large international New York law firm founded in 1934 has established a full-service presence. Clients include large corporations and individuals as well as small and medium-sized businesses. The firm represents a wide range of industrial, financial and commercial enterprises, both...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: The Knowledge Management Data Steward is responsible for ensuring the quality, integrity, and consistency of data supporting the corporate and regulatory practices within the law firm. Key responsibilities include: - Serving as...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Title: SVP, Senior Compliance Officer - Alternatives Job Responsibilities: - Support the development and implementation of the company's investment adviser compliance program, ensuring global consistency and enhancement in collaboration with the Compliance Department. - Oversee regulatory compliance aspects specifically related to the alternatives...
Markets Partner The candidate will serve as a business advisor to clients, guiding them on compliance with securities laws, managing public and private offerings, and navigating complex capital markets transactions. Serve as a strategic advisor to clients, often working closely...
large international New York law firm founded in 1934 has established a full-service presence. Clients include large corporations and individuals as well as small and medium-sized businesses. The firm represents a wide range of industrial, financial and commercial enterprises, both...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: The Knowledge Management Data Steward for Transactions & Regulatory at the law firm is tasked with maintaining the quality, integrity, and consistency of data that supports the firm's Corporate and Regulatory...
Title: Knowledge Management Data Steward – Transactions & Regulatory Job Responsibilities: - Serve as the primary data steward for Corporate Transactions related data assets across repositories and systems, including tracking data for M&A, finance, capital markets, regulatory filings, and related matters. - Design,...
Title: Vice President, Enforcement Legal Job Responsibilities: - Lead attorney teams on high-impact investigations and disciplinary actions in coordination with other Vice Presidents and Regulatory Operations partners. - Manage the performance of Enforcement attorney teams and collaborate with Member Supervision and Market Regulation...
Title: Vice President, Enforcement Legal Job Responsibilities: The Vice President, Enforcement Legal is tasked with leading attorney teams in conducting timely, high-impact investigations and disciplinary actions in coordination with other Vice Presidents within Enforcement Legal and the Regulatory Operations partners of the...
ongoing risk assessments of FINRA members, reporting directly to... a Risk Monitoring Director. - Identify existing and emerging risks and interact with both internal and external parties to address these risks. - Perform risk monitoring activities which may include dealing with complex...
ongoing risk assessments of FINRA members, reporting to a... Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interact with internal and external parties. - Conduct risk monitoring activities involving complex or elevated risk organizations...
ongoing risk assessments of FINRA members, reporting to a... Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and interact with internal and external parties. - Conduct risk monitoring activities, including those involving complex or elevated...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. - Develop a multi-year strategic plan and manage priorities...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a pivotal role within the StratIntel team of the organization's Member Supervision department, aimed at enhancing investor protection and market integrity. The key responsibilities include: - Leading complex analytical projects to identify...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagements (OSE) within the department is charged with supporting the External Strategic Engagements leadership team in fulfilling their responsibilities. This includes representing the...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting directly to a Risk Monitoring Director. - Serve as a senior-level support to the Risk Monitoring Director in identifying existing...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a critical role in the StratIntel division of the organization's Member Supervision department. This position is responsible for delivering proactive intelligence to enhance investor protection and market integrity through informed, timely...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the strategic planning and execution of the Examinations Program for the Firm Group, ensuring alignment with Member Supervision goals and vision. - Collaborate with cross-functional partners and Regulatory...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist plays a crucial role in supporting the mission of the Strategic Intelligence & Analytics (StratIntel) organization within the department. The position involves the collection, analysis, processing, and dissemination of strategic...
Title: Professional Liability Partner Job Responsibilities: - Defend professional liability claims involving Directors & Officers, Legal Malpractice, Errors & Omissions, and Architects & Engineers. - Represent professionals either through direct engagement or retention via their insurance carrier. This includes accountants, architects & engineers,...
Overview: A well-regarded litigation firm is seeking a Junior Associate Attorney (0–2 years of experience) to join its Los Angeles office. This is an excellent opportunity for a newly admitted or early-career attorney interested in defending complex professional liability and...