expertise in the ’40 Act to join their team... in Owings Mills, MD. This role offers a competitive salary of $170,000 - $350,000, depending on location and experience, and is eligible for a hybrid work schedule. Role Summary...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Description Senior Legal Analyst-01276 Primary Location Americas-United States-Maryland-Baltimore Organization Legal & Compliance Schedule Full-time Description PRIMARY PURPOSE OF THE POSITION The Senior Legal Analyst is responsible for providing recommendations and guidance for T. Rowe Price's global separate account and . products marketing and communications collateral used by various internal T. Rowe Price business areas (and the occasional... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel / Alternatives Compliance Officer The candidate will support the legal and compliance department in the provision of advice with respect to the Investment Advisers Act of 1940, the Investment Company Act... of 1940, the Securities and Exchange... Act of 1934, the Employee... Retirement Income Security Act of 1974 (ERISA), SEC... No-Action Letters, CFTC rules, National Futures Association rules, state banking and trust laws, other laws and regulations as relevant. Suppo... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Compliance Director - Investment Advisory The candidate will provide investment advisory compliance coverage for company's Personal Wealth Management (PWM) and company's Personal Investments (PII) activities operating under the Group. Will provide specialist support/advice to business/product management staff to facilitate appropriate and effective compliance with 1940 Act registered investment adviser... regulations, Group's fiduciary policy, and other relevant Group policies.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
40 Act / Private Fund -... Investment Management Counsel The candidate will support the Asset Management business unit within the Wealth and Institutional Services Division (WISD) with respect to investment management related services, including family of proprietary mutual funds and private investment funds. Will provide primary legal support on the formation, operation and termination of Trust private investment funds. Provide advice on 1940 Act/mutual fund issues, including... ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
40 Act / Private Fund -... Investment Management Counsel The candidate will support the Asset Management business unit within the Wealth and Institutional Services Division (WISD) with respect to investment management related services, including family of proprietary mutual funds and private investment funds. Will provide primary legal support on the formation, operation and termination of Trust private investment funds. Provide advice on 1940 Act/mutual fund issues, including... ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
40 Act / Private Fund -... Investment Management Counsel The candidate will support the Asset Management business unit within the Wealth and Institutional Services Division (WISD) with respect to investment management related services, including family of proprietary mutual funds and private investment funds. Will provide primary legal support on the formation, operation and termination of Trust private investment funds. Provide advice on 1940 Act/mutual fund issues, including... ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
40 Act / Private Fund -... Investment Management Counsel The candidate will support the Asset Management business unit within the Wealth and Institutional Services Division (WISD) with respect to investment management related services, including family of proprietary mutual funds and private investment funds. Will provide primary legal support on the formation, operation and termination of Trust private investment funds. Provide advice on 1940 Act/mutual fund issues, including... ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Investments Legal Counsel The candidate will provide advice on all aspects of new product developments, preparation, filing and management of all regulatory filings, disclosure and other documents required under the federal securities laws. Will coordinate with compliance department to provide legal analysis and advice in connection with the ongoing development of procedures, the resolution of potential compliance issues and the conduct of regulatory examinations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Analyst Location: Baltimore, MD Industry: Finance & Investment Company: Premier Independent Investment Management Firm View company name when you join Doostang Job Description PRIMARY PURPOSE OF THE POSITION Maintain registration of Price Funds with the Securities & Exchange Commission under the Investment Company Act of 1940 and the Securities Act... of 1933. This responsibility... is critical in order for TRP to offer and sell shares of the Price Funds to e... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here