Title: Associate, HONORS Program Job Responsibilities: Associates in the Honors Program at the organization contribute significantly to the Enforcement department's investigations and decisions regarding disciplinary actions against individuals and organizations within the financial industry. The role is designed to provide entry-level associates...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Title: Sr. Director, Corporate Counsel - Investment Fund Job Responsibilities: The Sr. Director, Corporate Counsel will be a key member of the company's Legal Risk Sustainability Compliance (LRSC) Team, specifically focusing on supporting the company's real estate investment funds. The primary responsibilities...
of legal matters within the Wealth Management business. This includes providing legal support to broker/dealer field personnel, which encompasses... call center staff, Regional and Complex Management, Divisional, Regional and Complex Risk Officers, and Home Office employees. Key responsibilities include: - Conductin...
Title: Regulatory Attorney Job Responsibilities: The Regulatory Attorney at the company is responsible for providing legal and regulatory support to the Wealth Management business, focusing on retail equities, options, and futures trading. Key responsibilities include: - Providing legal and regulatory advice to the...
Title: Senior Director, Corporate Counsel - Investment Fund Job Responsibilities: The Senior Director, Corporate Counsel - Investment Fund will be part of the Legal Risk Sustainability Compliance (LRSC) Team at the company. This role involves serving as in-house counsel dedicated to supporting...
Title: Summer Associate - 2026 1L & 2027 2L Job Responsibilities: The Summer Associate role at the law firm is an opportunity for 1L law students to participate in a comprehensive and immersive summer program. This program is designed to provide participants...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is integral to the mission of StratIntel within the department at the organization, focusing on enhancing investor protection and market integrity through informed regulatory decisions. Key responsibilities include: - Leading complex analytical projects...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist plays a crucial role in supporting the mission of Strategic Intelligence & Analytics (StratIntel) within the organization’s Member Supervision department. This position involves the collection, analysis, processing, and dissemination of...
Title: Senior Associate, Licensing Acquisition Job Responsibilities: - Possess working knowledge of state regulatory, exam, and licensing processes, which may include conducting additional research as needed and reviewing work conducted by Associates. - Participate in state money transmission license acquisition, including preparation of...
Title: Summer Associate - 2026 1L & 2027 2L Job Responsibilities: The Summer Associate role at the law firm is designed to provide law students with a meaningful and immersive experience that enhances their skills while working alongside some of the most...
will support multiple retail-focused broker-dealer and investment adviser business... units. The individual will work daily with managers, directors, and managing director-level business clients, serving as a trusted counselor. The role involves identifying, analyzing, documenting, and advising on legal issues and...
Title: Paralegal Job Responsibilities: As a Paralegal in the Trading, Marketing, and Operations Legal Group at the company, you will provide essential legal support related to contracts for exchange-traded funds and mutual fund product platforms. Your responsibilities will include assisting in the...
Worth Securities Litigation Associate – 3 to 5 yearsWinstead PC, 300 Throckmorton Street, Suite 1700, Ft. Worth, Texas, United States of America Req #165 Winstead PC is seeking a mid-level associate attorney for a position with our Business Litigation practice group in...