Title: Assistant General Counsel Job Responsibilities: - Acts as a subject matter expert and provides business leaders with legal advice on issues impacting the company's discretionary and non-discretionary registered investment advisory offerings. - Ensures that business activities, policies, practices, and transactions comply with...
Title: Associate Counsel – Third Party Distribution Job Responsibilities: - Provide legal advice and representation on matters related to the company's business activities and investment products. - Prepare resolutions and participate in major legal actions. - Liaise with the business on strategic issues and...
large international New York law firm founded in 1934 has established a full-service presence. Clients include large corporations and individuals as well as small and medium-sized businesses. The firm represents a wide range of industrial, financial and commercial enterprises, both...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Compliance Leader The candidate responsibilities will include: Manages a team of compliance professionals. Provides guidance, training and motivation as necessary to develop staff. Reviews performance, provides feedback and recommends wage increases/adjustments in accordance with the applicable policies and procedures. Works to that ensure that Vanguard has adopted policies and procedures that are reasonably designed to prevent violations of federal securities law... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel, Retail Advice (Hybrid) An Investment Management Company is seeking a Senior Counsel to join their Retail Advice Legal Team and provide guidance to advisory offers that serve more than 300,000 individual clients. The successful candidate will have knowledge of the investment industry and an understanding of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, SEC rules, and FINRA rules. Job Responsi...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel, Marketing and Distribution The candidate will provide advice, counseling and education to internal clients to comply with, navigate and raise awareness of applicable legal issues, policies, regulations and laws, including federal securities laws and FINRA rules. Will support and... develop key relationships with firm’s global product teams and sales and marketing businesses. Provide legal advice regarding the distribution of mutual funds and ETFs globally. Pro... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
& Records Manager The candidate will provide timely recommendations on eDiscovery and records management matters enterprise-wide under the direction of the Litigation Counsel. Will strategically and efficiently lead, coordinate, facilitate and manage eDiscovery response and will also contribute to the analysis of enterprise-wide discovery issues and create and implement defensible processes for managing discovery, proportionality and the reduction of litigation di... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel/Mgr - Litigation The candidate will handle a varied portfolio of litigation and internal investigations as well as other related responsibilities. Duties and Responsibilities include: Directly handle litigation and other formal or informal disputes, or oversee other in-house attorneys and legal staff handling such matters (in consultation with outside counsel where appropriate), including claims brought by clients, service providers, or others against Van... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel, Marketing and Distribution The candidate will partner with the business to provide legal advice on all aspects of mutual fund/ETF marketing and distribution. Provide advice, counseling and education to internal clients to comply with, navigate and raise awareness of applicable legal issues, policies, regulations and laws, including federal securities laws and FINRA rules. Support and develop... key relationships with Vanguard’s global product teams and sales a... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer Duties: Manages a team of compliance professionals. Provides guidance, training and motivation as necessary to develop staff. Reviews performance, provides feedback and recommends wage increases/adjustments in accordance with the applicable policies and procedures. Works to ensure that Vanguard has adopted policies and procedures that are reasonably designed to prevent violations of law, that the policies and procedures are adequate to accomplish tha... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Manager – Office of General Counsel The candidate will serve as the Subject Matter Expert related to the Investment Advisers Act of 1940 as applied to investment advisory offerings and programs, including the Rule 206(4)-7 compliance program related thereto. Will serve as the trusted advisor to business units that develop and support VAI's existing investment hybrid and automated advisory offerings, Vanguard Personal Advisory Services and Vanguard Digital A... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Litigation Legal Assistant The candidate will support 2 attorneys. Will also handle overflow receptionist duties. Must have 1-3 years of law firm experience, including some in litigation. Must have excellent computer skills, and able to work in a fast paced environment.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel – Marketing The candidate will act as Lead Counsel for Vanguard’s Marketing Leadership Team to provide thought leadership on all marketing, advertising and brand management issues. Will advise the business on the creation of a holistic brand management strategy and a marketing rules-based framework. Coordinate with PR on brand management issues and assist with positioning of content. Serve as a legal resource for our Advertising Compliance Group. Create gu... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here