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Director, AML Compliance (GDD) The candidate... will be responsible for directing and overseeing a functional unit within the Anti-Money Laundering Compliance department. Will provide leadership and guidance to a group of managers and staff at various levels in the functional...
General Counsel Duties: Work with a team of senior in-house counsel who provide legal support for all aspects of the management of Endowment, as well as other areas related to the Endowment and/or the Investments Office, such as University...
the Investments Office, working closely with one other paralegal. Maintains reference/client files, organizes and tracks investments and non-investments files for Investments Office attorneys. Assembles know-your-customer (KYC), anti-money laundering (AML), Foreign Account Tax Compliance... Act (FATCA) reporting and other compliance d...
Counsel - Office of the Vice President Duties: Work with a team of senior and mid-level in-house counsel who provide legal support for all aspects of the management of Endowment, as well as other areas related to the Endowment and/or...
Counsel - Office of the Vice President The candidate will work with a team of senior and mid-level in-house counsel who provide legal support for all aspects of the management of University’s Endowment, as well as other areas related to...
on-boarding operations in understanding and complying with CIP requirements. Oversee Know Your Customer (KYC) quality assurance. Manage AML-related metrics reporting. Assist in... the development, implementation, and periodic performance of key controls. Contribute to periodic risk assessment design enhancements. Ensure clie...
Manager The candidate will report to CEO. Implements and manages the compliance program for the credit union; identifies and mitigates compliance risk, within each of its operational units, for federal and state credit union laws or regulations. The Compliance Officer...
Analyst The candidate will assist with the annual supervisory and compliance program review and testing for compliance with Investment Advisers Act 206(4)-7, FINRA Rule 3110, 3120, 3130, Anti-Money Laundering Program, and FDIC Regulations governing Trust Departments. Developing new testing procedures...
Director, AML Compliance (GDD) The candidate... will be responsible for directing and overseeing a functional unit within the Anti-Money Laundering Compliance department. Will provide leadership and guidance to a group of managers and staff at various levels in the functional...
Director, AML Compliance (GDD) The candidate... will be responsible for directing and overseeing a functional unit within the Anti-Money Laundering Compliance department. Will provide leadership and guidance to a group of managers and staff at various levels in the functional...