adherence with federal securities rules and regulations. The Compliance Officer will report to the Chief Compliance Officer and provide comprehensive support across all facets of compliance and risk management for Homestead Funds and its affiliated investment advisers and limited-purpose b......
Associate to join its Investment Funds Regulatory Practice. The... working knowledge of the Investment Advisers Act of 1940... and the Investment Company Act of 1940.... Private equity and hedge... fund formation experience is also helpful. Duties and Responsibilities: • Provide legal,...
Associate - Corporate - Investment Funds Regulatory H1: Join... Our Investment Funds Regulatory Team at... Firm Seeks Associate for Investment Funds Regulatory Practice ... New York Practice: Investment Funds Regulatory Experience:... Minimum of 3 years Responsibilities: -...
Job Title: Investment Funds, Regulatory Associate Job Responsibilities: The... Investment Funds, Regulatory Associate will... within the law firm's Investment Funds Group. This position... involves a dynamic range of responsibilities, including: - Assisting fund sponsors with fundraising and transactions - Navigating SEC examination and enforcement...
Job Title: Associate - Investment Services Job Responsibilities: - Work closely... client-facing activities within the Investment Services team. - Play a... transactions, particularly related to investment company reorganizations or mergers. -... securities laws, including the Investment Company Act of 1940... and the Securities Ac......
Job Title: Associate - Investment Services Job Responsibilities: The role involves... joining the Investment Services team at a... participating in business development and client-facing activities. - Engaging in a diverse and multidisciplinary practice within the Investment Services team. - Managing multiple... legal matters simult...
Title: Associate - Registered Investment Funds Job Responsibilities: - Work closely... with shareholders in the Investment Services team to provide... in transactions, particularly in investment company reorganizations or mergers. -... Manage multiple matters simultaneously, ensuring efficiency and compliance with relevant laws. - Engage with...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
Title: US Investments Commercial Compliance Leader Job Responsibilities: - Design, execute, document, and report on a comprehensive commercial compliance program to address and mitigate legal and regulatory risks in commercial activities. - Collaborate with business colleagues to assess and mitigate the company's risk...
clients on matters related to registered investment companies, including mutual funds,... ETFs, closed-end funds, interval funds, tender offer funds, and business development companies, as well as their trustees and directors. Additionally, they will advise investment advisers on business and... re...