Title: Associate Counsel – Third Party Distribution Job Responsibilities: - Provide legal advice and representation on matters related to the company's business activities and investment products. - Prepare resolutions and participate in major legal actions. - Liaise with the business on strategic issues and...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have...
The following jobs are no longer active but were real openings previously posted by employers. These listings provide valuable insight into employer hiring trends and frequently lead to job offers. In many cases, employers are still hiring or open to strong candidates even if no new job is posted. Applying to these listings often makes you the only applicant, increasing your chances of being hired.
Attorney The candidate duties may include: Responsible for assisting Investment Advisers and Mutual Funds; Research under the Investment Adviser Act of 1940; Research under the Investment... Company Act of 1940; Drafting memoranda to clients... relating to Advisers Act and Investment Company Act... of 1940 legal requirements;Drafting... memoranda to... clients of the Advisers; Assessing Advisers' and Funds' legal status; Other duties relating to Investment and Financial Industry Companies.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney The candidate will perform duties include : Responsible for assisting Investment Advisers and Mutual Funds; Research under the Investment Adviser Act of 1940; Research under the Investment... Company Act of 1940; Review contracts and agreements... with clients and service providers; Drafting memoranda to clients; Assisting in the review of marketing materials; Other duties relating to Investment and Financial Industry Companies. Must have . from Accredited Law School.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Attorney The candidate will be responsible for assisting Investment Advisers and Mutual Funds; Research under the Investment Adviser Act of 1940; Research under the Investment... Company Act of 1940; Review contracts and agreements... with clients and service providers; Drafting memoranda to clients; Assisting in the review of marketing materials; Other duties relating to Investment and Financial Industry Companies.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Attorney The candidate will be responsible for assisting Investment Advisers and Mutual Funds; Research under the Investment Adviser Act of 1940; Research under the Investment... Company Act of 1940; Drafting memoranda to clients... relating to Advisers Act and Investment Company Act... of 1940 legal requirements;... Drafting memoranda... to clients of the Advisers; Assessing Advisers' and Funds' legal status; Other duties relating to Investment and Financial Industry Companies.... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Associate Attorney The candidate will be conducting Conference Calls with clients to determine factual information; Review factual information from client in light of legal requirements and write memoranda thereon; Review contracts for clients, and draft memoranda to summarize issues; Conduct Conference calls with clients to explain legal requirements; Research under the Investment Adviser Act of 1940; Research under the Investment... Company Act of 1940; Drafting memoranda to ...... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Lead Regulatory Administrator The candidate will assist fund clients with the preparation of board minutes, the preparation and maintenance of registration statements, and related filings. Registration statements (including a prospectus) are the legal documents that disclose the strategy, risk, fee, and operational details of a fund to investors, as required by federal securities laws, including primarily the Investment Company Act of 1940 and Securities Act of... 1933, and reg... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Senior Counsel, Retail Advice (Hybrid) An Investment Management Company is seeking a Senior Counsel to join their Retail Advice Legal Team and provide guidance to advisory offers that serve more than 300,000 individual clients. The successful candidate will have knowledge of the investment industry and an understanding of the Securities Exchange Act of 1934, the Investment... Advisers Act of 1940, the Investment... Company Act... of 1940, SEC rules,... and FINRA... rules. Job Responsi... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Job Description Senior Counsel ( Job Number: 1108094) Description Pershing LLC is seeking a Vice President and Senior Counsel for its Lockwood Advisors/Pershing Managed Account Advisor Solutions investment advisory business based in Malvern, PA. This individual should have a proven track record in counseling investment advisers on issues related to compliance with the Investment Advisers Act of 1940, as amended, and the... regulations there under. The Vice President and... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel - Securities Finance The candidate’s primary area of focus will be on the company’s global securities financing activities including supporting business teams responsible for securities lending (both agent and direct lending) and repurchase transactions. This active and expanding business is subject to ever increasing global regulatory oversight with potential impact to the scope and structure of the market and business as well as to the underlying cont... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here
Counsel, Investment Products and Advisors Team The candidate will primarily work with the portfolio managers in firm's Investment Management Group on a wide variety of equity and fixed income investment matters. Will also represent firm's on investment-related policy matters, such as fixed income market transparency, liquidity risk management matters, municipal bond issues, among others. Should have Law degree from a competitive law school. Must have 3-5 years of e... read more
Note: This job is no longer active. It was originally posted on [Date] and is part of LawCrossing’s historical archive of legal jobs. While the position may have been filled, employers often remain open to exceptional candidates for similar roles. LawCrossing has tracked this employer's hiring activity for over 25 years. This listing is provided for informational and outreach purposes and may still lead to employment. Learn more about archive jobs and how powerful they are for your search, click here