Deputy City Solicitor – Code & Public Nuisance Litigation... Unit Job Responsibilities: The Assistant City Solicitor or Deputy City Solicitor in the Code & Public Nuisance Litigation... Unit of the organization has a diverse range of responsibilities. The attorney will play a...
Protection Division, is tasked with supervising and conducting investigations and enforcement actions related to the... administration of property committed to charitable purposes. The role involves ensuring these properties are managed for the public's benefit. Key responsibilities include: - Supervising or conducting...
Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors... Program are integral to the investigations and decisions regarding disciplinary actions against individuals and organizations within the financial industry. This entry-level position provides substantive hands-on legal experience and specialized knowledge of...
Title: Tax Liaison Sr. - Fiduciary and Estate (Enrolled Agent) Job Responsibilities: 1. Coordinate with an outside vendor responsible for preparing tax returns to address fiduciary compliance needs. Provide necessary information for tax preparation, consult on moderate to complex tax issues, and...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Investigations Responsibilities: Coordinates, directs and/or conducts reviews and investigations. Assists in responding to and managing customer complaints. Develops and enhances internal procedures for investigating and responding to compliance issues and customer complaints. Effectively communicates with leaders as appropriate on investigated-related outcomes. Assists in performing root cause analysis, and recommend changes to policies/procedures. Provides advice... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Government Investigations and Litigation Duties: Delivers legal counsel and services in relation to the management of government investigations and related litigation in which company is a subject or party, as well as creating and executing on a strategy for the successful resolution of these matters under the overall direction of the Executive Counsel, Government Investigations and Litigation. Responsible for providing legal support to the global compliance... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer The candidate will provide leadership and exhibits awareness and understanding of ethical principles consistent with Jefferson's Mission, Vision and Values. Communicates key issues to the Enterprise Chief Compliance Officer and other members of firm's Senior Leadership team in a timely and effective manner. Conducts annual reviews of the Compliance Program and reports metrics and data sufficient to evaluate program effectiveness. Serves as the lea... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Officer The candidate will be responsible for: Provides leadership and exhibits awareness and understanding of ethical principles consistent with Jefferson's Mission, Vision and Values. Communicates key issues to the Enterprise Chief Compliance Officer and other members of Jefferson – company's Senior Leadership team in a timely and effective manner. Conducts annual reviews of the Compliance Program and reports metrics and data sufficient to evaluate prog... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Officer/Privacy Officer The candidate develops, initiates, maintains, and revises policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. Manages day-to-day operation of the Program. Develops and periodically reviews and updates Standards of Conduct to ensure continuing currency and relevance in providing guidance to management and employees. Responds to alleged viol... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
of Compliance - RIA The candidate will be responsible for oversight of the RIA's for the companies and will provide service to multiple organizations under the company umbrella of companies. Will assist the CCO in the development and maintenance of effective and efficient compliance programs, partnering with other support groups such as sales, operations, technology, and risk management to achieve effective processes and controls. Report to firm's Chief Compliance O... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Director of Compliance - RIA The candidate will be responsible for oversight of the RIA's for the companies and will provide service to multiple organizations under the company umbrella of comp... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
of Compliance- RIA Duties: Responsible for oversight of the RIA's for the group companies and will provide service to multiple organizations under the Lincoln umbrella of companies. Assist the CCO in the development and maintenance of effective and efficient compliance programs, partnering with other support groups such as sales, operations, technology, and risk management to achieve effective processes and controls. Reports to firm's Chief Compliance Officer and wi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Job Summary Company Lincoln Investment Planning, ; Location Wyncote, PA 19095 Industries Financial Services Job Type Full Time Employee Years of Experience 5+ to 7 Years Education Level Bachelor's Degree Career Level Manager (Manager/Supervisor of Staff) Job Reference Code Comp Adv- IA-... 10/2011 Compliance Advisor- Investment Advisor About the Job Basic Function: Position involves responsibility for all investmen... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel Consulting (GCC) is the only professional firm that works full time to find openings and make placements for General Counsel and in-house counsel. By working only for in-house counsel over the years, we have developed exclusive resources for advancing your legal career. Director of Compliance- RIA Duties: Responsible for oversight of the RIA's for the group companies and will provide service to multiple organizations under the Lincoln umbrella of companies. As... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here