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Firm Seeking Broker-Dealer Regulatory Attorney in Multiple Locations Are you an experienced attorney with a strong understanding of the securities brokerage industry? Do you have prior industry experience or experience in the regulation of broker-dealers? Holland & Knight, a...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
note that for certain Lawyer/Summer Associate positions, we are not able to provide reasonable accommodations. # Paralegal - Investment Management Law Firm is searching for an experienced Paralegal to join its Investment Management and Broker-Dealer practice areas. The...
Overview: A law firm in Washington, DC, is seeking a Senior Corporate RWI Attorney to provide expert advice and guidance in Representations and Warranties Insurance (RWI) matters. The ideal candidate will have extensive corporate and M&A experience and the ability...
law firm based in Washington D.C. is seeking a seasoned FinTech and Blockchain Counsel with a minimum of 8 years of legal practice. The ideal candidate should possess a deep understanding of US federal securities laws, with a proven track...
to Senior-level Financial Services Compliance and Regulatory Associate The candidate must have 4+ years of experience working on compliance and regulatory matters. Should ideally have experience working with and counseling registered investment advisors and broker-dealers on regulatory and compliance-related issues,...
Principal Counsel, Enforcement - Join FINRA Today! H2: Apply for the Role of Principal Counsel, Enforcement at FINRA Are you a highly skilled and experienced legal professional with a background in financial regulation? Are you looking for a challenging...
Firm Seeking Corporate Securities Associate in Multiple Offices Saul Ewing, a leading law firm, is currently seeking an experienced corporate associate to join our growing securities group. This is a fantastic opportunity to join a dynamic and entrepreneurial practice...
law firm in Washington, DC, is seeking a Corporate Securities Associate Attorney with 4-6 years of in-depth experience. The Corporate Securities Associate Attorney will be responsible for handling various aspects of public company rules and regulations, public and private offerings...