Markets Partner The candidate will serve as a business advisor to clients, guiding them on compliance with securities laws, managing public and private offerings, and navigating complex capital markets transactions. Serve as a strategic advisor to clients, often working closely...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance Officer - Complaints Duties: Will receive researches and resolve all customer complaints for bank while interacting with clients, salespeople, RSM's, DSM's, Legal and Compliance to determine appropriate responses. Will also interact with the Business Unit Legal/Law group, advising the Business Unit management regarding settlements/responses as well as Financial Industry Regulatory Authority (FINRA) complaint reporting. Receive and... log customer complaints regarding... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
and General Counsel The candidate will be responsible for all legal aspects of parent, subsidiaries, and affiliated companies' activities to assure effective legal relationships with all phases of company business including dealings with regulatory officials and government bodies. Will assure parent, subsidiary, and affiliated company compliance with all applicable federal, state, and local statutes, rules and regulations. Manage, direct, and supervise the overall legal... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney The candidate will be responsible for general business advice and counseling work, including: product distribution; agent programs; agent licensing, including securities licensing; broker-dealer and insurance operations; insurance products, including life and retirement products; claims; marketing, policy administration; underwriting/risk management; and regulatory compliance. Litigation / disputes work includes: consumer disputes; inquiries and examinations b... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Specialist The candidate will provide responsibilities include: Conduct, summarize, and analyze basic research, including gathering facts, researching and analyzing applicable laws, regulations, and case laws, etc., as necessary. Maintain corporate records and archives, in accordance with records retention requirements. Assist with the identification and summarizing of relevant issues; continually monitor issues and update attorney, as appropriate. Review new and p... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
2VP, Corporate Compliance Attorney Duties: Responsible for the direction and implementation of all functions relating to corporate compliance with state insurance laws. Responsible for compliance with SEC and FINRA rules and regulations governing... the sale and servicing of variable products for company and affiliated insurance companies. Responsible for the development of corporate compliance policy and procedures for the home office and field. Conducts compliance presentatio... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant The candidate will provide day-to-day administrative and clerical support for the firm’s attorneys. Create and edit legal documents and correspondence by transcribing dictation or following written or verbal directions. Fax, scan and photocopy documents; maintain efficient and organized files. Review/analyze file and document contents to assist the attorney in identifying key information or information gaps. Update and manage attorney calendars. Assist with... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Supervision Analyst The candidate will serve as a designated person responsible for supervisory and risk functions that address material conflicts of interest, monitoring advisors’ adherence to the impartial conduct standards under the Department of Labor (DOL) fiduciary regulations. Provide DOL regulatory guidance, best interest review and coordination with those responsible for direct supervision and oversight of the company’s broker-dealer and investment adv... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney Responsibilities: Gain exposure to a wide range of complicated cases and complex litigation working. Represent clients in court or before government agencies. Prepare and draft legal documents on behalf of clients. Advise clients on business and legal transactions. Negotiate settlements for legal disputes. Comply with all legal standards and regulations. Perform administrative and management functions related to the practice of Law.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
& General Counsel The candidate will be responsible for all legal aspects of parent, subsidiaries, and affiliated companies’ activities to assure effective legal relationships with all phases of Company business including dealings with regulatory officials and government bodies. Assure parent, subsidiary, and affiliated company compliance with all applicable federal, state, and local statutes, rules and regulations. Manage, direct, and supervise the overall legal opera... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here