Title: Senior Counsel - AML Job Responsibilities: As a Senior Counsel... within the company's Legal organization, the primary responsibilities include: - Providing guidance to the compliance program on . and international sanctions matters. - Supporting policy development and reviewing and documenting transactions and lending...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
a Compliance Officer at read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Assistant General Counsel, Regulatory Support and Governance (REMOTE OPPORTUNITY) ## Job Description In the Regions’ Legal Department, an Assistant General Counsel will have the opportunity to provide legal advice and guidance to clients and colleagues on a wide variety of legal issues. The Legal Department is focused on attracting, retaining, and developing great people in an inclusive environment where each person is valued for the distinct skills and attributes the... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Risk Control Management The candidate ‘will be reporting to the Chief Compliance Officer of ProEquities, this individual will have primary responsibility for implementing and managing the firm’s compliance and risk mitigation initiatives, including surveillance, senior exploitation, and testing of existing firm controls. Responsibilities include: Oversee firm’s compliance surveillance department. Develop extensive knowledge of firm technology including P... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel Responsibilities: Advises on . bank regulatory matters including applicable Federal Reserve regulations (. Regulations L, O, W, Y and YY); bank powers and permissibility of activities and investments; control determinations; the Volcker Rule; affiliate transactions; enhanced prudential standards; capital and liquidity requirements; stress testing; resolution planning; fair lending; and other applicable banking laws and regulations affecting the... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Lawyer Duties: To develop and manage relationships with key partners in the Region; To manage a range of commercial and development property, corporate and commercial matters from initial instruction through to matter conclusion in the region; To be actively involved in all business development opportunities and expand the legal practice in the region. Assisting and advising clients on: Corporate transactional matters, including business sales, acquisitions, restruc... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Director AML & Op Controls The... candidate will develop and maintain a thorough understanding of AML rules and regulations promulgated... by the SEC, FINRA, USA Patriot Act, Bank Secrecy Act and OFAC. Monitor and surveil transactions from an AML perspective with appropriate review... and resolution. Handle Fincen inquiries and resolutions. SAR research and reporting. Develop understanding of firm back office operations (including new accounts, ACATs, cashiering) in order to provide... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
and Innovation Compliance Officer The candidate reports directly to the Director of Fintech and Innovation Compliance and is responsible for working to ensure compliance with applicable federal consumer laws and regulations. Establishes strong working relationships with first line of defense product teams and control partners to onboard New Digital Business ventures and Open Platform clients. Assesses and identifies compliance risk associated with New Digital Busines... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Processing Specialist The candidate will process incoming subpoenas, IRS summonses and other related requests for bank documents. Will analyze and interpret requests to identify and produce responsive documents. Apply established practices and policies throughout the course of processing. Escalate non-routine matters and comply with established BSA/AML standards. Work closely with internal personnel to locate responsive documents. Work closely with outside entities,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Processing Specialist The candidate will process incoming subpoenas, IRS summonses and other related requests for bank documents; Analyze and interpret requests to identify and produce responsive documents; Apply established practices and policies throughout the course of processing; Escalate non-routine matters and comply with established BSA/AML standards; Work closely with internal personnel to locate responsive documents; Work closely with outside entities, .... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
SIU and AML Manager The candidate will... work in the Corporate Compliance department. Will work across the organization to build fraud awareness, provide training, and help the business to develop and leverage red flag indicators and properly investigate potential fraud matters. Manage the anti-fraud program, including ID Theft prevention, for the firm's insurance operations and work closely with affiliated broker dealer and registered investment advisor. Handle all aspects of... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here