Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support for the complete life cycle of new regulatory initiatives, serving as a subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes with limited oversight. - Brief and communicate complex regulatory initiatives to senior executives, provi
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support throughout the lifecycle of new regulatory initiatives. - Advise the Board of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes. - Brief and communicate complex regulatory initiatives to senior executives, providing analysis under urgent deadlines. - Serve as a legal expert within the organization, providing ad
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support concerning the full life cycle of new regulatory initiatives. - Serve as a subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes. - Communicate complex regulatory initiatives to senior executives with urgency. - Act as a legal exper
Job Title: Associate, HONORS Program Job Responsibilities: The Associate in the HONORS Program at the organization plays a crucial role in contributing to the Enforcement's investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level position involves working under the supervision of more senior attorneys, investigators, Directors, and Chief Counsels. Honors Associates engage in a variety of discrete pr
Job Title: Counsel, Discovery & Litigation Job Responsibilities: - Handle the docket of information requests received by the organization, including third-party subpoenas issued in arbitration proceedings, and civil and criminal litigation cases. - Exercise legal judgment under limited supervision to respond to information requests, preserve privileges, and protect the confidentiality of information. - Determine the complexity of requests, identify applicable objections, a
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support concerning the life cycle of new regulatory initiatives. - Advise the Board of Governors and organization advisory committees on complex regulatory initiatives and rule changes. - Brief and communicate complex regulatory initiatives to senior executives under urgent deadlines. - Serve as a legal expert within the organization in various subject areas. - Prepa
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Provide senior-level legal advice and support throughout the lifecycle of new regulatory initiatives. - Serve as a subject matter expert in one or more areas of legal expertise. - Advise the Board of Governors and advisory committees on complex regulatory initiatives and rule changes. - Brief and communicate complex regulatory initiatives to senior executives under urgent deadlines. - Prepare Board mate
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal advice and support throughout the life cycle of new regulatory initiatives. - Serve as a subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and advisory committees on complex regulatory initiatives and rule changes. - Communicate complex regulatory initiatives to senior executives under urgent deadlines. - Provide expert advice on lega
Job Title: Associate, HONORS Program-1 Job Responsibilities: The role of an Associate in the HONORS Program involves significant contributions to the Enforcement department's investigations and decisions regarding potential disciplinary actions against individuals and firms within the financial industry. This position offers entry-level associates an opportunity to gain substantive hands-on legal experience, enhancing their skills in investigation, litigation, and writing. T