Title: Capital Markets Partner Job Responsibilities: - Provide day-to-day legal and compliance advice to broker-dealers, RIAs, and private funds. - Act as underwriters counsel on public and private offerings. - Interpret and apply federal securities laws, including the Securities Exchange Act of 1934, Investment...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Corporate Governance Duties: Understands the functions, legal and business needs across divisions, departments, and business units supported. Maintains knowledge of the objectives of multiple business lines, and continually updates knowledge of the legal and regulatory environment in which they operate. Independently informs and coaches business partners as appropriate. Supports the organization’s goals and projects by conducting research and developing options an... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Vice President, Compliance The candidate will be responsible for facilitating trades and supervising the activities of its members. In addition to supervision, offers its registered representatives the support, technology and resources they need to provide their clients with investment solutions tailored to meet their objectives. The Vice President, Compliance plays an integral role in ensuring company and and their representatives operate in compliance with SEC, FINRA and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel - Investment Advisory Responsibilities: Act on behalf of the Managing Counsel concerning all matters affecting the broker-dealer and investment adviser; to communicate with and counsel all levels of the company – including senior management. Review and provide regulatory counsel on broker-dealer and investment adviser related matters including advisory agreements, custodial arrangements, selling agreements, compensation arrangements, conflicts of int... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Management Associate The candidate will advice regarding federal securities laws and forms, including the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Prepare and review of regulatory filings for investment company and investment adviser clients. Understand of corporate law and proficiency in drafting basic corporate documents. Provide support to investment company board of directors and coordination with investment company service provi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Competitive salary commensurate with experience. Law Firm Investment Management Associate Law Firm is looking for an experienced attorney to join its Investment Management Practice Group. The successful candidate will have a . from an ABA accredited law school and be admitted to practice or eligible for admission to practice in the State of Wisconsin. The position offers a competitive salary commensurate with experience. The Investment Management Associate... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
to work independently and as part of a team Salary and Benefits Godfrey & Kahn, . offers a competitive salary and benefits package to our Investment Management Associates. # Investment Management Associate Law firm Godfrey & Kahn, . is looking for an experienced attorney to join their Investment Management Practice... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
office of a **Members Only** Top Ranked Law Firm seeks investment management associate attorney with 3+ years of experience at a law firm, financial institution, government agency, insurance company, regulator or self-regulatory organization with demonstrated financial services experience. The... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
office of a **Members Only** Top Ranked Law Firm seeks an investment management associate attorney with 3+ years of legal practicing experience at a law firm, financial institution, government agency, insurance company, regulator, or self-regulatory organization with demonstrated financial... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
office of a **Members Only** Top Ranked Law Firm seeks investment management associate attorney with 3+ years of legal practicing experience at a law firm, financial institution, government agency, insurance company, regulator, or self-regulatory organization with demonstrated financial services... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
office of a **Members Only** Top Ranked Law Firm seeks investment management associate attorney with 3+ years of legal practicing experience at a law firm, financial institution, government agency, insurance company, regulator, or self-regulatory organization with demonstrated financial services... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here