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and private), the Securities Act of 1934 (Registered Investment... Advisors), the Securities Act of 1940 (Registered Investment... Companies) and... related disclosures, filings and compliance obligations. The candidate should be self-starter with the ability to work with others to d...
is an Equal Opportunity Employer. COMPLIANCE ASSOCIATE JOB DESCRIPTION: - Title: Compliance Associate - Company: **MEMBERS ONLY**SIGN UP NOW***. - Location: New York, NY or Cleveland, OH (3-day min. in-office requirement) - Salary: $100,000-$110,000 per year, plus annual bonuses...
Manager, Legal Administration - 1940 Act Experience ... administration experience in a corporate or law firm environment. 5+ years of experience with the Investment Company Act of 1940. Education Bachelor’s... degree from an accredited college or...
Title: Senior Paralegal - 1940 Act H1: Senior... Paralegal - 1940 Act Ultimus ... H2: Join Ultimus as a Senior Paralegal - 1940 Act Bold Headlines:... - Join a Senior Paralegal - 1940 Act to...
Manager, Legal Administration - 1940 Act Salary: Competitive salary... Investment Company Act of 1940 H1: Manager, Legal... Administration - 1940 Act Ultimus H2:... of Legal Administration - 1940 Act Bold Headline:... Lead the Legal Administration Services for...
The Senior Paralegal - 1940 Act is responsible for... providing legal administration services for Ultimus’ mutual fund clients. This role involves preparing board materials and regulatory filings, managing regulatory calendars, and providing general legal, filing, and governance support. The ideal...
3-5 years as a 1940 Act attorney and 3-5... years of management and leadership experience Salary: Competitive salary based on experience Department: Legal Administration Location: Virtual, with offices in Columbus, Cincinnati, Denver, Elkhorn, and Hauppauge H2...
3-5 years as a 1940 Act attorney and 3-5... years of management and leadership experience. Salary: $123,000-$145,000 per year Job Description: The AVP, Legal Counsel at Ultimus is responsible for providing legal administration services to multiple clients. They are expected...
and private), the Securities Act of 1934 (Registered Investment... Advisors), the Securities Act of 1940 (Registered Investment... Companies) and... related disclosures, filings and compliance obligations. Candidates should be self-starters with the ability to work with others to develop and maintain...