Title: Bank Regulatory Deposits Attorney, Vice President Experience: 7+ years of experience in private or consumer banking or wealth management products Location: New York City/Washington, DC Salary Range: USD 170,000 - 270,000 Department: Legal Company:...
OverviewA law firm in Washington, DC, is seeking a Mid-Level to Senior Financial Services Compliance and Regulatory Associate Attorney to join its team. The ideal candidate will have substantial experience in compliance and regulatory matters, specifically with registered investment advisors...
Senior Paralegal, Oversight Liaison and Counsel at Organization H2: Full-Time Position with Competitive Salary and Benefits Organization is seeking a Senior Paralegal to provide support to the Office of Oversight Liaison and Counsel (OLC) attorneys and senior management. This...
Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting)...
Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...
Analyst, Private Placement Apply Logo locations Rockville, MD (Job Posting) time type Full time posted on Posted Today job requisition id R-008853 Reviews member corporate financing activity for compliance with **MEMBERS ONLY**SIGN UP NOW***...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Associate Principal Risk Monitoring Analyst will work with a team to conduct risk monitoring activities and ongoing risk assessments of FINRA members. This is a mid-level position that reports to a Risk Monitoring Director and supports them in identifying existing...
Operations, Procedures and Standards - Full-time position with competitive salary and comprehensive benefits package - Reporting directly to Vice President, Member Supervision Operations, Procedures and Standards - Responsible for providing strategic leadership and guidance in establishing procedures and standards...
abides by the requirements of 41 CFR ). This regulation prohibits discrimination against qualified individuals on the basis of disability and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilities....
you need an accommodation for the application process, please email us at . Please note that this email address is only for inquiries regarding application accommodations. In addition to salary, FINRA provides a comprehensive benefits package. Candidates can expect...
Friendly Job Title: Principal Investigator, NCP - FINRA H1: Join FINRA as a Principal Investigator, NCP H2: Investigate Financial Fraud as a Principal Investigator with FINRA Bold Headline: FINRA is Seeking Experienced Investigators for their National Cause...
Principal Analyst, Dispute Resolution - Organization H2: Develops and Implements Policies for Arbitration Program Summary: The Principal Analyst, Dispute Resolution will support case administration and the National Arbitration program for FINRA Dispute Resolution (DR). This position requires a law degree and a minimum...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
FINRA Department: Member Supervision Location: Various Locations Job Type: Full-time Job Title: Principal Investigator, High Risk Representatives - All FINRA Locations Experience: Expert level Education: Bachelor's degree or equivalent relevant experience required; advanced degree or law degree, preferred Job Requisition...
The organization is seeking a Vice President, Enforcement Legal to lead their attorney teams in high-impact investigations and disciplinary actions. This role requires a minimum of 10 years of complex litigation experience, preferably involving securities laws, and a minimum...
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Associate Director, Regulatory Policy Legal Support Experience: Minimum of 8 years in a relevant field Location: Washington, DC or Rockville, MD Time Type: Full time Job Description: The Associate...
Friendly Job Title: Principal Analyst, Risk Monitoring - All FINRA Locations H1 Heading: Join Our Team as a Principal Analyst, Risk Monitoring H2 Heading: Conduct Risk Monitoring and Assessments for FINRA's Highest Impact Firms Organization: **MEMBERS ONLY**SIGN UP NOW***...
Title: Corporate Actions Analyst, Transparency Services Salary Range: $61,300-$130,400 per year Location: Rockville, MD Organization: FINRA Job Type: Full-time H1: Join FINRA as a Corporate Actions Analyst in Rockville, MD! H2: Exciting opportunity with competitive salary and benefits!...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
the legal industry. We not only have the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney - Mortgage Banking The candidate will be responsible for: Represent mortgage lenders, brokers, servicers, and related companies... before f...
President, Underwriting The candidate will support the implementation of Transactional Risk strategies by contributing to business development and growth through cultivating relationships with all key stakeholders and making informed underwriting decisions to enhance the profitability of the portfolio. Generate new...
Associate, Trade & Customs - First Sale **MEMBERS ONLY**SIGN UP NOW***. is currently seeking an Associate/Senior Associate to join our Trade and Customs practice. This role offers the opportunity to become an integral part of a dynamic team at one of the...
**MEMBERS ONLY**SIGN UP NOW***. is currently seeking an experienced Associate/Senior Associate to join their Trade and Customs practice at one of their many locations across the United States. This position offers the opportunity to work with high-profile clients in a collaborative and...
Title: Associate, Trade & Customs Salary Range: $59,300 - $99,200 Experience Level: Experienced Overview: Join a top tax firm and be an integral part of a dynamic team at **MEMBERS ONLY**SIGN UP NOW***.. Enjoy a collaborative, future-forward culture and access to...
Title: Senior, International Tax (Investment Management) Job Type: Full-time Experience: 3+ years Salary Range: $73,500 to $161,200 Department: International Private Equity and Investment Management Location: Multiple locations (see below) H1 Heading: Join **MEMBERS ONLY**SIGN UP NOW***.'s International...
Senior – Financial Services – Mutual Fund Tax (East Region City Locations)** **Position Summary:** - Seeking a Tax Senior with a passion for financial products and experience in regulated investment companies, Subchapter M, section 4982 excise calculations, and...
Tax Senior Consultant, Global Trade Advisory - Job Title: International Tax Senior Consultant, Global Trade Advisory - Salary Range: $73,430 to $167,180 per year - Experience: 3+ years in Import, Export and/or Technology Enablement (operational, government, law firm, or...
- Job title: Trade & Customs Senior Associate - Location: Multiple cities across the US (Atlanta, Boston, Charlotte, Chicago, Dallas, Detroit, Houston, Los Angeles, McLean, Miami, New York, Philadelphia, San Francisco) - Career level: Experienced - Salary range: $75,800...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
the legal industry. We not only have the best **MEMBERS ONLY**SIGN UP NOW***. positions, but we also have the most. Regulatory Compliance Attorney - Mortgage Banking The candidate will be responsible for: Represent mortgage lenders, brokers, servicers, and related companies... before f...
is looking for a Senior Counsel for the Marketing Solutions, Media and Entertainment team to join their team in various locations including Chicago, Illinois; Alpharetta, Georgia; Washington, District of Columbia; GreenWood Village, Colorado; White Plains, New York; New York -...
Financial is seeking an experienced attorney to join its corporate legal advice team as Senior Vice President, Associate General Counsel. This position is responsible for providing strategic legal advice to various business units within the company and will report to...
H1: VP Assistant General Counsel - Institution Services at **MEMBERS ONLY**SIGN UP NOW***. H2: Join Our Team and Make a Difference! Job Title: Vice President, Assistant General Counsel Company: **MEMBERS ONLY**SIGN UP NOW***. Department: Institution Services Legal Team Location: Fort Mill,...
Benefits: Life Insurance (for employees, spouses, domestic partners and children), Disability Insurance, Accidental Death & Dismemberment Insurance, Business Travel Accident Insurance, Employee Discounts, Tuition Reimbursement, and Employee Referral Program. Public Company Senior Paralegal & North America Co-Regional...
is seeking an experienced Compliance Officer to join their team in Arlington, VA. As a senior member of the team, the Compliance Officer will play a vital role in ensuring Homestead’s adherence with federal securities rules and regulations. The Compliance...
Manager, Global Trade Technology - SAP GTS Atlanta, GA; Boston, MA; Cincinnati, OH; Columbus, OH; Dallas, TX; Denver, CO; Detroit, MI; Houston, TX; Los Angeles, CA; Minneapolis, MN; Montvale, NJ; New York, NY; Philadelphia, PA; Raleigh, NC; Seattle, WA;...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Seeking Financial Services Compliance & Regulatory Associate Mid-level to Senior Associate Positions Available in All Offices Salary Range: $260,000 - $330,000 (annualized) **MEMBERS ONLY**SIGN UP NOW***. is currently seeking an experienced associate attorney to join our Financial Services Practice Group. With...
is a registered trademark of the Financial Industry Regulatory Authority, Inc. H1: Senior Paralegal, Oversight Liaison and Counsel - Full Time Position with FINRA H2: Join Our Team and Make a Difference in the Financial Industry Organization: **MEMBERS ONLY**SIGN UP NOW***. Department: Office of Oversight Liaison and...
Mid-Level Associate: Financial Institutions Group at **MEMBERS ONLY**SIGN UP NOW***. **H2: Exciting Opportunity for Mid-Level Associate in Financial Institutions Group at Top Law Firm! **Job Title: Mid-Level Associate: Financial Institutions Group **Job Location: New York or Washington...
is currently seeking a VP, Associate Counsel to join their Regulatory Enforcement group within the Legal department. This position is available in Fort Mill, SC, Washington, DC, Boston, MA, or San Diego, CA and offers a competitive salary range of...
