the County Counsel's Office provide legal advice and representation related to all aspects of the County's operations including labor and employment, land use, public meetings and records, real property taxation, airport operations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here