Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo Senior Director, Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Woodbridge, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting)...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL...
Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...
Assistant General Counsel - Governance and Securities Location: McLean, VA / Richmond, VA Salary: Competitive Experience: At least 5 years of experience in an in-house counsel role or at a law firm Job Requisition ID: R193934...
Friendly Job Title: Director, Compliance and Corporate Integrity - Capital One H1 Heading: Join Capital One as a Director of Compliance and Corporate Integrity H2 Headings: - Overview of the Role - Responsibilities and Qualifications - Benefits and...
of Ethics and Compliance Investigations Job #: R-00150921 Location: Reston, Virginia Category: Ethics Schedule (FT/PT): Full Time Travel Required: Yes, 10% of the time Shift: Day Remote Type: No Remote Clearance: None Referral Eligibility: Ineligible Sector: Corporate Apply Now...
Fairness Opinion, Solvency Opinion, Board Advisory and M&A opportunities... from the existing and future network. Lead engagement teams of three or more professionals; oversee the financial analysis and the preparation of opinion letters and presentation documents, and deliver oral presentations...