Title: US Advisor Attorney-Vice President, Assistant General Counsel Job Responsibilities: - Manage legal coverage for the . Funds Management business. - Oversee the creation and management of mutual funds and exchange-traded funds. - Advise on regulatory developments and their implementation. - Provide legal support to...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Information: This position offers a salary of Not Specified. Overview: Company is looking for an experienced Counsel (Hybrid) to join their team. As Counsel, you will be responsible for addressing state and federal regulatory requirements for annuity products, producing prospectuses, contracts, and other disclosure documents, and providing advice and counsel on product development and service operations. The ideal candidate will have a Juris Doctor from an accre... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
reimbursement Employee Assistance Program Commuter benefits Discounts through the . Bank Perks program Salary Information The salary range for this position is $90,000-$125,000 per year. # 1940 Act Attorney ##... Job Summary . Bank is looking for a 1940 Act Attorney to lead... a team of compliance administrators and ensure all activities meet the requirements of state and federal legal and regulatory agencies. The 1940 Act Attorney will be... res... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Overview: . Bank is looking for an experienced 1940 Act Attorney to join... their Regulatory Administration Group. The successful candidate will have two years to more than twenty years of experience working with mutual funds or ETFs registered under the Investment Company Act of 1940. The role is open... to candidates who can work remotely, although those located close to one of the offices in Wisconsin, Ohio, or California will be expected to split their time between the offi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Employee Assistance Program Health and wellness programs Employee discounts Pet insurance Salary Grade: The salary grade for this role is based on the candidate's level of experience. Summary . Bank is looking for an experienced 1940 Act Attorney to join... their Regulatory Administration Group. This role can be done remotely, with the option to split time between an office and the remote location. The ideal candidate will hav... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
## 1940 Act Attorney .... Bank is looking for a 1940 Act Attorney to join... their Global Fund Services team. This is a full-time position with the potential to work remotely if not located near one of their offices in Milwaukee, Wisconsin (HQ); Cincinnati, Ohio; Glendora, California; or Mesa, Arizona. The successful candidate will have experience working with the Investment Company Act of 1940 and related securities laws... and regulations and preferably have at least five year... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Legal Counsel The candidate will prepare client registration statement updates in an accurate and timely manner. Prepare other client SEC filings in an accurate and timely manner. Prepare and distribute all client board and committee materials in an accurate and timely manner. Attend board and committee meetings by telephone or, if client requests, in person, in order to record notes. Draft the minutes of client board and committee meetings. Provide updates to clie... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
VP, Assistant General Counsel - 1940 Act - Wealth Management... Mutual Funds The candidate will be managing actual and potential litigation and enforcement matters, including internal reviews and investigations related to such matters. Will be advising on products and services, including contract negotiation and documentation. Advising on offering and marketing documents and new business initiatives. Managing dispute resolution. Interpreting existing laws, rules and regulations... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
1940 Act Regulatory Administrator The... candidate to join the regulatory administration group of one of the largest mutual fund and exchange-traded fund (ETF) services businesses in the country. The role will have the following responsibilities, although candidates need not have experience with each function: Drafts, reviews, and prepares registration statements for new products or annual updates to fund registration statements; Ensures timely and accurate regulatory filings,... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Counsel - Securities/Mutual Funds Responsibilities: Provides legal services on securities and regulatory matters relating to the registration and operation of mutual funds, exchange-traded funds, and variable insurance products, and provides advice regarding compliance with the Investment Company Act of 1940 (“40 Act”). Advises Touchstone... Securities Inc. and Touchstone Advisors, Inc. on legal matters relating to the Touchstone mutual funds and exchange-traded funds... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel (Annuity) Duties: Day-to-day support of the Annuity Business Development, Annuity Actuarial, and Annuity Marketing teams. Primary contact for financial reporting issues relating to filings under the Investment Company Act of 1940 and the Securities Act... of 1933. Drafting basic... annuity contracts with minimal supervision, which requires an understanding of product features and state insurance laws including the Interstate Compact. Drafting registration statements... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here