Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal... life cycle of new regulatory initiatives, serving as a... on complex and sensitive regulatory initiatives and rule changes... with limited oversight. - Brief and communicate complex regulatory initiatives to senior executives,... provi...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal... life cycle of new regulatory initiatives. - Serve as a... on complex and sensitive regulatory initiatives and rule changes. -... Communicate complex regulatory initiatives to senior executives... with urgency. - Act as a legal...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers. - Set multi-year strategic plans and manage priorities...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a crucial role in the StratIntel mission within the organization’s Member Supervision department. The responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated frameworks...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interacting with internal and external...
members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks with minimal supervision, particularly focusing on complex or elevated risk firms. - Collaborate with internal departments to analyze, communicate, and make recommendations concerning regulatory intelligence. - Mentor and coach... jun...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with internal and external parties. - Handle complex or elevated risk...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy serves as the Chief Privacy Officer (CPO) of the organization, leading the Enterprise Data Privacy Office and overseeing the privacy function of the organization. The...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting both direct manager and interactions with internal and...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a crucial role in the StratIntel mission within the organization's Member Supervision department. The key responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated...
the Firm Grouping, setting a multi-year strategic plan and managing priorities aligned with Member Supervision goals and vision. - Collaborate with cross-functional partners outside Member Supervision, integrating Examination efforts with Regulatory Operations and ensuring connectivity... with centralized and support functions. - P...
Title: Senior Program Administrator, OGC Regulation Job Responsibilities: The Senior Program Administrator in the Office of General Counsel (OGC) at the organization plays a crucial role in maintaining and enhancing the operational efficiency of the office. Responsibilities include: - Providing high-quality administrative support...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
on corporate, commercial, and regulatory matters. The role involves... drafting and negotiating a variety of contracts, including federal, commercial, domestic, and international agreements. You will guide compliance with sanctions, export controls, and anti-bribery laws, and advise on corporate structuring...
Head of Government & Regulatory Affairs Job Responsibilities: The Head... of Government & Regulatory Affairs at the company... and executing strategies for government relations to advocate for the company's business objectives and ensure regulatory compliance. Key responsibilities include: -... Building and maint...
a broad range of legal responsibilities. This role involves providing comprehensive legal analysis and counsel across various legal matters, including pre-litigation disputes, litigation, and consumer regulatory issues. Key responsibilities include: -... Interacting and corresponding with external parties, such as regulators. - Ov...
Title: Manager, Counsel - Retail Bank Legal (Hybrid) Job Responsibilities: The Manager, Counsel role in the Retail Bank Legal team involves several key responsibilities in providing legal support and guidance for the Retail Bank Operations organization. The attorney in this role is...
a challenging and rapidly evolving legal environment. Key responsibilities include: - Overseeing a portfolio of litigation and managing outside counsel's litigation practices. - Tracking and analyzing the evolving statutory and regulatory landscape at national, state,... and local levels to identify trends...
Title: Senior Manager, Senior Counsel- Commercial Bank - Strategic Investments Group (Hybrid) Job Responsibilities: The Senior Manager, Senior Counsel will be a vital member of the legal team at the company, specifically supporting the Strategic Investments Group (SIG) within the Commercial Bank....
Title: Director, Assistant General Counsel - Premium Products & Experiences Job Responsibilities: In this role, the Director, Assistant General Counsel will apply strategic and analytical skills to support the credit card rewards and benefits programs within the Premium Products & Experiences (PPX)...
Delivery Specialist within the Regulatory, Risk & Forensic Operate... team. The role is designed for individuals who have a passion for technology and enjoy working in a collaborative setting. The consultant will be heavily involved in managing and supporting client...
Title: AML Project Delivery Senior Analyst Job Responsibilities: In the role of an AML Project Delivery Senior Analyst, you will have the opportunity to work collaboratively with the Anti-Money Laundering (AML) and sanctions team to support client service delivery. Key responsibilities include: -...
Consultant, National Federal Tax Services - Transaction & Integration... Services (T&IS) - E300 Job... Responsibilities: As a T&IS Tax Consultant focused on E300, your responsibilities will include: - Analyzing and understanding complex tax issues primarily in the Subchapter C corporate...
Manager, Financial Crimes The candidate will... developing teams within our Financial Crimes practice, with a... diverse teams on complex financial crimes advisory engagements, including... efforts; proven track record in delivering high-quality financial crimes deliverables, and leading... teams in a fast-pa...
Title: Manager, Counsel: Complaints, Disputes & Fraud (Hybrid) Job Responsibilities: The Manager, Counsel will serve as an integral part of the Consumer and Small Business Legal team at the company. This role is primarily responsible for providing legal advice and support...
– National Federal Tax Services Job Responsibilities: As a Senior Consultant... within the Sustainability: Gi3 practice, the primary responsibility is to advise clients on sustainability and social Federal Credits & Incentives (C&I) programs. This involves facilitating the analysis and documentation of opportunities...
Title: Sr. Manager/Sr. Counsel - Commercial Real Estate - Agency Finance (Hybrid) Job Responsibilities: The Sr. Manager/Sr. Counsel in Commercial Real Estate - Agency Finance is responsible for providing comprehensive legal support to the Commercial Real Estate (CRE) segment within the Commercial...
Title: Director, **Members Only** Law Job Responsibilities: - Embrace a client-facing role collaborating with both US and Global teams to drive opportunities and efficiencies, and continuously improve engagement delivery. Develop and maintain relationships with external clients, vendors, **Members Only** tax and advisory...
Title: Compliance Advisor Manager Job Responsibilities: The Compliance Advisor Manager is responsible for advising and collaborating with business partners to mitigate consumer compliance risk and ensure compliance with federal and state consumer laws and regulations. Key duties include: - Providing guidance and effective...
Title: Tax Senior Job Responsibilities: - Manage relationships and ensure timely reporting of milestone and dependency status. - Monitor risks and issues, escalating them as necessary. - Execute day-to-day management activities. - Oversee asset-level diligence and analysis on debt investments. - Prepare and/or review debt taxable...
Title: Tax Senior, State and Local Tax - Unclaimed Property Job Responsibilities: The Tax Senior, State and Local Tax - Unclaimed Property, is responsible for applying their industry knowledge and experience to assist clients in understanding the tax implications and...
Title: Tax Manager - Tax Analysis & Debt Investments Job Responsibilities: As a Tax Manager in the Tax Analysis & Debt Investments group, the candidate will be responsible for managing relationships and ensuring the timely reporting of milestone and dependency status. The...
Title: Senior Manager, Senior Counsel - Fair Credit Reporting Act (FCRA) Job Responsibilities: The Senior Manager, Senior Counsel for the Fair Credit Reporting Act (FCRA) at the company is a pivotal role that involves serving as a legal expert on the Fair...
Title: Senior Manager, Senior Counsel - Privacy and Data Protection Job Responsibilities: - Provide expert legal advice on privacy and data protection issues, ensuring compliance with evolving global regulations and industry best practices. - Assist business, compliance, risk, and legal partners in identifying...
Title: Senior Director, Compliance Job Responsibilities: The Senior Director, Compliance, is responsible for the development, management, and oversight of program initiatives designed to enhance the governance and oversight of the Compliance Management Program (CMP). Key responsibilities include: - Contributing to the effective design...
Title: Director, Compliance Job Responsibilities: The Director, Compliance at the company is tasked with leading key initiatives to enhance the existing Compliance Management Program (CMP) within the Compliance Governance (CGOV) team. This role involves working collaboratively with talented associates to sustain and...
at supporting client service delivery within the financial crime sector, specifically focusing... on Anti-Money Laundering (AML) and sanctions. The key responsibilities include: - Managing a small team of investigators to ensure efficient workflow and case management. - Conducting comprehensive case investigations...
Title: Risk Manager - Commercial and Counterparty Credit Job Responsibilities: The Risk Manager - Commercial and Counterparty Credit plays a crucial role within the Governance, Valuations, & Innovation (GV&I) Team, part of the Credit Risk & Analytics (CR&A) Division at the company....
ensuring compliance with applicable laws and regulations. This position involves joining a team of compliance advisors dedicated to overseeing Small Business Bank products and services, functions, operations, and customer... contact centers. The key responsibilities include: - Maintaining expert knowledge of con...
Title Tax Senior - Sustainability - Renewable Energy Job Responsibilities As a Senior within the Sustainability: Renewable Energy practice, the primary responsibilities include advising clients on tax issues related to renewable energy projects. The role requires facilitating workstreams, identifying process...
Title: Tax Manager, State and Local Tax - Unclaimed Property Job Responsibilities: The Tax Manager, State and Local Tax - Unclaimed Property, is tasked with advising clients on tax implications and accounting matters that impact their business goals, emphasizing unclaimed property compliance...
Title: Director, Compliance Privacy Advisor Job Responsibilities: - Actively monitor and analyze privacy trends, including the development of new privacy laws and emerging privacy risks both domestically and internationally. - Maintain expert knowledge of applicable international and domestic privacy laws and regulations, including...
for providing commercial legal services within a technology-enabled, data-driven... corporate legal department focused on government contracts. Key responsibilities include: - Reviewing, drafting, and negotiating a wide range of customer-facing and partner agreements, including complex software (SaaS) and information licensing agreements, re...
contracts, including agreements related to technology licensing for both on-premise software and SaaS/cloud-based services. - Handle professional services agreements... and direct and indirect distribution contracts such as OEM, Reseller, Referral, Systems Integrator, Technology Partner, and Teaming agreements. - Manage other commercial agreeme...
concerning their global indirect tax reporting needs, including e-invoicing and digital reporting. - Lead end-to-end project implementations with native ERP solutions or third-party vendors, including transaction analysis, regulatory analysis, business requirements analysis,... system readiness assessments, and vendor selection projects....
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal... life cycle of new regulatory initiatives. - Advise the Board... advisory committees on complex regulatory initiatives and rule changes. -... Brief and communicate complex regulatory initiatives to senior executives... under urgent deadlines. - Serve...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal... life cycle of new regulatory initiatives. - Serve as a... advisory committees on complex regulatory initiatives and rule changes. -... Communicate complex regulatory initiatives to senior executives... under urgent deadlines. - Provide expert advice...
the Enforcement department's investigations and decisions regarding potential disciplinary actions against individuals and firms within the financial industry. This position offers... entry-level associates an opportunity to gain substantive hands-on legal experience, enhancing their skills in investigation, litigation, and writing. T...
company and its portfolio businesses. The key responsibilities include: - Drafting, reviewing, and negotiating a variety of agreements, such as software, technology, services, vendor, reseller, manufacturer, licensing,... and other commercial contracts. - Advising and providing guidance on legal issues related to c...