Senior Director, Special Investigations Unit

5-10 yrs required

Full-time

No

Senior Director, Special Investigations Unit - FINRA

H1: Senior Director, Special Investigations Unit - FINRA: AML and Fraud Expertise in Financial Regulatory Agency

H2: Join FINRA as Senior Director, Special Investigations Unit and Lead AML and Fraud Investigations

Bullet Points:

- Lead a team of highly skilled AML and fraud specialists in FINRA's Special Investigations Unit
- Oversee AML and anti-fraud investigative functions, provide advice and consultation, and share intelligence with stakeholders
- Develop and execute strategies to mitigate AML and fraud risks
- Collaborate with other regulators and law enforcement agencies
- Represent FINRA at relevant industry events
- Bachelor's degree in relevant field required, advanced degree or certification preferred
- Significant experience in securities, compliance, or financial regulatory work
- Substantive knowledge of AML and fraud regulations and risks
- Expertise in data analytics and investigative techniques
- Strong leadership and communication skills
- Competitive salary and comprehensive benefits package

SEO Friendly Job Title: Senior Director, AML and Fraud Investigations - FINRA

Salary Information:

- California: Minimum Salary $171,900, Maximum Salary $351,200
- Washington DC: Minimum Salary $171,900, Maximum Salary $336,600
- Colorado/Hawaii: Minimum Salary $149,600, Maximum Salary $292,600
- New York, NY: Minimum Salary $179,600, Maximum Salary $351,200
- Washington: Minimum Salary $149,600, Maximum Salary $336,600

Experience Information: Significant securities, compliance, or financial regulatory experience required. Advanced degree, relevant certification, or law degree preferred.

Job Requisition ID: R-007744

Full Time Position

Posted Today

Organization: FINRA

Department: Special Investigations Unit

The Senior Director within FINRA’s Special Investigations Unit (SIU) will oversee the anti-money laundering (AML) and anti-fraud investigative functions. This role will provide leadership to the specialist AML Investigations teams and Anti-Fraud Investigations team. These SIU teams will conduct investigations and examinations, provide advice and consultation, assist in the development of training, and share intelligence with stakeholders to mitigate priority threats.

Key Responsibilities:

- Lead a team of highly skilled AML and fraud specialists, providing guidance and feedback to staff
- Identify and develop regulatory strategies around new and emerging AML and fraud related risks and threats
- Develop and implement a data analytics strategy to identify money laundering, fraud, and other suspicious conduct
- Provide subject matter expertise to external parties on high-level regulatory issues related to AML and fraud
- Collaborate with other regulators and law enforcement agencies
- Represent FINRA at relevant industry events
- Review and approve investigation-related reports and letters

Requirements:

- Bachelor's Degree or equivalent combination of education and experience required, advanced degree or certification preferred
- Significant securities, compliance, or financial regulatory experience
- Substantive knowledge of AML and fraud regulations and risks
- Expertise in data analytics and investigative techniques
- Strong leadership and communication skills

Salary Information:

- California: Minimum Salary $171,900, Maximum Salary $351,200
- Washington DC: Minimum Salary $171,900, Maximum Salary $336,600
- Colorado/Hawaii: Minimum Salary $149,600, Maximum Salary $292,600
- New York, NY: Minimum Salary $179,600, Maximum Salary $351,200
- Washington: Minimum Salary $149,600, Maximum Salary $336,600

Experience Information: Significant securities, compliance, or financial regulatory experience required. Advanced degree, relevant certification, or law degree preferred.

Job Requisition ID: R-007744

Full Time Position

Posted Today

Organization: FINRA

Department: Special Investigations Unit

Salary Information:

- California: Minimum Salary $171,900, Maximum Salary $351,200
- Washington DC: Minimum Salary $171,900, Maximum Salary $336,600
- Colorado/Hawaii: Minimum Salary $149,600, Maximum Salary $292,600
- New York, NY: Minimum Salary $179,600, Maximum Salary $351,200
- Washington: Minimum Salary $149,600, Maximum Salary $336,600

Experience Information: Significant securities, compliance, or financial regulatory experience required. Advanced degree, relevant certification, or law degree preferred.

Job Requisition ID: R-007744

Full Time Position

Posted Today

Organization: FINRA

Department: Special Investigations Unit

H1: Senior Director, AML and Fraud Investigations - FINRA: Lead AML and Fraud Investigations at a Leading Financial Regulatory Agency

H2: Join FINRA as Senior Director, Special Investigations Unit and Oversee AML and Fraud Investigations

Bullet Points:

- Lead a team of highly skilled AML and fraud specialists at FINRA's Special Investigations Unit
- Oversee AML and anti-fraud investigative functions, provide advice and consultation, and share intelligence with stakeholders
- Develop and execute strategies to mitigate AML and fraud risks
- Collaborate with other regulators and law enforcement agencies
- Represent FINRA at relevant industry events
- Bachelor's degree in relevant field required, advanced degree or certification preferred
- Significant experience in securities, compliance, or financial regulatory work
- Substantive knowledge of AML and fraud regulations and risks
- Expertise in data analytics and investigative techniques
- Strong leadership and communication skills
- Competitive salary and comprehensive benefits package


SEO Friendly Job Title: Senior Director, AML and Fraud Investigations - FINRA

Salary Information:

- California: $171,900 - $351,200
- Washington DC: $171,900 - $336,600
- Colorado/Hawaii: $149,600 - $292,600
- New York, NY: $179,600 - $351,200
- Washington: $149,600 -

Not specified

Comprehensive health, dental, and vision insurance, life and disability insurance, retirement plan with company match, tuition reimbursement, volunteer service days, and paid time off

Not specified

Leadership, Team Management, AML and Fraud Investigation, Data Analytics, Strategic Thinking, Communication, Collaboration, Subject Matter Expertise

Bachelor's Degree or equivalent, advanced degree, certification, or law degree preferred

Submit application through FINRA Careers site

Qualification and Experience Bachelor's Degree in Accounting, Finance, Economics, Business Administration, Data Analytics or related fields preferred, Advanced degree, relevant certification, or law degree a plus

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